# Schedules 13D and 13G - Beneficial Ownership Above 5% API Reference | SEC API

> Complete API reference for the SEC EDGAR Schedule 13D and 13G Search API. Every request parameter, every searchable field and every response attribute, with types, constraints and a live example response.

Source: https://sec-api.io/api-reference/form-13d-13g

Ownership and holdings

POST`https://api.sec-api.io/form-13d-13g`

Search every Schedule 13D and Schedule 13G filing on SEC EDGAR, the disclosures an investor files after crossing five percent of a class of a public company. The filings are converted to a standardised JSON structure and are searchable by any reported value, such as the issuer, the CUSIP, the reporting person, the type of reporter and the percent of the class owned.

[Read the guide for this API →](https://sec-api.io/docs/form-13d-13g-search-api)

## Authentication

Send the API key either as a header or as a query parameter. The header is preferred; the query parameter exists for cases where a header cannot be set, such as opening a URL directly in a browser.

Authorization: required header

The API key on its own. Do not prefix it with Bearer or any other word.

Example `Authorization: YOUR_API_KEY`

token: optional query parameter

The API key, appended to the URL. Use this only when a header is not possible.

## Request body

A JSON object. Content-Type must be application/json.

query: required string

The search expression in Lucene syntax. Every field listed under Searchable fields can be used, combined with AND, OR, NOT, ranges and wildcards.

Example `formType:"SC 13D" AND owners.amountAsPercent:[10 TO *]`

from: string, Maximum 10000

Index of the first result to return, used for pagination. Increase it by the value of size to page through results.

Default `"0"`

size: string, Maximum 50

Number of filings to return in one response.

Default `"50"`

sort: array of object

Sort order. Each item maps one field to an order object, for example [{ "filedAt": { "order": "desc" } }].

Default `[{ "filedAt": { "order": "desc" } }]`

order: string

Either asc or desc.

## Searchable fields

Every field below can be used inside query. 79 fields are searchable, and they match the structure of the objects returned in the response.

| Field | Description |
| --- | --- |
| `accessionNo` | Filing accession number |
| `formType` | Form type — "SC 13D", "SC 13D/A", "SC 13G", "SC 13G/A" |
| `filedAt` | Date the filing was accepted by EDGAR |
| `eventDate` | Date of the event triggering the filing (YYYY-MM-DD) |
| `nameOfIssuer` | Name of the issuer of acquired securities |
| `titleOfSecurities` | Title of the class of securities, e.g. "Common Stock" |
| `cusip` | 9-digit CUSIP(s) of acquired securities |
| `schedule13GFiledPreviously` | 13D only — true if a 13G had been filed previously |
| `filers.cik` | CIK of a filer or subject named on the cover |
| `filers.name` | Name of a filer or subject named on the cover |
| `owners.name` | Full legal name of a reporting person |
| `owners.place` | Citizenship or place of organization of a reporting person |
| `owners.typeOfReportingPerson` | Reporting person classification — IA, IC, IV, IN, CO, PN, BD, BK, HC, OO, … |
| `owners.sourceOfFunds` | 13D only — source of funds code (SC, BK, AF, WC, PF, OO) |
| `owners.soleVotingPower` | Shares with sole voting power |
| `owners.sharedVotingPower` | Shares with shared voting power |
| `owners.soleDispositivePower` | Shares with sole dispositive power |
| `owners.sharedDispositivePower` | Shares with shared dispositive power |
| `owners.aggregateAmountOwned` | Aggregate amount beneficially owned |
| `owners.amountAsPercent` | Aggregate amount as % of class outstanding |
| `owners.amountExcludesCertainShares` | True if aggregate amount excludes disclaimed shares |
| `owners.memberOfGroup.a` | Group membership affirmed (true/false) |
| `owners.memberOfGroup.b` | Group membership disclaimed (true/false) |
| `owners.legalProceedingsDisclosureRequired` | 13D Item 2(d)/(e) legal proceedings disclosure required |
| `item1.securityTitle` | Item 1 — title of the class of securities |
| `item1.issuerName` | Item 1 — issuer legal name |
| `item1.issuerPrincipalAddress.city` | Issuer principal office city |
| `item1.issuerPrincipalAddress.stateOrCountry` | Issuer principal office state / country |
| `applicableRule.13d-1b` | 13G filed pursuant to Rule 13d-1(b) |
| `applicableRule.13d-1c` | 13G filed pursuant to Rule 13d-1(c) |
| `applicableRule.13d-1d` | 13G filed pursuant to Rule 13d-1(d) |
| `item5.classOwnership5PercentOrLess` | 13G Item 5 — true if reporting now owns 5% or less |
| `id` | System-internal unique identifier of the filing. |
| `amendmentNo` | Amendment number on SC 13D/A and SC 13G/A filings, for example 1. Empty on an original filing, and absent on older records. |
| `signatures` | Signatures on the filing. |
| `exhibits` | Exhibits attached to the filing, if any. |
| `owners.isAggregateExcludeShares` | Row 12, on records parsed from the structured XML format. True if the aggregate amount reported excludes shares the reporting person discloses but disclaims beneficial ownership of under Rule 13d-4. |
| `owners.footnotes` | Footnotes attached to the cover page rows, if any. |
| `item1.issuerPrincipalAddress.street1` | First address line. |
| `item1.issuerPrincipalAddress.street2` | Second address line, empty when unused. |
| `item1.issuerPrincipalAddress.zipCode` | Postal code of the principal office. |
| `item1.commentText` | Free text the filer added about the context of the filing, used above all on amendments to say which items the amendment restates. |
| `item2.filingPersonName` | Item 2(a), name of the person filing the statement. Several names are separated by line breaks. |
| `item2.principalBusinessAddress` | Item 2(b), residence or business address. |
| `item2.principalJob` | Item 2(c), present principal occupation or employment, and the name, principal business and address of the organisation where it is conducted. |
| `item2.hasBeenConvicted` | Item 2(d), whether the person was convicted in a criminal proceeding during the last five years, excluding traffic violations and similar misdemeanours, and the details if so. |
| `item2.convictionDescription` | Item 2(e), whether the person was party to a civil proceeding during the last five years that resulted in a judgment, decree or final order relating to federal or state securities laws, and the details if so. |
| `item2.citizenship` | Item 2(f), citizenship or place of organisation of each person filing the statement. |
| `item3.fundsSource` | Source and amount of the funds or other consideration used to make the purchases, including any borrowed funds and the parties to the transaction. When the securities were acquired other than by purchase, the method of acquisition. |
| `item4.transactionPurpose` | The purpose of the acquisition, and any plans or proposals of the reporting persons that relate to an acquisition or disposition of securities, an extraordinary corporate transaction, a sale of assets, a change of the board or management, a change in capitalisation or dividend policy, a change in the business or corporate structure, a change of charter or bylaws, a delisting, a termination of registration, or a similar action. This item is the heart of the schedule and has no counterpart on Schedule 13G. |
| `item5.percentageOfClassSecurities` | Item 5(a), the aggregate number and percentage of the class identified in Item 1 that each person named in Item 2 beneficially owns, including the members of any group. |
| `item5.numberOfShares` | Item 5(b), for each person named in Item 5(a), the number of shares with sole or shared power to vote and to dispose. |
| `item5.transactionDescription` | Item 5(c), transactions in the class of securities over the past sixty days or since the most recent Schedule 13D, whichever is less. |
| `item5.listOfShareholders` | Item 5(d), any other person known to have the right to receive dividends from, or the proceeds of the sale of, the securities, identified when the interest exceeds five percent of the class. |
| `item5.date5PercentOwnership` | Item 5(e), the date the reporting person ceased to own more than five percent of the class, when applicable. |
| `item6.contractDescription` | Contracts, arrangements, understandings or relationships between the persons named in Item 2 and any other person about the securities, including transfer or voting arrangements, finder fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, and the giving or withholding of proxies. |
| `item7.filedExhibits` | Copies of joint acquisition statements required by Rule 13d-1(k), and of written agreements, contracts, arrangements, plans or proposals about the borrowing of funds disclosed in Item 3, the matters disclosed in Item 4, and the transfer or voting arrangements disclosed in Item 6. |
| `item1.issuerPrincipalExecutiveOfficeAddress` | Item 1(b), address of the principal executive offices of the issuer, as one string. |
| `item2.principalBusinessOfficeOrResidenceAddress` | Item 2(b), address of the principal business office of the person filing, or of their residence. |
| `item3.notApplicable` | True if the item does not apply, in which case the other fields of this object can be ignored. |
| `item3.typeOfPersonFiling` | Letter code of the type of person filing, as ticked in Item 3, for example IA for an investment adviser or BD for a broker or dealer. |
| `item3.otherTypeOfPersonFiling` | Free text the filer added about the type of person filing, for example the type of non-US institution. |
| `item4.amountBeneficiallyOwned` | Item 4(a), amount beneficially owned. |
| `item4.classPercent` | Item 4(b), percent of the class. |
| `item4.numberOfSharesPersonHas.solePowerOrDirectToVote` | Item 4(c)(i), sole power to vote or to direct the vote. |
| `item4.numberOfSharesPersonHas.sharedPowerOrDirectToVote` | Item 4(c)(ii), shared power to vote or to direct the vote. |
| `item4.numberOfSharesPersonHas.solePowerOrDirectToDispose` | Item 4(c)(iii), sole power to dispose or to direct the disposition. |
| `item4.numberOfSharesPersonHas.sharedPowerOrDirectToDispose` | Item 4(c)(iv), shared power to dispose or to direct the disposition. |
| `item5.notApplicable` | True if the item does not apply, in which case the other fields of this object can be ignored. |
| `item6.notApplicable` | True if the item does not apply, in which case the other fields of this object can be ignored. |
| `item6.ownershipMoreThan5PercentOnBehalfOfAnotherPerson` | Any other person known to have the right to receive dividends from, or the proceeds of the sale of, the securities, identified when the interest exceeds 5 percent of the class. |
| `item7.notApplicable` | True if the item does not apply, in which case the other fields of this object can be ignored. |
| `item7.subsidiaryIdentificationAndClassification` | Identity and Item 3 classification of the relevant subsidiary, when a parent holding company or control person filed the schedule under Rule 13d-1(b)(1)(ii)(G), Rule 13d-1(c) or Rule 13d-1(d). |
| `item8.notApplicable` | True if the item does not apply, in which case the other fields of this object can be ignored. |
| `item8.identificationAndClassificationOfGroupMembers` | Identity and Item 3 classification of each member of the group, when a group filed the schedule under 240.13d-1(b)(1)(ii)(J), Rule 13d-1(c) or Rule 13d-1(d). |
| `item9.notApplicable` | True if the item does not apply, in which case the other fields of this object can be ignored. |
| `item9.groupDissolutionNotice` | Notice of the dissolution of a group, stating the date of the dissolution and that further filings about the security will be made by the members in their individual capacity. |
| `item10.notApplicable` | True if the item does not apply, in which case the other fields of this object can be ignored. |
| `item10.certifications` | The certification text, included when the statement is filed under 240.13d-1(b), 240.13d-2(b) or 240.13d-2(c), or under 240.13d-1(c) or 240.13d-1(d). The passive investor wording states that the securities were not acquired to change or influence control of the issuer. |

## Response

A JSON object. Nested attributes are collapsed; expand one to see its fields.

total: object

How many filings matched the query.

value: integer

Number of matching filings, capped at 10000. A value of 10000 with relation gte means more than 10000 filings matched.

relation: string

Either eq, meaning value is exact, or gte, meaning value is a floor.

filings: array of object

The matching filings, at most size per response. Every filing carries the fields below, whichever schedule it is. The cover page rows and the numbered items differ between the two schedules, and each schedule is documented in its own section underneath.

id: string

System-internal unique identifier of the filing.

accessionNo: string

Accession number of the filing, for example 0000905148-26-004270.

formType: string

Form type of the filing: SC 13D, SC 13D/A, SC 13G or SC 13G/A. The /A suffix marks an amendment.

filedAt: string

Timestamp EDGAR accepted the filing, ISO 8601 in Eastern Time, for example 2026-09-24T17:05:56-04:00.

filers: array of object

CIK and name of every filer and subject named on the filing cover.

cik: string

CIK of the filer, leading zeros removed.

name: string

Name of the filer, followed by its role in brackets, for example Host Digital Inc. (Subject) or Samra Harmol (Filed by).

nameOfIssuer: string

Name of the issuer of the acquired securities, for example Host Digital Inc.

titleOfSecurities: string

Title of the class of securities, for example Class A common stock, par value $0.001 per share.

cusip: array of string

CUSIPs of the acquired security classes, for example ["45257M106"]. Empty when the filer reported none.

eventDate: string

Date of the event that required the filing, YYYY-MM-DD.

amendmentNo: optional string

Amendment number on SC 13D/A and SC 13G/A filings, for example 1. Empty on an original filing, and absent on older records.

signatures: optional array

Signatures on the filing.

exhibits: optional array

Exhibits attached to the filing, if any.

### Schedule 13D response

Schedule 13D is the long form, filed by a holder above five percent who does not qualify for the short form, and by a passive holder who turns active. Each cover page carries two rows that Schedule 13G has no room for, the source of funds and the legal proceedings flag. Items 1 to 7 are prose, and Item 4 states the purpose of the transaction. Older records that pre-date the structured XML format carry the cover page rows only, so the numbered items are then absent.

filings: array of object

What a Schedule 13D filing adds to the fields above.

schedule13GFiledPreviously: optional boolean

True if the filing person previously reported the same acquisition on a Schedule 13G and files this Schedule 13D because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g).

owners: array of object

One item per reporting person, holding the 14 cover page rows of that person. Rows 4 and 5 are specific to Schedule 13D.

name: string or array of string

Row 1. Full legal name of the person for whom the report is filed, meaning each person required to sign the schedule, including each member of a group. Records parsed from the structured XML format carry an array, older records carry a single string.

memberOfGroup: object

Row 2. Member of a group checkbox.

a: boolean

True if any of the shares beneficially owned by the reporting person are held as a member of a group and the membership is expressly affirmed.

b: boolean

True if the reporting person disclaims membership in a group, or describes a relationship with another person without affirming that a group exists.

sourceOfFunds: string or array of string

Row 4. Classification of the source of funds or other consideration used to make the purchases, as required by Item 3. Codes are SC, BK, AF, WC, PF and OO. Schedule 13G has no such row.

legalProceedingsDisclosureRequired: boolean

Row 5. True if disclosure of legal proceedings is required under Item 2(d) or Item 2(e). Schedule 13G has no such row.

place: string

Row 6. Citizenship if the reporting person is a natural person, otherwise the place of organisation.

soleVotingPower: number

Row 7. Number of shares the reporting person holds with sole voting power.

sharedVotingPower: number

Row 8. Number of shares the reporting person holds with shared voting power.

soleDispositivePower: number

Row 9. Number of shares the reporting person holds with sole dispositive power.

sharedDispositivePower: number

Row 10. Number of shares the reporting person holds with shared dispositive power.

aggregateAmountOwned: number

Row 11. Aggregate amount beneficially owned by the reporting person.

isAggregateExcludeShares: optional boolean

Row 12, on records parsed from the structured XML format. True if the aggregate amount reported excludes shares the reporting person discloses but disclaims beneficial ownership of under Rule 13d-4.

amountExcludesCertainShares: optional boolean

Row 12, on older records. The same disclaimer flag as isAggregateExcludeShares.

amountAsPercent: number

Row 13. Aggregate amount beneficially owned as a percent of the class outstanding.

typeOfReportingPerson: array of string

Row 14. Classification of the reporting person, for example IN, CO, PN, IA, BD, BK, HC or OO.

footnotes: optional array

Footnotes attached to the cover page rows, if any.

item1: object

Item 1. Security and issuer: the class of equity securities the statement relates to, and the issuer of that class.

securityTitle: string

Item 1(a), title of the class of securities, for example Class A common stock, par value $0.001 per share.

issuerName: string

Legal name of the issuer of the security.

issuerPrincipalAddress: object

Item 1(c), address of the principal executive offices of the issuer, split into its parts.

street1: string

First address line.

street2: string

Second address line, empty when unused.

city: string

City of the principal office.

stateOrCountry: string

State or country code of the principal office, for example FL.

zipCode: string

Postal code of the principal office.

commentText: optional string

Free text the filer added about the context of the filing, used above all on amendments to say which items the amendment restates.

item2: object

Item 2. Identity and background of the person filing the statement.

filingPersonName: string

Item 2(a), name of the person filing the statement. Several names are separated by line breaks.

principalBusinessAddress: string

Item 2(b), residence or business address.

principalJob: string

Item 2(c), present principal occupation or employment, and the name, principal business and address of the organisation where it is conducted.

hasBeenConvicted: string

Item 2(d), whether the person was convicted in a criminal proceeding during the last five years, excluding traffic violations and similar misdemeanours, and the details if so.

convictionDescription: string

Item 2(e), whether the person was party to a civil proceeding during the last five years that resulted in a judgment, decree or final order relating to federal or state securities laws, and the details if so.

citizenship: string

Item 2(f), citizenship or place of organisation of each person filing the statement.

item3: object

Item 3. Source and amount of funds or other consideration.

fundsSource: string

Source and amount of the funds or other consideration used to make the purchases, including any borrowed funds and the parties to the transaction. When the securities were acquired other than by purchase, the method of acquisition.

item4: object

Item 4. Purpose of the transaction.

transactionPurpose: string

The purpose of the acquisition, and any plans or proposals of the reporting persons that relate to an acquisition or disposition of securities, an extraordinary corporate transaction, a sale of assets, a change of the board or management, a change in capitalisation or dividend policy, a change in the business or corporate structure, a change of charter or bylaws, a delisting, a termination of registration, or a similar action. This item is the heart of the schedule and has no counterpart on Schedule 13G.

item5: object

Item 5. Interest in the securities of the issuer.

percentageOfClassSecurities: string

Item 5(a), the aggregate number and percentage of the class identified in Item 1 that each person named in Item 2 beneficially owns, including the members of any group.

numberOfShares: string

Item 5(b), for each person named in Item 5(a), the number of shares with sole or shared power to vote and to dispose.

transactionDescription: string

Item 5(c), transactions in the class of securities over the past sixty days or since the most recent Schedule 13D, whichever is less.

listOfShareholders: string

Item 5(d), any other person known to have the right to receive dividends from, or the proceeds of the sale of, the securities, identified when the interest exceeds five percent of the class.

date5PercentOwnership: string

Item 5(e), the date the reporting person ceased to own more than five percent of the class, when applicable.

item6: object

Item 6. Contracts, arrangements, understandings or relationships about the securities of the issuer.

contractDescription: string

Contracts, arrangements, understandings or relationships between the persons named in Item 2 and any other person about the securities, including transfer or voting arrangements, finder fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, and the giving or withholding of proxies.

item7: object

Item 7. Material filed as exhibits.

filedExhibits: string

Copies of joint acquisition statements required by Rule 13d-1(k), and of written agreements, contracts, arrangements, plans or proposals about the borrowing of funds disclosed in Item 3, the matters disclosed in Item 4, and the transfer or voting arrangements disclosed in Item 6.

### Schedule 13G response

Schedule 13G is the short form for qualified institutions, passive investors and exempt investors, and applicableRule records which of the three the filer ticked. The cover page has 12 rows rather than 14, without the source of funds and the legal proceedings flag. Items 1 to 10 replace the prose of Schedule 13D with figures and tick boxes, so most items carry a notApplicable flag beside their text, and there is no purpose of transaction item at all. Older records that pre-date the structured XML format carry the cover page rows only, so the numbered items are then absent.

filings: array of object

What a Schedule 13G filing adds to the fields above.

applicableRule: object

The rule the schedule is filed under, ticked at the top of the cover page. Exactly one flag is normally true. Schedule 13D has no such choice.

13d-1b: boolean

True if the schedule is filed under Rule 13d-1(b), which covers qualified institutions.

13d-1c: boolean

True if the schedule is filed under Rule 13d-1(c), which covers passive investors.

13d-1d: boolean

True if the schedule is filed under Rule 13d-1(d), which covers exempt investors.

owners: array of object

One item per reporting person, holding the 12 cover page rows of that person. There is no source of funds row and no legal proceedings row.

name: string

Row 1. Full legal name of the person for whom the report is filed, meaning each person required to sign the schedule, including each member of a group.

memberOfGroup: object

Row 2. Member of a group checkbox.

a: boolean

True if any of the shares beneficially owned by the reporting person are held as a member of a group and the membership is expressly affirmed.

b: boolean

True if the reporting person disclaims membership in a group, or describes a relationship with another person without affirming that a group exists.

place: string

Row 4. Citizenship if the reporting person is a natural person, otherwise the place of organisation.

soleVotingPower: number

Row 5. Number of shares the reporting person holds with sole voting power.

sharedVotingPower: number

Row 6. Number of shares the reporting person holds with shared voting power.

soleDispositivePower: number

Row 7. Number of shares the reporting person holds with sole dispositive power.

sharedDispositivePower: number

Row 8. Number of shares the reporting person holds with shared dispositive power.

aggregateAmountOwned: number

Row 9. Aggregate amount beneficially owned by the reporting person.

amountExcludesCertainShares: boolean

Row 10. True if the aggregate amount reported excludes shares the reporting person discloses but disclaims beneficial ownership of under Rule 13d-4.

amountAsPercent: number

Row 11. Aggregate amount beneficially owned as a percent of the class outstanding.

typeOfReportingPerson: array of string

Row 12. Classification of the reporting person, for example BD, BK, IA, IC, IN, CO, PN, HC or OO.

footnotes: optional array

Footnotes attached to the cover page rows, if any.

item1: object

Item 1. Name and address of the issuer.

issuerName: string

Item 1(a), legal name of the issuer.

issuerPrincipalExecutiveOfficeAddress: string

Item 1(b), address of the principal executive offices of the issuer, as one string.

item2: object

Item 2. Identity of the person filing the statement.

filingPersonName: string

Item 2(a), name of the person filing the statement. Several names are separated by line breaks.

principalBusinessOfficeOrResidenceAddress: string

Item 2(b), address of the principal business office of the person filing, or of their residence.

citizenship: string

Item 2(c), citizenship or place of organisation of each person filing the statement.

item3: object

Item 3. Type of the person filing, answered when the schedule is filed under Rule 13d-1(b).

notApplicable: boolean

True if the item does not apply, in which case the other fields of this object can be ignored.

typeOfPersonFiling: string

Letter code of the type of person filing, as ticked in Item 3, for example IA for an investment adviser or BD for a broker or dealer.

otherTypeOfPersonFiling: string

Free text the filer added about the type of person filing, for example the type of non-US institution.

item4: object

Item 4. Ownership, reported as figures rather than as the prose Schedule 13D uses.

amountBeneficiallyOwned: number

Item 4(a), amount beneficially owned.

classPercent: number

Item 4(b), percent of the class.

numberOfSharesPersonHas: object

Item 4(c), the number of shares the person has power over.

solePowerOrDirectToVote: number

Item 4(c)(i), sole power to vote or to direct the vote.

sharedPowerOrDirectToVote: number

Item 4(c)(ii), shared power to vote or to direct the vote.

solePowerOrDirectToDispose: number

Item 4(c)(iii), sole power to dispose or to direct the disposition.

sharedPowerOrDirectToDispose: number

Item 4(c)(iv), shared power to dispose or to direct the disposition.

item5: object

Item 5. Ownership of 5 percent or less of a class.

notApplicable: boolean

True if the item does not apply, in which case the other fields of this object can be ignored.

classOwnership5PercentOrLess: boolean

True if the statement reports that the person has ceased to own more than 5 percent of the class. Dissolution of a group requires a response to this item.

item6: object

Item 6. Ownership of more than 5 percent on behalf of another person.

notApplicable: boolean

True if the item does not apply, in which case the other fields of this object can be ignored.

ownershipMoreThan5PercentOnBehalfOfAnotherPerson: string

Any other person known to have the right to receive dividends from, or the proceeds of the sale of, the securities, identified when the interest exceeds 5 percent of the class.

item7: object

Item 7. Identification and classification of the subsidiary that acquired the security.

notApplicable: boolean

True if the item does not apply, in which case the other fields of this object can be ignored.

subsidiaryIdentificationAndClassification: string

Identity and Item 3 classification of the relevant subsidiary, when a parent holding company or control person filed the schedule under Rule 13d-1(b)(1)(ii)(G), Rule 13d-1(c) or Rule 13d-1(d).

item8: object

Item 8. Identification and classification of the members of the group.

notApplicable: boolean

True if the item does not apply, in which case the other fields of this object can be ignored.

identificationAndClassificationOfGroupMembers: string

Identity and Item 3 classification of each member of the group, when a group filed the schedule under 240.13d-1(b)(1)(ii)(J), Rule 13d-1(c) or Rule 13d-1(d).

item9: object

Item 9. Notice of dissolution of the group.

notApplicable: boolean

True if the item does not apply, in which case the other fields of this object can be ignored.

groupDissolutionNotice: string

Notice of the dissolution of a group, stating the date of the dissolution and that further filings about the security will be made by the members in their individual capacity.

item10: object

Item 10. Certifications.

notApplicable: boolean

True if the item does not apply, in which case the other fields of this object can be ignored.

certifications: string

The certification text, included when the statement is filed under 240.13d-1(b), 240.13d-2(b) or 240.13d-2(c), or under 240.13d-1(c) or 240.13d-1(d). The passive investor wording states that the securities were not acquired to change or influence control of the issuer.

## Status codes

|  |  |
| --- | --- |
| `200` | Success. The response holds total and filings. |
| `400` | The request body could not be parsed, or the Lucene expression in query is malformed. |
| `403` | The API key is missing, or it is not valid. |
| `429` | Too many requests. Slow the request rate and retry. |
| `500` | Server error. Retry, and report it if it persists. |

## Request example

POST https://api.sec-api.io/form-13d-13g

```json
{
  "query": "formType:\"SC 13D\" AND owners.amountAsPercent:[10 TO *]",
  "from": "0",
  "size": "50",
  "sort": [{ "filedAt": { "order": "desc" } }]
}
```

```python
from sec_api import Form13DGApi

form13DGApi = Form13DGApi("YOUR_API_KEY")

response = form13DGApi.get_data({
    "query": "formType:\"SC 13D\" AND owners.amountAsPercent:[10 TO *]",
    "from": "0",
    "size": "50",
    "sort": [{"filedAt": {"order": "desc"}}],
})
```

```javascript
import { form13DGApi } from "sec-api";

form13DGApi.setApiKey("YOUR_API_KEY");

const response = await form13DGApi.getData({
  query: 'formType:"SC 13D" AND owners.amountAsPercent:[10 TO *]',
  from: "0",
  size: "50",
  sort: [{ filedAt: { order: "desc" } }],
});
```

```bash
curl -X POST https://api.sec-api.io/form-13d-13g \
  -H "Authorization: YOUR_API_KEY" \
  -H "Content-Type: application/json" \
  -d '{
    "query": "formType:\"SC 13D\" AND owners.amountAsPercent:[10 TO *]",
    "from": "0",
    "size": "50",
    "sort": [{ "filedAt": { "order": "desc" } }]
  }'
```

## Response example

200 OK · application/json

```json
{
  "total": { "value": 10000, "relation": "gte" },
  "filings": [
    {
      "id": "ec83809729a611962c10876447eb5425",
      "accessionNo": "0000905148-26-004270",
      "formType": "SC 13D",
      "filedAt": "2026-09-24T17:05:56-04:00",
      "filers": [
        { "cik": "1948864", "name": "Host Digital Inc. (Subject)" },
        { "cik": "2154253", "name": "Samra Harmol (Filed by)" }
      ],
      "nameOfIssuer": "Host Digital Inc.",
      "titleOfSecurities": "Class A common stock, par value $0.001 per share",
      "cusip": [],
      "eventDate": "2026-09-17",
      "amendmentNo": "",
      "owners": [
        {
          "name": ["Harmol Samra"],
          "memberOfGroup": { "a": false, "b": false },
          "sourceOfFunds": "OO",
          "legalProceedingsDisclosureRequired": false,
          "place": "X1",
          "soleVotingPower": 0,
          "sharedVotingPower": 10119047,
          "soleDispositivePower": 0,
          "sharedDispositivePower": 10119047,
          "aggregateAmountOwned": 10119047,
          "isAggregateExcludeShares": false,
          "amountAsPercent": 38.9,
          "typeOfReportingPerson": ["IN", "HC"]
        },
        {
          "name": ["BDS Infrastructure LLC"],
          "memberOfGroup": { "a": false, "b": false },
          "sourceOfFunds": "OO",
          "legalProceedingsDisclosureRequired": false,
          "place": "DE",
          "soleVotingPower": 0,
          "sharedVotingPower": 10119047,
          "soleDispositivePower": 0,
          "sharedDispositivePower": 10119047,
          "aggregateAmountOwned": 10119047,
          "isAggregateExcludeShares": false,
          "amountAsPercent": 38.9,
          "typeOfReportingPerson": ["OO"]
        }
      ],
      "item1": {
        "securityTitle": "Class A common stock, par value $0.001 per share",
        "issuerName": "Host Digital Inc.",
        "issuerPrincipalAddress": {
          "street1": "300 North 28th Way",
          "street2": "Unit #1",
          "city": "Hollywood",
          "stateOrCountry": "FL",
          "zipCode": "33020"
        }
      },
      "item2": {
        "filingPersonName": "This Statement is filed by Harmol Samra, a citizen of the United States (\"Mr. Samra\"), and BDS Infrastructure LLC, a Delaware limited liability company (together, the \"Reporting Persons\"). ...",
        "principalBusinessAddress": "The principal business address of each Reporting Person is 300 North 28th Way, Unit #1, Hollywood, Florida 33020.",
        "principalJob": "Mr. Samra is the sole member and managing member of BDS Infrastructure LLC and the Chief Executive Officer of the Issuer. ...",
        "hasBeenConvicted": "During the last five years, none of the Reporting Persons have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).",
        "convictionDescription": "During the last five years, none of the Reporting Persons have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction ...",
        "citizenship": "The response to Item 2(a) of this Schedule 13D is incorporated herein by reference."
      },
      "item3": {
        "fundsSource": "On September 17, 2026 (the \"Closing Date\"), pursuant to the Agreement and Plan of Merger (the \"Merger Agreement\"), dated May 27, 2026, ... Mr. Samra elected the Stock Merger Consideration, and received 10,119,047 shares of Class A Common Stock in exchange for his 450 common units of Host DI ..."
      },
      "item4": {
        "transactionPurpose": "The response to Item 3 of this Schedule 13D is incorporated herein by reference. Effective upon Closing, the Issuer's board of directors (the \"Board\") appointed Mr. Samra as Chief Executive Officer of the Issuer. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger ... for investment purposes. ..."
      },
      "item5": {
        "percentageOfClassSecurities": "As of the date hereof, the Reporting Persons may be deemed to beneficially own 10,119,047 shares of Class A Common Stock, or approximately 38.9% of the shares of Class A Common Stock outstanding. ...",
        "numberOfShares": "The Reporting Persons may be deemed to share the power to vote or direct the voting of, and the power to dispose or direct the disposition of, the 10,119,047 shares of Class A Common Stock that are held directly by BDS Infrastructure LLC.",
        "transactionDescription": "The response to Item 3 of this Schedule 13D is incorporated herein by reference. Except as set forth above, the Reporting Persons have not engaged in any transaction with respect to the Class A Common Stock during the 60 days prior to the date of filing of this Schedule 13D.",
        "listOfShareholders": "Not Applicable.",
        "date5PercentOwnership": "Not Applicable."
      },
      "item6": {
        "contractDescription": "In connection with the Closing, the Issuer entered into an executive employment agreement (the \"CEO Employment Agreement\") with Mr. Samra, effective as of September 17, 2026. ... Also in connection with the Closing, the Issuer entered into a registration rights agreement, dated September 17, 2026 ..."
      },
      "item7": {
        "filedExhibits": "Exhibit 99.1 Joint Filing Agreement, dated September 24, 2026. Exhibit 99.2 Registration Rights Agreement, dated September 17, 2026 ..."
      }
    }
  ]
}
```

```json
{
  "total": { "value": 10000, "relation": "gte" },
  "filings": [
    {
      "id": "d09a874afbd7fea2f2708cba47f9660a",
      "accessionNo": "0001198404-25-000001",
      "formType": "SC 13G",
      "filedAt": "2025-02-28T20:19:22-05:00",
      "filers": [
        { "cik": "1198404", "name": "GLENDALE SECURITIES, INC. (Filed by)" },
        { "cik": "1349706", "name": "TurnOnGreen, Inc. (Subject)" }
      ],
      "nameOfIssuer": "TurnOnGreen, Inc.",
      "titleOfSecurities": "Common Stock, Par Value $0.001 per share",
      "cusip": ["45257M106"],
      "eventDate": "2024-06-25",
      "amendmentNo": "",
      "applicableRule": { "13d-1b": true, "13d-1c": false, "13d-1d": false },
      "owners": [
        {
          "name": "GLENDALE SECURITIES, INC.",
          "memberOfGroup": { "a": false, "b": false },
          "place": "CA",
          "soleVotingPower": 16917362,
          "sharedVotingPower": 0,
          "soleDispositivePower": 16917362,
          "sharedDispositivePower": 0,
          "aggregateAmountOwned": 16917362,
          "amountExcludesCertainShares": false,
          "amountAsPercent": 9.2,
          "typeOfReportingPerson": ["BD"]
        }
      ],
      "item1": {
        "issuerName": "TurnOnGreen, Inc.",
        "issuerPrincipalExecutiveOfficeAddress": "1421 MCCARTHY BLVD., MILPITAS, CALIFORNIA, 95035"
      },
      "item2": {
        "filingPersonName": "Glendale Securities, Inc.",
        "principalBusinessOfficeOrResidenceAddress": "15233 Ventura Blvd., Suite 712\nSherman Oaks, CA 91403",
        "citizenship": "Glendale Securities, Inc., is a California corporation."
      },
      "item3": {
        "notApplicable": false,
        "typeOfPersonFiling": "BD",
        "otherTypeOfPersonFiling": ""
      },
      "item4": {
        "amountBeneficiallyOwned": 16917362,
        "classPercent": 9.2,
        "numberOfSharesPersonHas": {
          "solePowerOrDirectToVote": 16917362,
          "sharedPowerOrDirectToVote": 0,
          "solePowerOrDirectToDispose": 16917362,
          "sharedPowerOrDirectToDispose": 0
        }
      },
      "item5": { "notApplicable": true, "classOwnership5PercentOrLess": false },
      "item6": {
        "notApplicable": true,
        "ownershipMoreThan5PercentOnBehalfOfAnotherPerson": ""
      },
      "item7": {
        "notApplicable": true,
        "subsidiaryIdentificationAndClassification": ""
      },
      "item8": {
        "notApplicable": true,
        "identificationAndClassificationOfGroupMembers": ""
      },
      "item9": { "notApplicable": true, "groupDissolutionNotice": "" },
      "item10": {
        "notApplicable": false,
        "certifications": "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities ..."
      }
    }
  ]
}
```