# Fund Annual Census Reports - Form N-CEN API Reference | SEC API

> Complete API reference for the SEC EDGAR Form N-CEN API. Every request parameter, every searchable field and every response attribute, with types, constraints and a live example response.

Source: https://sec-api.io/api-reference/form-ncen

Investment companies

POST`https://api.sec-api.io/form-ncen`

Search every Form N-CEN filing published on SEC EDGAR since June 2018, when the form replaced Form N-SAR. Form N-CEN is the annual census report of a registered investment company, and the API returns the registrant, its series and classes, its service providers and its compliance disclosures as structured JSON.

[Read the guide for this API →](https://sec-api.io/docs/form-ncen-api-annual-reports-investment-companies)

## Authentication

Send the API key either as a header or as a query parameter. The header is preferred; the query parameter exists for cases where a header cannot be set, such as opening a URL directly in a browser.

Authorization: required header

The API key on its own. Do not prefix it with Bearer or any other word.

Example `Authorization: YOUR_API_KEY`

token: optional query parameter

The API key, appended to the URL. Use this only when a header is not possible.

## Request body

A JSON object. Content-Type must be application/json.

query: required string

The search expression in Lucene syntax, written as field:value. Every field listed under Searchable fields can be used, combined with AND, OR, NOT, ranges and wildcards.

Example `entities.cik:811030`

from: string, Maximum 10000

Index of the first result to return, used for pagination. Increment by the value of size to page through results.

Default `"0"`

size: string, Maximum 50

Number of Form N-CEN filings to return in one response.

Default `"50"`

sort: array of object

Sort order. Each item maps one field to an order object, for example [{ "filedAt": { "order": "desc" } }].

Default `[{ "filedAt": { "order": "desc" } }]`

order: string

Either asc or desc.

## Searchable fields

Every field below can be used inside query. 483 fields are searchable, and they match the structure of the objects returned in the response.

| Field | Description |
| --- | --- |
| `accessionNo` | Filing accession number |
| `formType` | Form type — "N-CEN" or "N-CEN/A" |
| `filedAt` | Filing acceptance timestamp (ISO 8601) |
| `periodOfReport` | Reporting period end / fiscal year end (YYYY-MM-DD) |
| `entities.cik` | CIK of an entity on the filing cover |
| `entities.companyName` | Legal name of the filing entity |
| `entities.ticker` | Ticker (if applicable) |
| `entities.irsNo` | IRS Employer Identification Number (EIN) |
| `entities.fiscalYearEnd` | Fiscal year-end MMDD (e.g. "0630") |
| `entities.stateOfIncorporation` | State / country of incorporation |
| `entities.fileNo` | SEC file number for the entity |
| `generalInfo.reportEndingPeriod` | Report ending period (YYYY-MM-DD) |
| `generalInfo.isReportPeriodLt12` | Report period < 12 months (true/false) |
| `registrantInfo.registrantFullName` | Full legal name of the registrant |
| `registrantInfo.registrantCik` | Registrant CIK |
| `registrantInfo.registrantLei` | Registrant LEI |
| `registrantInfo.investmentCompFileNo` | Investment Company File Number (e.g. 811-XXXXX) |
| `registrantInfo.registrantClassificationType` | Classification (N-1A, N-2, N-3, N-4, N-5, N-6, S-6) |
| `registrantInfo.totalSeries` | Total number of series reported |
| `registrantInfo.familyInvCompFullName` | Family-of-funds full name |
| `registrantInfo.isRegistrantFirstFiling` | First N-CEN filing for the registrant (true/false) |
| `registrantInfo.isRegistrantLastFiling` | Final N-CEN filing for the registrant (true/false) |
| `registrantInfo.directors.directorName` | Director full name |
| `registrantInfo.directors.crdNumber` | Director CRD number |
| `registrantInfo.directors.isDirectorInterestedPerson` | Director is interested person (true/false) |
| `registrantInfo.chiefComplianceOfficers.ccoName` | Chief Compliance Officer name |
| `registrantInfo.chiefComplianceOfficers.crdNumber` | CCO CRD number |
| `registrantInfo.principalUnderwriters.principalUnderwriterName` | Principal underwriter name |
| `registrantInfo.publicAccountants.publicAccountantName` | Public accounting firm name |
| `registrantInfo.publicAccountants.pcaobNumber` | PCAOB number of the public accountant |
| `registrantInfo.isPublicAccountantChanged` | Public accountant changed during the period (true/false) |
| `registrantInfo.isMaterialWeakness` | Material weakness disclosed (true/false) |
| `managementInvestmentQuestionSeriesInfo.mgmtInvFundName` | Series / fund name |
| `managementInvestmentQuestionSeriesInfo.mgmtInvSeriesId` | Series ID, e.g. S000006869 |
| `managementInvestmentQuestionSeriesInfo.fundTypes` | Fund types (e.g. Money Market Fund, ETF, Index Fund) |
| `managementInvestmentQuestionSeriesInfo.isNonDiversifiedCompany` | Non-diversified investment company (true/false) |
| `managementInvestmentQuestionSeriesInfo.isFundSecuritiesLending` | Series engages in securities lending (true/false) |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisers.investmentAdviserName` | Investment adviser name |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisers.investmentAdviserCrdNo` | Investment adviser CRD number |
| `managementInvestmentQuestionSeriesInfo.transferAgents.transferAgentName` | Transfer agent name |
| `managementInvestmentQuestionSeriesInfo.custodians.custodianName` | Custodian name |
| `managementInvestmentQuestionSeriesInfo.monthlyAvgNetAssets` | Monthly average net assets (over the report period) |
| `managementInvestmentQuestionSeriesInfo.sharesOutstanding.sharesOutstandingTickerSymbol` | Class ticker symbol |
| `managementInvestmentQuestionSeriesInfo.sharesOutstanding.sharesOutstandingClassId` | Class ID, e.g. C000018565 |
| `id` | System-internal unique identifier of the filing record. |
| `fileNo` | SEC file number of the registrant, for example 811-23054. Registered investment companies carry an 811 file number. |
| `entities.sic` | The Standard Industrial Classification (SIC) code representing the primary industry of the entity, e.g., 7372 for Prepackaged Software. |
| `entities.act` | The regulatory act under which the entity files its reports, e.g., 1934 for the Securities Exchange Act of 1934. |
| `entities.filmNo` | A unique identifier assigned by the SEC to track a specific filing, e.g., 211234567. |
| `seriesClass.reportSeriesClass.rptIncludeAllSeriesFlag` | Boolean flag indicating whether all series are included in the report series class. |
| `seriesClass.reportSeriesClass.rptSeriesClassInfo.seriesId` | Identifier for the series within the report series class information. |
| `seriesClass.reportSeriesClass.rptSeriesClassInfo.includeAllClassesFlag` | Boolean flag indicating whether all classes are included in the series class information. |
| `seriesClass.reportSeriesClass.rptSeriesClassInfo.classIds` | List of class identifiers associated with the series class information. |
| `seriesClass.reportClass.rptIncludeAllClassesFlag` | Boolean flag indicating whether all classes are included in the report class. |
| `seriesClass.reportClass.classIds` | List of class identifiers associated with the report class. |
| `registrantInfo.registrantStreet1` | Primary street address of the registrant. |
| `registrantInfo.registrantStreet2` | Secondary street address of the registrant, if applicable. |
| `registrantInfo.registrantCity` | City of the registrant's address. |
| `registrantInfo.registrantZipCode` | ZIP code for the registrant's address. |
| `registrantInfo.registrantState` | State of the registrant's address. |
| `registrantInfo.registrantCountry` | Country of the registrant's address. |
| `registrantInfo.registrantPhoneNumber` | Contact phone number for the registrant. |
| `registrantInfo.websites` | Website URL(s) associated with the registrant. |
| `registrantInfo.locationBooksRecords.officeName` | Name of the office where the registrant's books and records are maintained. |
| `registrantInfo.locationBooksRecords.officeAddress1` | Primary address of the office maintaining the books and records. |
| `registrantInfo.locationBooksRecords.officeAddress2` | Secondary address of the office maintaining the books and records. |
| `registrantInfo.locationBooksRecords.officeCity` | City where the books and records office is located. |
| `registrantInfo.locationBooksRecords.officeState` | State where the books and records office is located. |
| `registrantInfo.locationBooksRecords.officeCountry` | Country where the books and records office is located. |
| `registrantInfo.locationBooksRecords.officeRecordsZipCode` | ZIP code for the books and records office. |
| `registrantInfo.locationBooksRecords.officePhone` | Phone number for the books and records office. |
| `registrantInfo.locationBooksRecords.booksRecordsDesc` | Description of the location and nature of the books and records maintained. |
| `registrantInfo.isRegistrantFamilyInvComp` | Indicator showing whether the registrant is part of a family of investment companies. |
| `registrantInfo.terminatedSeries.seriesName` | Name of a series that has been terminated. |
| `registrantInfo.terminatedSeries.seriesId` | Identifier for the terminated series. |
| `registrantInfo.terminatedSeries.terminationDate` | Termination date for the series, in YYYY-MM-DD format. |
| `registrantInfo.isSecuritiesActRegistration` | Indicator showing whether the registrant is registered under the Securities Act. |
| `registrantInfo.directors.fileNos` | File numbers associated with the director for other companies where they serve. |
| `registrantInfo.chiefComplianceOfficers.ccoStreet1` | Primary street address of the chief compliance officer. |
| `registrantInfo.chiefComplianceOfficers.ccoStreet2` | Secondary street address of the chief compliance officer. |
| `registrantInfo.chiefComplianceOfficers.ccoCity` | City for the chief compliance officer's address. |
| `registrantInfo.chiefComplianceOfficers.ccoState` | State for the chief compliance officer's address. |
| `registrantInfo.chiefComplianceOfficers.ccoCountry` | Country for the chief compliance officer's address. |
| `registrantInfo.chiefComplianceOfficers.ccoZipCode` | ZIP code for the chief compliance officer's address. |
| `registrantInfo.chiefComplianceOfficers.ccoPhone` | Contact phone number for the chief compliance officer. |
| `registrantInfo.chiefComplianceOfficers.isCcoChangedSinceLastFiling` | Indicator if the chief compliance officer has changed since the previous filing. |
| `registrantInfo.chiefComplianceOfficers.ccoEmployers.ccoEmployerName` | Name of the employer associated with the chief compliance officer. |
| `registrantInfo.chiefComplianceOfficers.ccoEmployers.ccoEmployerId` | Employer identifier for the chief compliance officer. |
| `registrantInfo.isRegistrantSubmittedMatter` | Indicator showing whether the registrant has submitted a matter for regulatory review. |
| `registrantInfo.securityMatterSeriesInfo.seriesName` | Name of the series associated with a security matter. |
| `registrantInfo.securityMatterSeriesInfo.seriesId` | Identifier for the security matter series. |
| `registrantInfo.isPreviousLegalProceeding` | Indicator if there has been a previous legal proceeding involving the registrant. |
| `registrantInfo.legalProceedingSeriesInfo.seriesName` | Name of the series related to a legal proceeding. |
| `registrantInfo.legalProceedingSeriesInfo.seriesId` | Identifier for the legal proceeding series. |
| `registrantInfo.isPreviousProceedingTerminated` | Indicator if a previous legal proceeding has been terminated. |
| `registrantInfo.previousProceedingTerminated.seriesName` | Name of the terminated legal proceeding series. |
| `registrantInfo.previousProceedingTerminated.seriesId` | Identifier for the terminated legal proceeding series. |
| `registrantInfo.isClaimFiled` | Indicator showing whether a claim has been filed by the registrant. |
| `registrantInfo.totalClaimAmount` | Total amount claimed in any filed claim. |
| `registrantInfo.isCoveredByInsurancePolicy` | Indicator if the claim is covered by an insurance policy. |
| `registrantInfo.isClaimFiledDuringPeriod` | Indicator if a claim was filed during the reporting period. |
| `registrantInfo.isFinancialSupportDuringPeriod` | Indicator if financial support was provided during the reporting period. |
| `registrantInfo.financialSupportSeriesInfo.seriesName` | Name of the series related to financial support provided. |
| `registrantInfo.financialSupportSeriesInfo.seriesId` | Identifier for the financial support series. |
| `registrantInfo.isExemptionFromAct` | Indicator showing whether the registrant is exempt from the applicable regulatory act. |
| `registrantInfo.releaseNumbers` | Release numbers associated with any regulatory exemptions or releases. |
| `registrantInfo.principalUnderwriters.principalUnderwriterFileNo` | File number assigned to the principal underwriter. |
| `registrantInfo.principalUnderwriters.principalUnderwriterCrdNumber` | CRD number for the principal underwriter. |
| `registrantInfo.principalUnderwriters.principalUnderwriterLei` | Legal Entity Identifier for the principal underwriter. |
| `registrantInfo.principalUnderwriters.principalUnderWriterState` | State of registration for the principal underwriter. |
| `registrantInfo.principalUnderwriters.principalUnderWriterCountry` | Country of registration for the principal underwriter. |
| `registrantInfo.principalUnderwriters.isPrincipalUnderwriterAffiliatedWithRegistrant` | Indicator if the principal underwriter is affiliated with the registrant. |
| `registrantInfo.isUnderwriterHiredOrTerminated` | Indicator if an underwriter was hired or terminated during the reporting period. |
| `registrantInfo.publicAccountants.publicAccountantLei` | Legal Entity Identifier for the public accountant. |
| `registrantInfo.publicAccountants.publicAccountantState` | State of registration for the public accountant. |
| `registrantInfo.publicAccountants.publicAccountantCountry` | Country of registration for the public accountant. |
| `registrantInfo.isOpinionOffered` | Indicator if an audit opinion has been provided on the financial statements. |
| `registrantInfo.auditOpinionSeries.seriesName` | Name of the series associated with the audit opinion. |
| `registrantInfo.auditOpinionSeries.seriesId` | Identifier for the audit opinion series. |
| `registrantInfo.isMaterialChange` | Indicator if there has been a material change affecting the registrant. |
| `registrantInfo.valuationMethodsChanges.dateOfChange` | Date on which a change in valuation methods occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `registrantInfo.valuationMethodsChanges.changeExplanation` | Explanation detailing the change in valuation methods. |
| `registrantInfo.valuationMethodsChanges.assetType` | Asset type related to the valuation method change. Possible Values: Short-term investment vehicle, Repurchase agreement, Equity-common, Equity-preferred, Debt, Derivative-commodity, Derivative-credit, Derivative-equity, Derivative-foreign exchange, Derivative-interest rate, Derivative-other, Structured note, Loan, ABS-mortgage backed security, ABS-asset backed commercial paper, ABS-collateralized bond/debt obligation, ABS-other, Commodity, Real estate, Other |
| `registrantInfo.valuationMethodsChanges.assetTypeOtherDesc` | Description for the asset type if it does not fall under standard classifications. |
| `registrantInfo.valuationMethodsChanges.investmentType` | Type of investment associated with the valuation change. |
| `registrantInfo.valuationMethodsChanges.statutoryRegulatoryBasis` | Regulatory basis under which the valuation method change is made. |
| `registrantInfo.valuationMethodsChanges.valuationMethodsChangeSeries.seriesName` | Name of the series undergoing a change in valuation methods. |
| `registrantInfo.valuationMethodsChanges.valuationMethodsChangeSeries.seriesId` | Identifier for the series with a valuation methods change. |
| `registrantInfo.isAccountingPrincipleChange` | Indicator if there has been a change in the accounting principles used. |
| `registrantInfo.isPaymentErrorInNetAssetValue` | Indicator if a payment error impacted the net asset value calculation. |
| `registrantInfo.paymentErrorSeries.seriesName` | Name of the series related to a payment error. |
| `registrantInfo.paymentErrorSeries.seriesId` | Identifier for the payment error series. |
| `registrantInfo.isPaymentDividend` | Indicator if a dividend payment was made during the reporting period. |
| `registrantInfo.paymentDividendSeries.seriesName` | Name of the series related to dividend payments. |
| `registrantInfo.paymentDividendSeries.seriesId` | Identifier for the dividend payment series. |
| `managementInvestmentQuestionSeriesInfo.mgmtInvLei` | Legal Entity Identifier for the management investment fund. |
| `managementInvestmentQuestionSeriesInfo.isFirstFilingByFund` | Indicator if this is the first filing for the management investment fund. |
| `managementInvestmentQuestionSeriesInfo.numAuthorizedClass` | Number of authorized classes reported for the management investment fund. |
| `managementInvestmentQuestionSeriesInfo.numAddedClass` | Number of classes added in the current filing for the management investment fund. |
| `managementInvestmentQuestionSeriesInfo.numTerminatedClass` | Number of classes terminated during the reporting period for the management investment fund. |
| `managementInvestmentQuestionSeriesInfo.sharesOutstanding.sharesOutstandingClassName` | Name of the share class for which outstanding shares are reported. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.feederFunds.feederFundName` | The name of the feeder fund. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.feederFunds.regFeederFundFileNo` | The SEC-assigned file number for the registered feeder fund. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.feederFunds.regFeederFundSeriesIdNo` | The series identification number for the registered feeder fund. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.feederFunds.regFeederFundLei` | The Legal Entity Identifier (LEI) for the registered feeder fund. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.feederFunds.unregFeederFileNo` | The file number for the unregistered feeder fund, if applicable. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.feederFunds.unregFeederFundLei` | The Legal Entity Identifier (LEI) for the unregistered feeder fund. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.masterFunds.masterFundName` | The name of the master fund. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.masterFunds.masterFundFileNo` | The file number associated with the master fund. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.masterFunds.masterFundSECFileNo` | The SEC file number for the master fund. |
| `managementInvestmentQuestionSeriesInfo.masterFeederFundInfo.masterFunds.masterFundLei` | The Legal Entity Identifier (LEI) for the master fund. |
| `managementInvestmentQuestionSeriesInfo.indexFundInfo.isIndexFundAffiliated` | Boolean flag indicating whether the index fund is affiliated with the registrant. |
| `managementInvestmentQuestionSeriesInfo.indexFundInfo.isIndexFundExclusive` | Boolean flag indicating whether the index fund is exclusive. |
| `managementInvestmentQuestionSeriesInfo.indexFundInfo.indexFundReturnDiffBeforeExpense` | A numeric value representing the index fund's return differential before expenses. |
| `managementInvestmentQuestionSeriesInfo.indexFundInfo.indexFundReturnDiffAfterExpense` | A numeric value representing the index fund's return differential after expenses. |
| `managementInvestmentQuestionSeriesInfo.indexFundInfo.indexFundReturnDailyStdevBeforeExpense` | The daily standard deviation of index fund returns calculated before expenses. |
| `managementInvestmentQuestionSeriesInfo.indexFundInfo.indexFundReturnDailyStdevAfterExpense` | The daily standard deviation of index fund returns calculated after expenses. |
| `managementInvestmentQuestionSeriesInfo.isForeignSubsidiary` | Indicates whether the fund's management investment series reports the presence of a foreign subsidiary. |
| `managementInvestmentQuestionSeriesInfo.foreignInvestments.foreignSubsidiaryName` | The name of the foreign subsidiary as reported by the fund. |
| `managementInvestmentQuestionSeriesInfo.foreignInvestments.foreignSubsidiaryLei` | The Legal Entity Identifier (LEI) for the foreign subsidiary. |
| `managementInvestmentQuestionSeriesInfo.didFundLendSecurities` | Indicates if the fund actually lent securities during the reporting period. |
| `managementInvestmentQuestionSeriesInfo.fundLendSecurities.isFundLiquidated` | Indicates whether the fund's securities lending arrangement has been liquidated. |
| `managementInvestmentQuestionSeriesInfo.fundLendSecurities.isFundAdverselyImpacted` | Specifies if the fund has experienced adverse impacts from its securities lending operations. |
| `managementInvestmentQuestionSeriesInfo.securityLendings.securitiesAgentName` | The name of the agent responsible for handling securities lending transactions. |
| `managementInvestmentQuestionSeriesInfo.securityLendings.securitiesAgentLei` | The LEI of the securities lending agent. |
| `managementInvestmentQuestionSeriesInfo.securityLendings.isSecuritiesAgentAffiliated` | Indicates if the securities lending agent is affiliated with the fund. |
| `managementInvestmentQuestionSeriesInfo.securityLendings.securityAgentIndemnity.indemnityProviders.indemnityProviderName` | Name of the indemnity provider supporting the securities lending agent. |
| `managementInvestmentQuestionSeriesInfo.securityLendings.securityAgentIndemnity.indemnityProviders.indemnityProviderLei` | LEI of the indemnity provider for the securities lending agent. |
| `managementInvestmentQuestionSeriesInfo.securityLendings.securityAgentIndemnity.didIndemnificationRights` | Indicates whether indemnification rights were granted to the securities lending agent. |
| `managementInvestmentQuestionSeriesInfo.securityLendings.isSecurityAgentIndemnity` | Indicates whether indemnity is provided for the securities lending agent. |
| `managementInvestmentQuestionSeriesInfo.collateralManagers.collateralManagerName` | The name of the collateral manager overseeing fund collateral arrangements. |
| `managementInvestmentQuestionSeriesInfo.collateralManagers.collateralManagerLei` | The LEI of the collateral manager. |
| `managementInvestmentQuestionSeriesInfo.collateralManagers.isCollateralManagerAffiliated` | Indicates if the collateral manager is affiliated with the fund. |
| `managementInvestmentQuestionSeriesInfo.collateralManagers.isCollateralManagerAffiliatedWithFund` | Specifies whether the collateral manager is directly affiliated with the fund. |
| `managementInvestmentQuestionSeriesInfo.paymentToAgentManagerTypes` | Specifies the types of payments made to the agent or manager. Possible Values: Revenue sharing split, Non-revenue sharing split (other than administrative fee), Administrative fee, Cash collateral reinvestment fee, Indemnification fee, Other, N/A |
| `managementInvestmentQuestionSeriesInfo.paymentToAgentManagerOtherFeeDesc` | Provides additional description for fees other than the standard payment type. |
| `managementInvestmentQuestionSeriesInfo.avgPortfolioSecuritiesValue` | Represents the average value of the fund's portfolio securities. |
| `managementInvestmentQuestionSeriesInfo.netIncomeSecuritiesLending` | The net income derived from securities lending activities during the reporting period. |
| `managementInvestmentQuestionSeriesInfo.relyOnRules` | Specifies the regulatory rules the fund relies upon in its operations. Possible Values: Rule 10f-3 (17 CFR 270.10f-3), Rule 12d1-1 (17 CFR 270.12d1-1), Rule 15a-4 (17 CFR 270.15a-4), Rule 17a-6 (17 CFR 270.17a-6), Rule 17a-7 (17 CFR 270.17a-7), Rule 17a-8 (17 CFR 270.17a-8), Rule 17e-1 (17 CFR 270.17e-1), Rule 22d-1 (17 CFR 270.22d-1), Rule 23c-1 (17 CFR 270.23c-1), Rule 32a-4 (17 CFR 270.32a-4), Rule 6c-11 (17 CFR 270.6c-11), Rule 12d1-4 (17 CFR 270.12d1-4), Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)), Rule 18f-4 (17 CFR 270.18f-4), Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)), Rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2)), Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)), Rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii)), Rule 18f-4(e) (17 CFR 270.18f-4(e)), Rule 18f-4(f)(17 CFR 270.18f-4(f)), N/A |
| `managementInvestmentQuestionSeriesInfo.isExpenseLimitationInPlace` | Indicates whether an expense limitation is applied to the fund. |
| `managementInvestmentQuestionSeriesInfo.isExpenseReducedOrWaived` | Specifies if expenses have been reduced or waived during the period. |
| `managementInvestmentQuestionSeriesInfo.isFeesWaivedRecoupable` | Indicates whether any waived fees are subject to recoupment. |
| `managementInvestmentQuestionSeriesInfo.isExpenseWaivedRecoupable` | Indicates whether any waived expenses are subject to recoupment. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisers.investmentAdviserFileNo` | The file number assigned to the investment adviser. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisers.investmentAdviserLei` | The LEI of the investment adviser. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisers.investmentAdviserState` | The state in which the investment adviser is registered. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisers.investmentAdviserCountry` | The country in which the investment adviser is registered. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisers.investmentAdviserStartDate` | The commencement date of the investment adviser's engagement with the fund. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisers.isInvestmentAdviserHired` | Indicates whether the investment adviser is currently engaged by the fund. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisersTerminated.investmentAdviserTerminatedName` | Name of the investment adviser whose engagement has been terminated. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisersTerminated.investAdviserTerminatedFileNo` | The file number of the terminated investment adviser. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisersTerminated.investAdviserTerminatedCrdNo` | The CRD number of the terminated investment adviser. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisersTerminated.investAdviserTerminatedLei` | The LEI of the terminated investment adviser. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisersTerminated.investmentAdviserTerminatedState` | State code where the terminated investment adviser was based. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisersTerminated.investmentAdviserTerminatedCountry` | Country code where the terminated investment adviser was based. |
| `managementInvestmentQuestionSeriesInfo.investmentAdvisersTerminated.investAdviserTerminationDate` | The termination date of the investment adviser's engagement. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.subAdviserName` | The name of the sub-adviser assisting with fund management. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.subAdviserFileNo` | The file number assigned to the sub-adviser. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.subAdviserCrdNo` | The CRD number of the sub-adviser. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.subAdviserLei` | The LEI of the sub-adviser. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.isSubAdviserAffiliated` | Indicates whether the sub-adviser is affiliated with the primary investment adviser. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.subAdviserState` | The state in which the sub-adviser is registered. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.subAdviserCountry` | The country in which the sub-adviser is registered. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.subAdviserStartDate` | The date when the sub-adviser began their engagement. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `managementInvestmentQuestionSeriesInfo.subAdvisers.isSubAdviserHired` | Indicates if the sub-adviser is currently engaged with the fund. |
| `managementInvestmentQuestionSeriesInfo.subAdvisersTerminated.subAdviserTerminatedName` | The name of the sub-adviser whose engagement has ended. |
| `managementInvestmentQuestionSeriesInfo.subAdvisersTerminated.subAdviserTerminatedFileNo` | The file number of the terminated sub-adviser. |
| `managementInvestmentQuestionSeriesInfo.subAdvisersTerminated.subAdviserTerminatedCrdNo` | The CRD number of the terminated sub-adviser. |
| `managementInvestmentQuestionSeriesInfo.subAdvisersTerminated.subAdviserTerminatedLei` | The LEI of the terminated sub-adviser. |
| `managementInvestmentQuestionSeriesInfo.subAdvisersTerminated.subAdviserTerminatedState` | The state of registration for the terminated sub-adviser. |
| `managementInvestmentQuestionSeriesInfo.subAdvisersTerminated.subAdviserTerminatedCountry` | Country code where the terminated sub-adviser was based. |
| `managementInvestmentQuestionSeriesInfo.subAdvisersTerminated.subAdviserTerminationDate` | The date on which the sub-adviser's engagement was terminated. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `managementInvestmentQuestionSeriesInfo.transferAgents.transferAgentFileNo` | The file number assigned to the transfer agent. |
| `managementInvestmentQuestionSeriesInfo.transferAgents.transferAgentLei` | The LEI of the transfer agent. |
| `managementInvestmentQuestionSeriesInfo.transferAgents.transferAgentState` | The state in which the transfer agent is registered. |
| `managementInvestmentQuestionSeriesInfo.transferAgents.transferAgentCountry` | The country in which the transfer agent is registered. |
| `managementInvestmentQuestionSeriesInfo.transferAgents.isTransferAgentAffiliated` | Indicates whether the transfer agent is affiliated with the fund. |
| `managementInvestmentQuestionSeriesInfo.transferAgents.isTransferAgentSubAgent` | Indicates if the transfer agent functions as a sub-agent. |
| `managementInvestmentQuestionSeriesInfo.isTransferAgentHiredOrTerminated` | Specifies if a transfer agent has been hired or terminated during the reporting period. |
| `managementInvestmentQuestionSeriesInfo.pricingServices.pricingServiceName` | The name of the pricing service provider used by the fund. |
| `managementInvestmentQuestionSeriesInfo.pricingServices.pricingServiceLei` | The LEI of the pricing service provider. |
| `managementInvestmentQuestionSeriesInfo.pricingServices.pricingServiceIdNumberDesc` | Identification number or description provided by the pricing service provider. |
| `managementInvestmentQuestionSeriesInfo.pricingServices.pricingServiceState` | The state in which the pricing service provider is registered. |
| `managementInvestmentQuestionSeriesInfo.pricingServices.pricingServiceCountry` | The country in which the pricing service provider is registered. |
| `managementInvestmentQuestionSeriesInfo.pricingServices.isPricingServiceAffiliated` | Indicates whether the pricing service provider is affiliated with the fund. |
| `managementInvestmentQuestionSeriesInfo.isPricingServiceHiredOrTerminated` | Indicates if a pricing service provider has been hired or terminated during the period. |
| `managementInvestmentQuestionSeriesInfo.custodians.custodianLei` | The LEI of the custodian. |
| `managementInvestmentQuestionSeriesInfo.custodians.custodianState` | The state in which the custodian is registered. |
| `managementInvestmentQuestionSeriesInfo.custodians.custodianCountry` | The country in which the custodian is registered. |
| `managementInvestmentQuestionSeriesInfo.custodians.isCustodianAffiliated` | Indicates whether the custodian is affiliated with the fund. |
| `managementInvestmentQuestionSeriesInfo.custodians.isSubCustodian` | Specifies if the custodian operates as a sub-custodian. |
| `managementInvestmentQuestionSeriesInfo.custodians.custodyType` | Describes the type of custody arrangement in place. Possible Values: Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)), Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1), Self - rule 17f-2 (17 CFR 270.17f-2), Securities depository - rule 17f-4 (17 CFR 270.17f-4), Foreign custodian - rule 17f-5 (17 CFR 270.17f-5), Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6), Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7), Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2), Other |
| `managementInvestmentQuestionSeriesInfo.custodians.otherCustodianDesc` | Provides additional details if a custodian falls under an 'other' category. |
| `managementInvestmentQuestionSeriesInfo.isCustodianHiredOrTerminated` | Indicates if a custodian has been hired or terminated during the reporting period. |
| `managementInvestmentQuestionSeriesInfo.shareholderServicingAgents.shareholderServiceAgentName` | The name of the shareholder servicing agent handling investor communications. |
| `managementInvestmentQuestionSeriesInfo.shareholderServicingAgents.shareholderServiceAgentLei` | The LEI of the shareholder servicing agent. |
| `managementInvestmentQuestionSeriesInfo.shareholderServicingAgents.shareholderServiceIdNumberDesc` | Identification number or description for the shareholder servicing agent. |
| `managementInvestmentQuestionSeriesInfo.shareholderServicingAgents.shareholderServiceAgentState` | The state in which the shareholder servicing agent is registered. |
| `managementInvestmentQuestionSeriesInfo.shareholderServicingAgents.shareholderServiceAgentCountry` | The country in which the shareholder servicing agent is registered. |
| `managementInvestmentQuestionSeriesInfo.shareholderServicingAgents.isShareholderServiceAgentAffiliated` | Indicates whether the shareholder servicing agent is affiliated with the fund. |
| `managementInvestmentQuestionSeriesInfo.shareholderServicingAgents.isShareholderServiceAgentSubShare` | Specifies if the shareholder servicing agent functions as a sub-agent. |
| `managementInvestmentQuestionSeriesInfo.isShareholderServiceHiredTerminated` | Indicates if a shareholder servicing agent has been hired or terminated during the reporting period. |
| `managementInvestmentQuestionSeriesInfo.admins.adminName` | The name of the administrator managing fund operations. |
| `managementInvestmentQuestionSeriesInfo.admins.adminLei` | The LEI of the administrator. |
| `managementInvestmentQuestionSeriesInfo.admins.idNumberDesc` | Identification number or description for the administrator. |
| `managementInvestmentQuestionSeriesInfo.admins.adminState` | The state in which the administrator is registered. |
| `managementInvestmentQuestionSeriesInfo.admins.adminCountry` | The country in which the administrator is registered. |
| `managementInvestmentQuestionSeriesInfo.admins.isAdminAffiliated` | Indicates whether the administrator is affiliated with the fund. |
| `managementInvestmentQuestionSeriesInfo.admins.isAdminSubAdmin` | Specifies if the administrator functions in a subordinate capacity. |
| `managementInvestmentQuestionSeriesInfo.isAdminHiredOrTerminated` | Indicates if an administrator has been hired or terminated during the reporting period. |
| `managementInvestmentQuestionSeriesInfo.brokerDealers.brokerDealerName` | The name of the affiliated broker-dealer. |
| `managementInvestmentQuestionSeriesInfo.brokerDealers.brokerDealerFileNo` | The file number of the broker-dealer. |
| `managementInvestmentQuestionSeriesInfo.brokerDealers.brokerDealerCrdNo` | The CRD number of the broker-dealer. |
| `managementInvestmentQuestionSeriesInfo.brokerDealers.brokerDealerLei` | The LEI of the broker-dealer. |
| `managementInvestmentQuestionSeriesInfo.brokerDealers.brokerDealerState` | The state in which the broker-dealer is registered. |
| `managementInvestmentQuestionSeriesInfo.brokerDealers.brokerDealerCountry` | The country in which the broker-dealer is registered. |
| `managementInvestmentQuestionSeriesInfo.brokerDealers.brokerDealerCommission` | The commission amount associated with the broker-dealer. |
| `managementInvestmentQuestionSeriesInfo.brokers.brokerName` | The name of the broker handling transactions for the fund. |
| `managementInvestmentQuestionSeriesInfo.brokers.brokerFileNo` | The file number assigned to the broker. |
| `managementInvestmentQuestionSeriesInfo.brokers.brokerCrdNo` | The CRD number of the broker. |
| `managementInvestmentQuestionSeriesInfo.brokers.brokerLei` | The LEI of the broker. |
| `managementInvestmentQuestionSeriesInfo.brokers.brokerState` | State code where the broker is registered or operating. |
| `managementInvestmentQuestionSeriesInfo.brokers.brokerCountry` | Country code where the broker is registered or operating. |
| `managementInvestmentQuestionSeriesInfo.brokers.grossCommission` | Gross commission amount earned by the broker. |
| `managementInvestmentQuestionSeriesInfo.aggregateCommission` | Total commission amount aggregated across all broker activities. |
| `managementInvestmentQuestionSeriesInfo.principalTransactions.principalName` | Name of the principal involved in the transaction. |
| `managementInvestmentQuestionSeriesInfo.principalTransactions.principalFileNo` | File number associated with the principal's transaction record. |
| `managementInvestmentQuestionSeriesInfo.principalTransactions.principalCrdNo` | CRD (Central Registration Depository) number for the principal. |
| `managementInvestmentQuestionSeriesInfo.principalTransactions.principalLei` | Legal Entity Identifier (LEI) for the principal. |
| `managementInvestmentQuestionSeriesInfo.principalTransactions.principalState` | State code associated with the principal's transaction. |
| `managementInvestmentQuestionSeriesInfo.principalTransactions.principalCountry` | Country code associated with the principal's transaction. |
| `managementInvestmentQuestionSeriesInfo.principalTransactions.principalTotalPurchaseSale` | Total purchase/sale value for the principal transaction. |
| `managementInvestmentQuestionSeriesInfo.principalAggregatePurchase` | Aggregate purchase amount across all principal transactions. |
| `managementInvestmentQuestionSeriesInfo.isBrokerageResearchPayment` | Boolean indicator specifying if a brokerage research payment was made. |
| `managementInvestmentQuestionSeriesInfo.dailyAvgNetAssets` | Average net assets calculated on a daily basis for the series. |
| `managementInvestmentQuestionSeriesInfo.hasLineOfCredit` | Boolean indicator showing whether a line of credit is available. |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.isCreditLineCommitted` | Indicates whether the line of credit is formally committed. Possible Values: Committed, Uncommitted |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.lineOfCreditSize` | Total size or limit of the available line of credit. |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.lineOfCreditInstitutions` | Institutions providing or backing the line of credit. |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.soleCreditType` | Specifies if the line of credit is designated as a sole credit type. Possible Values: Sole, Shared |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.sharedCreditType.creditUser.fundName` | Fund name of the credit user in a shared credit arrangement. |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.sharedCreditType.creditUser.secFileNo` | SEC file number of the credit user in a shared credit arrangement. |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.sharedCreditType.creditType` | Specifies the type of credit in the shared credit arrangement. Possible Values: Sole, Shared |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.creditLineUsed.averageCreditLineUsed` | Average amount of the credit line that has been used over the reporting period. |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.creditLineUsed.daysCreditUsed` | Total number of days during which the credit line was in use. |
| `managementInvestmentQuestionSeriesInfo.lineOfCredit.isCreditLineUsed` | Boolean indicator that shows if any portion of the credit line is currently in use. |
| `managementInvestmentQuestionSeriesInfo.isInterFundLending` | Boolean indicator specifying if inter-fund lending arrangements are active. |
| `managementInvestmentQuestionSeriesInfo.interFundLendingDetails.interFundLendingLoanAverage` | Average loan amount provided under inter-fund lending. |
| `managementInvestmentQuestionSeriesInfo.interFundLendingDetails.interFundLendingDaysOutstanding` | Average number of days inter-fund loans remain outstanding. |
| `managementInvestmentQuestionSeriesInfo.isInterFundBorrowing` | Boolean indicator specifying if inter-fund borrowing arrangements are active. |
| `managementInvestmentQuestionSeriesInfo.interFundBorrowingDetails.interFundBorrowingLoanAverage` | Average loan amount for inter-fund borrowing. |
| `managementInvestmentQuestionSeriesInfo.interFundBorrowingDetails.interFundBorrowingDaysOutstanding` | Average number of days inter-fund borrowing loans remain outstanding. |
| `managementInvestmentQuestionSeriesInfo.isSwingPricing` | Boolean indicator showing whether swing pricing is applied to adjust fees based on market volatility. |
| `managementInvestmentQuestionSeriesInfo.swingPriceUpperLimit` | Upper limit imposed on swing pricing adjustments. |
| `closedEndManagementInvestment.securityRelatedItems.description` | Detailed description of the security related item. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other |
| `closedEndManagementInvestment.securityRelatedItems.securityClassTitle` | Title of the security class for the related item. |
| `closedEndManagementInvestment.securityRelatedItems.commonStocks.commonStockExchange` | Exchange on which the common stock is listed. |
| `closedEndManagementInvestment.securityRelatedItems.commonStocks.commonStockTickerSymbol` | Ticker symbol for the common stock. |
| `closedEndManagementInvestment.securityRelatedItems.otherSecurityDescription` | Description for security types not classified as common stocks. |
| `closedEndManagementInvestment.isRightsOffering` | Boolean indicator specifying if the investment is involved in a rights offering. |
| `closedEndManagementInvestment.rightsOfferingFunds.rightsOfferingTypes.rightsOfferingType` | Specifies the type of rights offering available. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other |
| `closedEndManagementInvestment.rightsOfferingFunds.rightsOfferingTypes.rightsOfferingDesc` | Description detailing the specific rights offering type. |
| `closedEndManagementInvestment.rightsOfferingFunds.rightsOfferingParticipationPercent` | Percentage of participation in the rights offering. |
| `closedEndManagementInvestment.isSecondaryOffering` | Boolean indicator specifying if a secondary offering is being conducted. |
| `closedEndManagementInvestment.secondaryOfferings.secondaryOfferingType` | Specifies the type of secondary offering provided. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other |
| `closedEndManagementInvestment.secondaryOfferings.otherSecondaryOfferingDesc` | Additional descriptive text for secondary offerings when the type is 'Other'. |
| `closedEndManagementInvestment.repurchaseSecurities.repurchaseSecurityType` | Specifies the type of repurchase security transaction executed. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other |
| `closedEndManagementInvestment.repurchaseSecurities.otherRepurchaseSecurityDesc` | Supplementary description for repurchase security when classified as 'Other'. |
| `closedEndManagementInvestment.isRepurchaseSecurity` | Boolean flag indicating the presence of repurchase security data. |
| `closedEndManagementInvestment.longTermDebtDefaults.defaultNature` | Nature or rationale underlying the long-term debt default. |
| `closedEndManagementInvestment.longTermDebtDefaults.defaultDate` | Date on which the long-term debt default occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `closedEndManagementInvestment.longTermDebtDefaults.defaultPerThousandAmount` | Default amount per thousand units for the long-term debt. |
| `closedEndManagementInvestment.longTermDebtDefaults.defaultTotalAmount` | Total amount defaulted for long-term debt. |
| `closedEndManagementInvestment.isDefaultLongTermDebt` | Boolean indicator showing if there is a default on long-term debt. |
| `closedEndManagementInvestment.dividendsInArrears.dividendIssueTitle` | Title or description for the dividend issue in arrears. |
| `closedEndManagementInvestment.dividendsInArrears.dividendAmountPerShareInArrear` | Dividend amount per share that is currently in arrears. |
| `closedEndManagementInvestment.isDividendsInArrears` | Boolean flag indicating whether dividends are in arrears. |
| `closedEndManagementInvestment.isSecuritiesModified` | Boolean indicator specifying if any securities have been modified. |
| `closedEndManagementInvestment.managementFee` | Management fee charged for the investment. |
| `closedEndManagementInvestment.netOperatingExpenses` | Net operating expenses incurred by the investment. |
| `closedEndManagementInvestment.marketPricePerShare` | Market price per share for the security. |
| `closedEndManagementInvestment.netAssetValuePerShare` | Net asset value per share for the investment. |
| `closedEndManagementInvestment.smallInvestmentAdvisers.smallInvestmentAdviserName` | Name of the small investment adviser. |
| `closedEndManagementInvestment.smallInvestmentAdvisers.smallInvestmentAdviserFileNo` | File number assigned to the small investment adviser. |
| `closedEndManagementInvestment.smallInvestmentAdvisers.smallInvestmentAdviserCrdNo` | CRD number for the small investment adviser. |
| `closedEndManagementInvestment.smallInvestmentAdvisers.smallInvestmentAdviserLei` | Legal Entity Identifier (LEI) of the small investment adviser. |
| `closedEndManagementInvestment.smallInvestmentAdvisers.smallInvestmentAdviserState` | State code where the small investment adviser is based. |
| `closedEndManagementInvestment.smallInvestmentAdvisers.smallInvestmentAdviserCountry` | Country code where the small investment adviser is based. |
| `closedEndManagementInvestment.smallInvestmentAdvisers.smallInvestmentAdviserStartDate` | Start date of the engagement with the small investment adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `closedEndManagementInvestment.smallInvestmentAdvisers.isSmallInvestmentAdviserHired` | Boolean indicator showing whether the small investment adviser is currently hired. |
| `closedEndManagementInvestment.terminatedSmallInvAdvisers.smallInvestmentAdviserTerminatedName` | Name of the terminated small investment adviser. |
| `closedEndManagementInvestment.terminatedSmallInvAdvisers.smallInvestmentAdviserTerminatedFileNo` | File number associated with the terminated small investment adviser. |
| `closedEndManagementInvestment.terminatedSmallInvAdvisers.smallInvestmentAdviserTerminatedCrdNo` | CRD number of the terminated small investment adviser. |
| `closedEndManagementInvestment.terminatedSmallInvAdvisers.smallInvestmentAdviserTerminatedLei` | LEI of the terminated small investment adviser. |
| `closedEndManagementInvestment.terminatedSmallInvAdvisers.smallInvestmentAdviserTerminatedState` | State code associated with the terminated small investment adviser. |
| `closedEndManagementInvestment.terminatedSmallInvAdvisers.smallInvestmentAdviserTerminatedCountry` | Country code associated with the terminated small investment adviser. |
| `closedEndManagementInvestment.terminatedSmallInvAdvisers.smallInvestmentAdviserTerminatedDate` | Termination date of the small investment adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `closedEndManagementInvestment.smallSubAdvisers.smallSubAdviserName` | Name of the small sub-adviser. |
| `closedEndManagementInvestment.smallSubAdvisers.smallSubAdviserFileNo` | File number assigned to the small sub-adviser. |
| `closedEndManagementInvestment.smallSubAdvisers.smallSubAdviserCrdNo` | CRD number for the small sub-adviser. |
| `closedEndManagementInvestment.smallSubAdvisers.smallSubAdviserLei` | Legal Entity Identifier (LEI) of the small sub-adviser. |
| `closedEndManagementInvestment.smallSubAdvisers.smallSubAdviserState` | State code where the small sub-adviser is based. |
| `closedEndManagementInvestment.smallSubAdvisers.smallSubAdviserCountry` | Country code where the small sub-adviser is based. |
| `closedEndManagementInvestment.smallSubAdvisers.isSmallSubAdviserAffiliated` | Boolean indicator specifying if the small sub-adviser is affiliated with the registrant. |
| `closedEndManagementInvestment.smallSubAdvisers.smallSubAdviserStartDate` | Start date of the engagement with the small sub-adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `closedEndManagementInvestment.smallSubAdvisers.isSmallSubAdviserHired` | Boolean indicator showing whether the small sub-adviser is currently hired. |
| `closedEndManagementInvestment.terminatedSmallSubAdvisers.smallSubAdviserTerminatedName` | Name of the terminated small sub-adviser. |
| `closedEndManagementInvestment.terminatedSmallSubAdvisers.smallSubAdviserTerminatedFileNo` | File number for the terminated small sub-adviser. |
| `closedEndManagementInvestment.terminatedSmallSubAdvisers.smallSubAdviserTerminatedCrdNo` | CRD number for the terminated small sub-adviser. |
| `closedEndManagementInvestment.terminatedSmallSubAdvisers.smallSubAdviserTerminatedLei` | LEI of the terminated small sub-adviser. |
| `closedEndManagementInvestment.terminatedSmallSubAdvisers.smallSubAdviserTerminatedState` | State code associated with the terminated small sub-adviser. |
| `closedEndManagementInvestment.terminatedSmallSubAdvisers.smallSubAdviserTerminatedCountry` | Country code associated with the terminated small sub-adviser. |
| `closedEndManagementInvestment.terminatedSmallSubAdvisers.smallSubAdviserTerminatedDate` | Termination date of the small sub-adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `closedEndManagementInvestment.smallTransferAgents.smallTransferAgentName` | Name of the small transfer agent. |
| `closedEndManagementInvestment.smallTransferAgents.smallTransferAgentFileNo` | File number assigned to the small transfer agent. |
| `closedEndManagementInvestment.smallTransferAgents.smallTransferAgentLei` | Legal Entity Identifier (LEI) of the small transfer agent. |
| `closedEndManagementInvestment.smallTransferAgents.smallTransferAgentState` | State code where the small transfer agent is based. |
| `closedEndManagementInvestment.smallTransferAgents.smallTransferAgentCountry` | Country code for the small transfer agent associated with a closed-end management investment. |
| `closedEndManagementInvestment.smallTransferAgents.isSmallTransferAgentAffiliated` | Indicates whether the small transfer agent is affiliated with the registrant. |
| `closedEndManagementInvestment.smallTransferAgents.isSmallTransferAgentSubAdmin` | Indicates whether the small transfer agent operates as a sub-administrator. |
| `closedEndManagementInvestment.isSmallTransferAgentHiredOrTerminated` | Flag indicating if a small transfer agent has been recently hired or terminated. |
| `closedEndManagementInvestment.smallCustodians.smallCustodianName` | Name of the small custodian for closed-end management investments. |
| `closedEndManagementInvestment.smallCustodians.smallCustodianLei` | Legal Entity Identifier (LEI) of the small custodian. |
| `closedEndManagementInvestment.smallCustodians.smallCustodianState` | State code where the small custodian is registered. |
| `closedEndManagementInvestment.smallCustodians.smallCustodianCountry` | Country code for the small custodian. |
| `closedEndManagementInvestment.smallCustodians.isSmallCustodianAffiliated` | Indicates whether the small custodian is affiliated with the registrant. |
| `closedEndManagementInvestment.smallCustodians.isSmallCustodianSub` | Indicates whether the small custodian functions as a sub-custodian. |
| `closedEndManagementInvestment.smallCustodians.custodyType` | Specifies the type of custody arrangement used by the small custodian. Possible Values: Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)), Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1), Self - rule 17f-2 (17 CFR 270.17f-2), Securities depository - rule 17f-4 (17 CFR 270.17f-4), Foreign custodian - rule 17f-5 (17 CFR 270.17f-5), Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6), Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7), Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2), Other |
| `closedEndManagementInvestment.smallCustodians.otherSmallCustodianDesc` | Additional descriptive text for custody arrangements that are not standard. |
| `closedEndManagementInvestment.isSmallCustodianHiredTerminated` | Flag indicating if a small custodian has been recently hired or terminated. |
| `exchangeSeriesInfo.fundName` | The name of the fund corresponding to the exchange series. |
| `exchangeSeriesInfo.etfSeriesId` | Unique identifier for the ETF series within the exchange series information. |
| `exchangeSeriesInfo.securityExchanges.fundExchange` | Four letter ISO 10383 identifier of the securities exchange on which the fund is listed. See, ISO 20022 Market Identifier Codes webpage. |
| `exchangeSeriesInfo.securityExchanges.fundsTickerSymbol` | Ticker symbol of the fund on the corresponding exchange. |
| `exchangeSeriesInfo.authorizedParticipants.authorizedParticipantName` | Name of an authorized participant in the exchange series. |
| `exchangeSeriesInfo.authorizedParticipants.authorizedParticipantFileNo` | File number assigned to the authorized participant. |
| `exchangeSeriesInfo.authorizedParticipants.authorizedParticipantCrdNo` | CRD (Central Registration Depository) number for the authorized participant. |
| `exchangeSeriesInfo.authorizedParticipants.authorizedParticipantLei` | Legal Entity Identifier (LEI) for the authorized participant. |
| `exchangeSeriesInfo.authorizedParticipants.authorizedParticipantPurchaseValue` | Monetary value associated with purchases made by the authorized participant. |
| `exchangeSeriesInfo.authorizedParticipants.authorizedParticipantRedeemValue` | Monetary value associated with redemptions processed by the authorized participant. |
| `exchangeSeriesInfo.isCollateralRequired` | Boolean indicator specifying whether collateral is required for transactions in the exchange series. |
| `exchangeSeriesInfo.creationUnitNumOfShares` | Number of shares included in a creation unit for the exchange series. |
| `exchangeSeriesInfo.creationUnitRedeemedNumOfShares` | Number of shares redeemed from a creation unit in the exchange series. |
| `exchangeSeriesInfo.averagePercentagePurchased` | Average percentage of shares purchased in creation unit transactions. |
| `exchangeSeriesInfo.standardDeviationPurchased` | Standard deviation of the percentage of shares purchased in creation unit transactions. |
| `exchangeSeriesInfo.creationUnitPurchasedInKind` | Indicator showing if creation units were purchased in-kind. |
| `exchangeSeriesInfo.creationUnitPurchasedSDInKind` | Standard deviation for in-kind purchases in creation unit transactions. |
| `exchangeSeriesInfo.averagePercentageRedeemed` | Average percentage of shares redeemed in creation unit transactions. |
| `exchangeSeriesInfo.percentSDRedeemed` | Standard deviation of the redemption percentages in creation unit transactions. |
| `exchangeSeriesInfo.creationUnitPercentageRedeemedInKind` | Percentage of creation unit shares redeemed in-kind. |
| `exchangeSeriesInfo.creationUnitSDRedeemedInKind` | Standard deviation for in-kind redemptions in creation unit transactions. |
| `exchangeSeriesInfo.creationUnitTransactionFeePerUnit` | Transaction fee charged per unit for creation unit transactions. |
| `exchangeSeriesInfo.creationUnitTransactionFeeManyUnits` | Aggregate transaction fee for multiple creation unit transactions. |
| `exchangeSeriesInfo.creationUnitTransactionFeePercentagePerUnit` | Transaction fee expressed as a percentage per creation unit. |
| `exchangeSeriesInfo.creationUnitTransactionFeeCashPerUnit` | Cash-based transaction fee charged per creation unit. |
| `exchangeSeriesInfo.creationUnitTransactionFeeCashManyUnits` | Total cash transaction fee for multiple creation unit transactions. |
| `exchangeSeriesInfo.creationUnitTransactionFeeCashPercentagePerUnit` | Cash transaction fee percentage per creation unit. |
| `exchangeSeriesInfo.purchaseCreationUnitDollarPerUnit` | Dollar amount per unit for purchasing a creation unit. |
| `exchangeSeriesInfo.purchaseCreationUnitDollarPerMoreUnits` | Dollar amount for purchasing additional creation units. |
| `exchangeSeriesInfo.purchaseCreationUnitDollarPercentagePerUnit` | Purchase fee expressed as a percentage per creation unit. |
| `exchangeSeriesInfo.purchaseCreationUnitCashPerUnit` | Cash amount per unit for creation unit purchases. |
| `exchangeSeriesInfo.purchaseCreationUnitCashPerMoreUnits` | Cash amount for purchasing additional creation units. |
| `exchangeSeriesInfo.purchaseCreationUnitCashPercentagePerUnit` | Cash purchase fee expressed as a percentage per creation unit. |
| `exchangeSeriesInfo.isByAffiliatedPerson` | Indicates whether the exchange series transaction is executed by an affiliated person. |
| `exchangeSeriesInfo.isExclusiveFund` | Indicates if the fund is exclusively associated with the exchange series. |
| `exchangeSeriesInfo.beforeFundFeesExpensesDiff` | Difference in fees and expenses before the fund's operations. |
| `exchangeSeriesInfo.afterFundFeesExpensesDiff` | Difference in fees and expenses after the fund's operations. |
| `exchangeSeriesInfo.beforeFundFeesExpensesSd` | Standard deviation of fees and expenses before fund operations. |
| `exchangeSeriesInfo.afterFundFeesExpensesSd` | Standard deviation of fees and expenses after fund operations. |
| `exchangeSeriesInfo.isInKindETF` | Indicates whether the ETF is structured as an in-kind ETF. |
| `unitInvestmentTrust.depositors.depositorName` | Name of the depositor for the unit investment trust. |
| `unitInvestmentTrust.depositors.depositorCrdNo` | CRD number assigned to the depositor. |
| `unitInvestmentTrust.depositors.depositorLei` | Legal Entity Identifier (LEI) of the depositor. |
| `unitInvestmentTrust.depositors.depositorState` | State code where the depositor is registered. |
| `unitInvestmentTrust.depositors.depositorCountry` | Country code of the depositor. |
| `unitInvestmentTrust.depositors.depositorUltimateParentName` | Name of the ultimate parent company of the depositor. |
| `unitInvestmentTrust.uitAdmins.uitAdminName` | Name of the unit investment trust administrator. |
| `unitInvestmentTrust.uitAdmins.uitAdminLei` | Legal Entity Identifier (LEI) of the unit investment trust administrator. |
| `unitInvestmentTrust.uitAdmins.uitAdminDescOtherNumber` | Additional description or identifier for the unit investment trust administrator. |
| `unitInvestmentTrust.uitAdmins.uitAdminState` | State code where the unit investment trust administrator is registered. |
| `unitInvestmentTrust.uitAdmins.uitAdminCountry` | Country code for the unit investment trust administrator. |
| `unitInvestmentTrust.uitAdmins.isUitAdminAffiliated` | Indicates whether the unit investment trust administrator is affiliated with the registrant. |
| `unitInvestmentTrust.uitAdmins.isUitAdminSubAdmin` | Indicates whether the unit investment trust administrator functions as a sub-administrator. |
| `unitInvestmentTrust.isUitAdminHiredTerminated` | Flag indicating if a unit investment trust administrator has been recently hired or terminated. |
| `unitInvestmentTrust.registrantSeparateInsuranceAccount.isRegistrantSeparateInsuranceAccount` | Indicates if a registrant separate insurance account exists for the unit investment trust. Possible Values: Y |
| `unitInvestmentTrust.registrantSeparateInsuranceAccount.separateAccountSeriesId` | Identifier for the separate insurance account series. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.sponsors.sponsorName` | Name of the sponsor for accounts not filed as separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.sponsors.sponsorCrdNo` | CRD number of the sponsor for non-registrant separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.sponsors.sponsorLei` | Legal Entity Identifier (LEI) of the sponsor for non-registrant separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.sponsors.sponsorState` | State code where the sponsor is registered. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.sponsors.sponsorCountry` | Country code of the sponsor. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.trustees.trusteeName` | Name of the trustee for non-registrant separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.trustees.trusteeState` | State code where the trustee is registered. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.trustees.trusteeCountry` | Country code of the trustee. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.numOfExistingSeries` | Count of existing series in non-registrant separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.seriesCIKs` | CIK identifiers for the existing series in non-registrant accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.numOfNewSeriesRegistration` | Number of new series registrations in non-registrant separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.newSeriesAggregateValue` | Aggregate monetary value of newly registered series in non-registrant accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.numOfSeriesCurrentProspectus` | Number of series included in the current prospectus for non-registrant accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.numOfExistingSeriesAdditionalUnits` | Count of additional units in existing series for non-registrant separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.additionalUnitsTotalValue` | Total value of additional units in existing series for non-registrant accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.unitInPortfolioValue` | Portfolio value represented by the units in non-registrant separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.totalAssetsSeries` | Total assets value for the series in non-registrant separate insurance accounts. |
| `unitInvestmentTrust.notRegistrantSeparateInsuranceAccount.isRegistrantSeparateInsuranceAccount` | Indicates whether the account qualifies as a registrant separate insurance account. Possible Values: N |
| `unitInvestmentTrust.numOfContracts` | Total number of contracts associated with the unit investment trust. |
| `unitInvestmentTrust.contractSecurities.separateAccountSecurityName` | Name of the security in a separate account contract for the unit investment trust. |
| `unitInvestmentTrust.contractSecurities.separateAccountContractId` | Identifier for the separate account contract. |
| `unitInvestmentTrust.contractSecurities.separateAccountTotalAsset` | Total asset value for the separate account contract. |
| `unitInvestmentTrust.contractSecurities.numContractsSold` | Number of contracts sold under the separate account arrangement. |
| `unitInvestmentTrust.contractSecurities.grossPremiumReceived` | Total gross premium received for the separate account contract. |
| `unitInvestmentTrust.contractSecurities.grossPremiumReceivedSection1035` | Gross premium received under Section 1035 for the contract. |
| `unitInvestmentTrust.contractSecurities.numContractsAffected` | Number of contracts affected by specific events in the separate account. |
| `unitInvestmentTrust.contractSecurities.contractValueRedeemed` | Total redemption value for the separate account contract. |
| `unitInvestmentTrust.contractSecurities.contractValueRedeemedSection1035` | Redemption value for the contract under Section 1035. |
| `unitInvestmentTrust.contractSecurities.numContractsAffectedRedeemed` | Count of contracts that were redeemed. |
| `unitInvestmentTrust.isRule6C7Reliance` | Indicates whether reliance on Rule 6C7 is applicable for the unit investment trust. |
| `unitInvestmentTrust.isRule11A2Reliance` | Indicates whether reliance on Rule 11A2 is applicable. |
| `unitInvestmentTrust.isRule12D1Dash4Reliance` | Indicates whether reliance on Rule 12D1-Dash4 is applicable. |
| `unitInvestmentTrust.isRule12D1GReliance` | Indicates whether reliance on Rule 12D1-G is applicable. |
| `unitInvestmentTrust.divestments.divestmentSecurityName` | Name of the security that has been divested from the unit investment trust. |
| `unitInvestmentTrust.divestments.divestmentSecurityTickerSymbol` | Ticker symbol for the divested security. |
| `unitInvestmentTrust.divestments.divestmentSecurityCusipNo` | CUSIP number for the divested security. |
| `unitInvestmentTrust.divestments.divestedNumShares` | Number of shares divested from the unit investment trust. |
| `unitInvestmentTrust.divestments.divestedDate` | Date when the divestment occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `unitInvestmentTrust.divestments.divestmentStatuteName` | Name of the statute governing the divestment. |
| `unitInvestmentTrust.registrantHeldSecurities.registrantHeldSecurityTickerSymbol` | Ticker symbol of the security held by the registrant. |
| `unitInvestmentTrust.registrantHeldSecurities.registrantHoldsSecurityCusipNo` | CUSIP number of the security held by the registrant. |
| `unitInvestmentTrust.registrantHeldSecurities.registrantNumShare` | Number of shares of the security held by the registrant. |
| `attachmentsTab.isLegalProceedings` | Indicates whether the submission includes any material legal proceedings involving the registrant. |
| `attachmentsTab.isProvisionFinancialSupport` | Specifies if the submission includes details on the provision of financial support as required by the reporting guidelines. |
| `attachmentsTab.isIPAReportInternalControl` | Indicates whether the independent public accountant's report on internal control is included in the attachments. |
| `attachmentsTab.isChangeAccPrinciples` | Specifies if there has been a change in accounting principles and practices as reported by the registrant. |
| `attachmentsTab.isInfoRequiredEO` | Indicates whether the submission provides information required by applicable exemptive orders. |
| `attachmentsTab.isOtherInfoRequired` | Specifies if any additional required information is attached to the submission. |
| `attachmentsTab.isMaterialAmendments` | Indicates whether material amendments to organizational documents are reported in the attachments. |
| `attachmentsTab.isInstDefiningRights` | Specifies if the submission includes instruments that define the rights of security holders. |
| `attachmentsTab.isNewOrAmendedInvAdvContracts` | Indicates whether new or amended investment advisory contracts are provided in the attachments. |
| `attachmentsTab.isInfoItem405` | Specifies if the submission contains information mandated by Item 405 of Regulation S-K. |
| `attachmentsTab.isCodeOfEthics` | Indicates whether a code of ethics is included in the attachment details. |
| `signature.registrantSignedName` | The legally authorized signed name of the registrant. |
| `signature.signedDate` | The date on which the registrant signed the submission. The date string format is yyyy-MM-dd, e.g. 2024-07-13. |
| `signature.signature` | The digital signature provided by the registrant. |
| `signature.title` | The title or position of the signatory within the registrant organization. |

## Response

A JSON object. Nested attributes are collapsed; expand one to see its fields.

total: object

How many Form N-CEN filings matched the query.

value: integer

Number of matching filings, capped at 10000. A value of 10000 with relation gte means more than 10000 filings matched.

relation: string

Either eq, meaning value is exact, or gte, meaning value is a floor.

data: array of object

The matching Form N-CEN filings, at most size per response. Each object holds one filing.

id: string

System-internal unique identifier of the filing record.

accessionNo: string

Unique accession number of the Form N-CEN filing, e.g. 0001277575-24-000006.

fileNo: string

SEC file number of the registrant, for example 811-23054. Registered investment companies carry an 811 file number.

formType: string

The form type of the SEC filing.

filedAt: string

The timestamp when the filing was accepted by SEC EDGAR, e.g. 2024-05-15T16:17:15-04:00.

periodOfReport: string

The reporting period covered by this Form N-CEN submission. Format: YYYY-MM-DD, e.g. 2024-06-30. In annual reports this corresponds to the fiscal year end.

entities: array of object

Array of entities involved in the filing.

cik: string

Central Index Key (CIK) of the reporting entity, e.g. 1021408. This is a unique identifier assigned by the SEC to the filer. Leading zeros are omitted.

ticker: optional string

The stock ticker symbol used to identify the entity, e.g. GOOGL.

companyName: string

The legal name of the issuer as provided in the filing, e.g. ALPHABET INC.

irsNo: string

The Internal Revenue Service (IRS) Employer Identification Number (EIN) of the reporting entity, e.g., 95-1234567.

fiscalYearEnd: string

The fiscal year-end of the reporting entity, represented as a four-digit month-day format, e.g. 1231 for December 31.

stateOfIncorporation: string

The U.S. state or country where the entity is legally incorporated, represented using a two-letter state code (e.g., DE for Delaware) or a country name for non-U.S. entities.

sic: optional string

The Standard Industrial Classification (SIC) code representing the primary industry of the entity, e.g., 7372 for Prepackaged Software.

act: string

The regulatory act under which the entity files its reports, e.g., 1934 for the Securities Exchange Act of 1934.

fileNo: string

Unique identifier used to reference and track filings of the same process, e.g. 020-34763.

filmNo: string

A unique identifier assigned by the SEC to track a specific filing, e.g., 211234567.

seriesClass: object

Object grouping all series class information for the Form N-CEN submission.

reportSeriesClass: object

Object representing the report series class details for the submission.

rptIncludeAllSeriesFlag: boolean

Boolean flag indicating whether all series are included in the report series class.

rptSeriesClassInfo: array of object

Object containing detailed information for the report series class, including series ID and inclusion flags.

seriesId: string

Identifier for the series within the report series class information.

includeAllClassesFlag: boolean

Boolean flag indicating whether all classes are included in the series class information.

classIds: array of string

List of class identifiers associated with the series class information.

reportClass: array of object

Object representing the report class details.

rptIncludeAllClassesFlag: boolean

Boolean flag indicating whether all classes are included in the report class.

classIds: array of string

List of class identifiers associated with the report class.

generalInfo: object

Object containing general information about the filing period and related report details.

reportEndingPeriod: string

Date indicating the ending period of the report as provided in the general information.

isReportPeriodLt12: boolean

Indicator showing whether the report period is less than 12 months.

registrantInfo: object

Object encapsulating all information pertaining to the registrant.

registrantFullName: string

Full legal name of the registrant submitting the report.

investmentCompFileNo: string

Investment Company File Number assigned to the registrant by the SEC.

registrantCik: string

Central Index Key (CIK) of the registrant.

registrantLei: string

Legal Entity Identifier (LEI) of the registrant.

registrantStreet1: string

Primary street address of the registrant.

registrantStreet2: string

Secondary street address of the registrant, if applicable.

registrantCity: string

City of the registrant's address.

registrantZipCode: string

ZIP code for the registrant's address.

registrantState: string

State of the registrant's address.

registrantCountry: string

Country of the registrant's address.

registrantPhoneNumber: string

Contact phone number for the registrant.

websites: array of string

Website URL(s) associated with the registrant.

locationBooksRecords: array of object

Object containing detailed information about the location of books and records.

officeName: string

Name of the office where the registrant's books and records are maintained.

officeAddress1: string

Primary address of the office maintaining the books and records.

officeAddress2: string

Secondary address of the office maintaining the books and records.

officeCity: string

City where the books and records office is located.

officeState: string

State where the books and records office is located.

officeCountry: string

Country where the books and records office is located.

officeRecordsZipCode: string

ZIP code for the books and records office.

officePhone: string

Phone number for the books and records office.

booksRecordsDesc: string

Description of the location and nature of the books and records maintained.

isRegistrantFirstFiling: boolean

Indicator specifying if this is the registrant's first filing on Form N-CEN.

isRegistrantLastFiling: boolean

Indicator specifying if this is the registrant's final filing on Form N-CEN.

familyInvCompFullName: string

Full name of the family of investment companies to which the registrant belongs.

isRegistrantFamilyInvComp: boolean

Indicator showing whether the registrant is part of a family of investment companies.

registrantClassificationType: string

Classification type of the registrant as defined by SEC rules. Possible Values: N-1A, N-2, N-3, N-4, N-5, N-6, S-6

totalSeries: number

Total number of series reported by the registrant.

terminatedSeries: array of object

Object containing information about any series that have been terminated.

seriesName: string

Name of a series that has been terminated.

seriesId: string

Identifier for the terminated series.

terminationDate: string

Termination date for the series, in YYYY-MM-DD format.

isSecuritiesActRegistration: boolean

Indicator showing whether the registrant is registered under the Securities Act.

directors: array of object

Object containing detailed information about the directors of the registrant.

directorName: string

Full name of a director of the registrant.

crdNumber: string

CRD number assigned to the director.

isDirectorInterestedPerson: boolean

Indicator showing if the director is considered an interested person.

fileNos: array of string

File numbers associated with the director for other companies where they serve.

chiefComplianceOfficers: array of object

Object containing information about the chief compliance officers.

ccoName: string

Full name of the chief compliance officer.

crdNumber: string

CRD number for the chief compliance officer.

ccoStreet1: string

Primary street address of the chief compliance officer.

ccoStreet2: string

Secondary street address of the chief compliance officer.

ccoCity: string

City for the chief compliance officer's address.

ccoState: string

State for the chief compliance officer's address.

ccoCountry: string

Country for the chief compliance officer's address.

ccoZipCode: string

ZIP code for the chief compliance officer's address.

ccoPhone: string

Contact phone number for the chief compliance officer.

isCcoChangedSinceLastFiling: boolean

Indicator if the chief compliance officer has changed since the previous filing.

ccoEmployers: array of object

Object containing employer details for the chief compliance officer.

ccoEmployerName: string

Name of the employer associated with the chief compliance officer.

ccoEmployerId: string

Employer identifier for the chief compliance officer.

isRegistrantSubmittedMatter: boolean

Indicator showing whether the registrant has submitted a matter for regulatory review.

securityMatterSeriesInfo: array of object

Object containing details about the security matter series information.

seriesName: string

Name of the series associated with a security matter.

seriesId: string

Identifier for the security matter series.

isPreviousLegalProceeding: boolean

Indicator if there has been a previous legal proceeding involving the registrant.

legalProceedingSeriesInfo: array of object

Object containing information on legal proceeding series.

seriesName: string

Name of the series related to a legal proceeding.

seriesId: string

Identifier for the legal proceeding series.

isPreviousProceedingTerminated: boolean

Indicator if a previous legal proceeding has been terminated.

previousProceedingTerminated: array of object

Object containing details of terminated legal proceedings.

seriesName: string

Name of the terminated legal proceeding series.

seriesId: string

Identifier for the terminated legal proceeding series.

isClaimFiled: boolean

Indicator showing whether a claim has been filed by the registrant.

totalClaimAmount: number

Total amount claimed in any filed claim.

isCoveredByInsurancePolicy: boolean

Indicator if the claim is covered by an insurance policy.

isClaimFiledDuringPeriod: boolean

Indicator if a claim was filed during the reporting period.

isFinancialSupportDuringPeriod: boolean

Indicator if financial support was provided during the reporting period.

financialSupportSeriesInfo: array of object

Object containing information about financial support series.

seriesName: string

Name of the series related to financial support provided.

seriesId: string

Identifier for the financial support series.

isExemptionFromAct: boolean

Indicator showing whether the registrant is exempt from the applicable regulatory act.

releaseNumbers: array of string

Release numbers associated with any regulatory exemptions or releases.

principalUnderwriters: array of object

Object containing details of principal underwriters involved with the registrant.

principalUnderwriterName: string

Name of the principal underwriter for the registrant.

principalUnderwriterFileNo: string

File number assigned to the principal underwriter.

principalUnderwriterCrdNumber: string

CRD number for the principal underwriter.

principalUnderwriterLei: string

Legal Entity Identifier for the principal underwriter.

principalUnderWriterState: string

State of registration for the principal underwriter.

principalUnderWriterCountry: string

Country of registration for the principal underwriter.

isPrincipalUnderwriterAffiliatedWithRegistrant: boolean

Indicator if the principal underwriter is affiliated with the registrant.

isUnderwriterHiredOrTerminated: boolean

Indicator if an underwriter was hired or terminated during the reporting period.

publicAccountants: array of object

Object containing details about the public accountants engaged by the registrant.

publicAccountantName: string

Name of the independent public accountant.

pcaobNumber: string

PCAOB number for the public accountant.

publicAccountantLei: string

Legal Entity Identifier for the public accountant.

publicAccountantState: string

State of registration for the public accountant.

publicAccountantCountry: string

Country of registration for the public accountant.

isPublicAccountantChanged: boolean

Indicator if there has been a change in the public accountant since the previous filing.

isMaterialWeakness: boolean

Indicator showing whether a material weakness in internal controls has been identified.

isOpinionOffered: boolean

Indicator if an audit opinion has been provided on the financial statements.

auditOpinionSeries: array of object

Object containing information about the audit opinion series.

seriesName: string

Name of the series associated with the audit opinion.

seriesId: string

Identifier for the audit opinion series.

isMaterialChange: boolean

Indicator if there has been a material change affecting the registrant.

valuationMethodsChanges: array of object

Object detailing all changes made to valuation methods.

dateOfChange: string

Date on which a change in valuation methods occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

changeExplanation: string

Explanation detailing the change in valuation methods.

assetType: string

Asset type related to the valuation method change. Possible Values: Short-term investment vehicle, Repurchase agreement, Equity-common, Equity-preferred, Debt, Derivative-commodity, Derivative-credit, Derivative-equity, Derivative-foreign exchange, Derivative-interest rate, Derivative-other, Structured note, Loan, ABS-mortgage backed security, ABS-asset backed commercial paper, ABS-collateralized bond/debt obligation, ABS-other, Commodity, Real estate, Other

assetTypeOtherDesc: string

Description for the asset type if it does not fall under standard classifications.

investmentType: string

Type of investment associated with the valuation change.

statutoryRegulatoryBasis: string

Regulatory basis under which the valuation method change is made.

valuationMethodsChangeSeries: array of object

Object containing series information for the valuation method changes.

seriesName: string

Name of the series undergoing a change in valuation methods.

seriesId: string

Identifier for the series with a valuation methods change.

isAccountingPrincipleChange: boolean

Indicator if there has been a change in the accounting principles used.

isPaymentErrorInNetAssetValue: boolean

Indicator if a payment error impacted the net asset value calculation.

paymentErrorSeries: array of object

Object containing details of series affected by payment errors.

seriesName: string

Name of the series related to a payment error.

seriesId: string

Identifier for the payment error series.

isPaymentDividend: boolean

Indicator if a dividend payment was made during the reporting period.

paymentDividendSeries: array of object

Object containing information about the dividend payment series.

seriesName: string

Name of the series related to dividend payments.

seriesId: string

Identifier for the dividend payment series.

managementInvestmentQuestionSeriesInfo: optional array of object

Object encapsulating all details related to the management investment question series.

mgmtInvFundName: string

Name of the management investment fund associated with the filing.

mgmtInvSeriesId: string

Identifier for the management investment series.

mgmtInvLei: string

Legal Entity Identifier for the management investment fund.

isFirstFilingByFund: boolean

Indicator if this is the first filing for the management investment fund.

numAuthorizedClass: number

Number of authorized classes reported for the management investment fund.

numAddedClass: number

Number of classes added in the current filing for the management investment fund.

numTerminatedClass: number

Number of classes terminated during the reporting period for the management investment fund.

sharesOutstanding: array of object

Object containing details of shares outstanding for the management investment fund.

sharesOutstandingClassName: string

Name of the share class for which outstanding shares are reported.

sharesOutstandingClassId: string

Identifier for the share class with outstanding shares.

sharesOutstandingTickerSymbol: string

Ticker symbol for the share class with outstanding shares.

fundTypes: array of string

Type designations for the fund as specified in the management investment question series. Possible Values: Master-Feeder Fund, Index Fund, Exchange-Traded Fund, Exchange-Traded Managed Fund, Inverse of a benchmark, Interval Fund, Fund of Funds, Money Market Fund, Target Date Fund, Underlying fund, N/A

masterFeederFundInfo: object

Container object holding detailed master feeder fund information associated with the management investment question series.

feederFunds: array of object

Container for feeder fund details under the master feeder fund information.

feederFundName: string

The name of the feeder fund.

regFeederFundFileNo: string

The SEC-assigned file number for the registered feeder fund.

regFeederFundSeriesIdNo: string

The series identification number for the registered feeder fund.

regFeederFundLei: string

The Legal Entity Identifier (LEI) for the registered feeder fund.

unregFeederFileNo: string

The file number for the unregistered feeder fund, if applicable.

unregFeederFundLei: string

The Legal Entity Identifier (LEI) for the unregistered feeder fund.

masterFunds: array of object

Container for master fund details within the master feeder fund information.

masterFundName: string

The name of the master fund.

masterFundFileNo: string

The file number associated with the master fund.

masterFundSECFileNo: string

The SEC file number for the master fund.

masterFundLei: string

The Legal Entity Identifier (LEI) for the master fund.

indexFundInfo: object

Container for index fund details associated with the management investment question series.

isIndexFundAffiliated: boolean

Boolean flag indicating whether the index fund is affiliated with the registrant.

isIndexFundExclusive: boolean

Boolean flag indicating whether the index fund is exclusive.

indexFundReturnDiffBeforeExpense: number

A numeric value representing the index fund's return differential before expenses.

indexFundReturnDiffAfterExpense: number

A numeric value representing the index fund's return differential after expenses.

indexFundReturnDailyStdevBeforeExpense: number

The daily standard deviation of index fund returns calculated before expenses.

indexFundReturnDailyStdevAfterExpense: number

The daily standard deviation of index fund returns calculated after expenses.

isNonDiversifiedCompany: boolean

Indicator if the management investment company is classified as non-diversified.

isForeignSubsidiary: boolean

Indicates whether the fund's management investment series reports the presence of a foreign subsidiary.

foreignInvestments: array of object

Container for details regarding foreign investments related to the fund.

foreignSubsidiaryName: string

The name of the foreign subsidiary as reported by the fund.

foreignSubsidiaryLei: string

The Legal Entity Identifier (LEI) for the foreign subsidiary.

isFundSecuritiesLending: boolean

Specifies whether the fund participates in securities lending activities.

didFundLendSecurities: boolean

Indicates if the fund actually lent securities during the reporting period.

fundLendSecurities: object

Container for details on the fund's securities lending activities.

isFundLiquidated: boolean

Indicates whether the fund's securities lending arrangement has been liquidated.

isFundAdverselyImpacted: boolean

Specifies if the fund has experienced adverse impacts from its securities lending operations.

securityLendings: array of object

Container for all information related to securities lending activities.

securitiesAgentName: string

The name of the agent responsible for handling securities lending transactions.

securitiesAgentLei: string

The LEI of the securities lending agent.

isSecuritiesAgentAffiliated: boolean

Indicates if the securities lending agent is affiliated with the fund.

securityAgentIndemnity: object

Container for details regarding the indemnity arrangements for the securities lending agent.

indemnityProviders: array of object

Container for indemnity provider details within the securities lending framework.

indemnityProviderName: string

Name of the indemnity provider supporting the securities lending agent.

indemnityProviderLei: string

LEI of the indemnity provider for the securities lending agent.

didIndemnificationRights: boolean

Indicates whether indemnification rights were granted to the securities lending agent.

isSecurityAgentIndemnity: boolean

Indicates whether indemnity is provided for the securities lending agent.

collateralManagers: array of object

Container for collateral manager details.

collateralManagerName: string

The name of the collateral manager overseeing fund collateral arrangements.

collateralManagerLei: string

The LEI of the collateral manager.

isCollateralManagerAffiliated: boolean

Indicates if the collateral manager is affiliated with the fund.

isCollateralManagerAffiliatedWithFund: boolean

Specifies whether the collateral manager is directly affiliated with the fund.

paymentToAgentManagerTypes: array of string

Specifies the types of payments made to the agent or manager. Possible Values: Revenue sharing split, Non-revenue sharing split (other than administrative fee), Administrative fee, Cash collateral reinvestment fee, Indemnification fee, Other, N/A

paymentToAgentManagerOtherFeeDesc: string

Provides additional description for fees other than the standard payment type.

avgPortfolioSecuritiesValue: number

Represents the average value of the fund's portfolio securities.

netIncomeSecuritiesLending: number

The net income derived from securities lending activities during the reporting period.

relyOnRules: array of string

Specifies the regulatory rules the fund relies upon in its operations. Possible Values: Rule 10f-3 (17 CFR 270.10f-3), Rule 12d1-1 (17 CFR 270.12d1-1), Rule 15a-4 (17 CFR 270.15a-4), Rule 17a-6 (17 CFR 270.17a-6), Rule 17a-7 (17 CFR 270.17a-7), Rule 17a-8 (17 CFR 270.17a-8), Rule 17e-1 (17 CFR 270.17e-1), Rule 22d-1 (17 CFR 270.22d-1), Rule 23c-1 (17 CFR 270.23c-1), Rule 32a-4 (17 CFR 270.32a-4), Rule 6c-11 (17 CFR 270.6c-11), Rule 12d1-4 (17 CFR 270.12d1-4), Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)), Rule 18f-4 (17 CFR 270.18f-4), Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)), Rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2)), Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)), Rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii)), Rule 18f-4(e) (17 CFR 270.18f-4(e)), Rule 18f-4(f)(17 CFR 270.18f-4(f)), N/A

isExpenseLimitationInPlace: boolean

Indicates whether an expense limitation is applied to the fund.

isExpenseReducedOrWaived: boolean

Specifies if expenses have been reduced or waived during the period.

isFeesWaivedRecoupable: boolean

Indicates whether any waived fees are subject to recoupment.

isExpenseWaivedRecoupable: boolean

Indicates whether any waived expenses are subject to recoupment.

investmentAdvisers: array of object

Container for details on the fund's investment advisers.

investmentAdviserName: string

The name of the investment adviser managing the fund.

investmentAdviserFileNo: string

The file number assigned to the investment adviser.

investmentAdviserCrdNo: string

The CRD number of the investment adviser.

investmentAdviserLei: string

The LEI of the investment adviser.

investmentAdviserState: string

The state in which the investment adviser is registered.

investmentAdviserCountry: string

The country in which the investment adviser is registered.

investmentAdviserStartDate: string

The commencement date of the investment adviser's engagement with the fund. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

isInvestmentAdviserHired: boolean

Indicates whether the investment adviser is currently engaged by the fund.

investmentAdvisersTerminated: array of object

Container for details regarding terminated investment advisers.

investmentAdviserTerminatedName: string

Name of the investment adviser whose engagement has been terminated.

investAdviserTerminatedFileNo: string

The file number of the terminated investment adviser.

investAdviserTerminatedCrdNo: string

The CRD number of the terminated investment adviser.

investAdviserTerminatedLei: string

The LEI of the terminated investment adviser.

investmentAdviserTerminatedState: string

State code where the terminated investment adviser was based.

investmentAdviserTerminatedCountry: string

Country code where the terminated investment adviser was based.

investAdviserTerminationDate: string

The termination date of the investment adviser's engagement. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

subAdvisers: array of object

Container for sub-adviser related details.

subAdviserName: string

The name of the sub-adviser assisting with fund management.

subAdviserFileNo: string

The file number assigned to the sub-adviser.

subAdviserCrdNo: string

The CRD number of the sub-adviser.

subAdviserLei: string

The LEI of the sub-adviser.

isSubAdviserAffiliated: boolean

Indicates whether the sub-adviser is affiliated with the primary investment adviser.

subAdviserState: string

The state in which the sub-adviser is registered.

subAdviserCountry: string

The country in which the sub-adviser is registered.

subAdviserStartDate: string

The date when the sub-adviser began their engagement. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

isSubAdviserHired: boolean

Indicates if the sub-adviser is currently engaged with the fund.

subAdvisersTerminated: array of object

Container for details regarding terminated sub-advisers.

subAdviserTerminatedName: string

The name of the sub-adviser whose engagement has ended.

subAdviserTerminatedFileNo: string

The file number of the terminated sub-adviser.

subAdviserTerminatedCrdNo: string

The CRD number of the terminated sub-adviser.

subAdviserTerminatedLei: string

The LEI of the terminated sub-adviser.

subAdviserTerminatedState: string

The state of registration for the terminated sub-adviser.

subAdviserTerminatedCountry: string

Country code where the terminated sub-adviser was based.

subAdviserTerminationDate: string

The date on which the sub-adviser's engagement was terminated. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

transferAgents: array of object

Container for transfer agent details.

transferAgentName: string

The name of the transfer agent handling fund transactions.

transferAgentFileNo: string

The file number assigned to the transfer agent.

transferAgentLei: string

The LEI of the transfer agent.

transferAgentState: string

The state in which the transfer agent is registered.

transferAgentCountry: string

The country in which the transfer agent is registered.

isTransferAgentAffiliated: boolean

Indicates whether the transfer agent is affiliated with the fund.

isTransferAgentSubAgent: boolean

Indicates if the transfer agent functions as a sub-agent.

isTransferAgentHiredOrTerminated: boolean

Specifies if a transfer agent has been hired or terminated during the reporting period.

pricingServices: array of object

Container for pricing service related information.

pricingServiceName: string

The name of the pricing service provider used by the fund.

pricingServiceLei: string

The LEI of the pricing service provider.

pricingServiceIdNumberDesc: string

Identification number or description provided by the pricing service provider.

pricingServiceState: string

The state in which the pricing service provider is registered.

pricingServiceCountry: string

The country in which the pricing service provider is registered.

isPricingServiceAffiliated: boolean

Indicates whether the pricing service provider is affiliated with the fund.

isPricingServiceHiredOrTerminated: boolean

Indicates if a pricing service provider has been hired or terminated during the period.

custodians: array of object

Container for custodian-related information.

custodianName: string

The name of the custodian responsible for holding the fund's assets.

custodianLei: string

The LEI of the custodian.

custodianState: string

The state in which the custodian is registered.

custodianCountry: string

The country in which the custodian is registered.

isCustodianAffiliated: boolean

Indicates whether the custodian is affiliated with the fund.

isSubCustodian: boolean

Specifies if the custodian operates as a sub-custodian.

custodyType: string

Describes the type of custody arrangement in place. Possible Values: Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)), Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1), Self - rule 17f-2 (17 CFR 270.17f-2), Securities depository - rule 17f-4 (17 CFR 270.17f-4), Foreign custodian - rule 17f-5 (17 CFR 270.17f-5), Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6), Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7), Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2), Other

otherCustodianDesc: string

Provides additional details if a custodian falls under an 'other' category.

isCustodianHiredOrTerminated: boolean

Indicates if a custodian has been hired or terminated during the reporting period.

shareholderServicingAgents: array of object

Container for shareholder servicing agent details.

shareholderServiceAgentName: string

The name of the shareholder servicing agent handling investor communications.

shareholderServiceAgentLei: string

The LEI of the shareholder servicing agent.

shareholderServiceIdNumberDesc: string

Identification number or description for the shareholder servicing agent.

shareholderServiceAgentState: string

The state in which the shareholder servicing agent is registered.

shareholderServiceAgentCountry: string

The country in which the shareholder servicing agent is registered.

isShareholderServiceAgentAffiliated: boolean

Indicates whether the shareholder servicing agent is affiliated with the fund.

isShareholderServiceAgentSubShare: boolean

Specifies if the shareholder servicing agent functions as a sub-agent.

isShareholderServiceHiredTerminated: boolean

Indicates if a shareholder servicing agent has been hired or terminated during the reporting period.

admins: array of object

Container for administrator details.

adminName: string

The name of the administrator managing fund operations.

adminLei: string

The LEI of the administrator.

idNumberDesc: string

Identification number or description for the administrator.

adminState: string

The state in which the administrator is registered.

adminCountry: string

The country in which the administrator is registered.

isAdminAffiliated: boolean

Indicates whether the administrator is affiliated with the fund.

isAdminSubAdmin: boolean

Specifies if the administrator functions in a subordinate capacity.

isAdminHiredOrTerminated: boolean

Indicates if an administrator has been hired or terminated during the reporting period.

brokerDealers: array of object

Container for broker-dealer related information.

brokerDealerName: string

The name of the affiliated broker-dealer.

brokerDealerFileNo: string

The file number of the broker-dealer.

brokerDealerCrdNo: string

The CRD number of the broker-dealer.

brokerDealerLei: string

The LEI of the broker-dealer.

brokerDealerState: string

The state in which the broker-dealer is registered.

brokerDealerCountry: string

The country in which the broker-dealer is registered.

brokerDealerCommission: number

The commission amount associated with the broker-dealer.

brokers: array of object

Object containing broker details including location and commission metrics.

brokerName: string

The name of the broker handling transactions for the fund.

brokerFileNo: string

The file number assigned to the broker.

brokerCrdNo: string

The CRD number of the broker.

brokerLei: string

The LEI of the broker.

brokerState: string

State code where the broker is registered or operating.

brokerCountry: string

Country code where the broker is registered or operating.

grossCommission: number

Gross commission amount earned by the broker.

aggregateCommission: number

Total commission amount aggregated across all broker activities.

principalTransactions: array of object

Object containing detailed records of principal transactions, including identifiers and amounts.

principalName: string

Name of the principal involved in the transaction.

principalFileNo: string

File number associated with the principal's transaction record.

principalCrdNo: string

CRD (Central Registration Depository) number for the principal.

principalLei: string

Legal Entity Identifier (LEI) for the principal.

principalState: string

State code associated with the principal's transaction.

principalCountry: string

Country code associated with the principal's transaction.

principalTotalPurchaseSale: number

Total purchase/sale value for the principal transaction.

principalAggregatePurchase: number

Aggregate purchase amount across all principal transactions.

isBrokerageResearchPayment: boolean

Boolean indicator specifying if a brokerage research payment was made.

monthlyAvgNetAssets: number

Average net assets calculated on a monthly basis for the series.

dailyAvgNetAssets: number

Average net assets calculated on a daily basis for the series.

hasLineOfCredit: boolean

Boolean indicator showing whether a line of credit is available.

lineOfCredit: array of object

Object encompassing all details of the line of credit, including commitment status, size, institutions, types, and usage statistics.

isCreditLineCommitted: string

Indicates whether the line of credit is formally committed. Possible Values: Committed, Uncommitted

lineOfCreditSize: number

Total size or limit of the available line of credit.

lineOfCreditInstitutions: array of string

Institutions providing or backing the line of credit.

soleCreditType: string

Specifies if the line of credit is designated as a sole credit type. Possible Values: Sole, Shared

sharedCreditType: object

Object detailing the shared credit type configuration for the line of credit.

creditUser: array of object

Object with details of the credit user in a shared credit line, including fund name and SEC file number.

fundName: string

Fund name of the credit user in a shared credit arrangement.

secFileNo: string

SEC file number of the credit user in a shared credit arrangement.

creditType: string

Specifies the type of credit in the shared credit arrangement. Possible Values: Sole, Shared

creditLineUsed: object

Object containing usage metrics for the credit line, including average usage and duration.

averageCreditLineUsed: number

Average amount of the credit line that has been used over the reporting period.

daysCreditUsed: number

Total number of days during which the credit line was in use.

isCreditLineUsed: boolean

Boolean indicator that shows if any portion of the credit line is currently in use.

isInterFundLending: boolean

Boolean indicator specifying if inter-fund lending arrangements are active.

interFundLendingDetails: array of object

Object containing detailed information on inter-fund lending transactions, including loan averages and durations.

interFundLendingLoanAverage: number

Average loan amount provided under inter-fund lending.

interFundLendingDaysOutstanding: number

Average number of days inter-fund loans remain outstanding.

isInterFundBorrowing: boolean

Boolean indicator specifying if inter-fund borrowing arrangements are active.

interFundBorrowingDetails: array of object

Object detailing inter-fund borrowing transactions including averages and duration metrics.

interFundBorrowingLoanAverage: number

Average loan amount for inter-fund borrowing.

interFundBorrowingDaysOutstanding: number

Average number of days inter-fund borrowing loans remain outstanding.

isSwingPricing: boolean

Boolean indicator showing whether swing pricing is applied to adjust fees based on market volatility.

swingPriceUpperLimit: number

Upper limit imposed on swing pricing adjustments.

closedEndManagementInvestment: optional object

Container object for all data related to closed-end management investments.

securityRelatedItems: array of object

Object with comprehensive details of security related items including descriptions and class titles.

description: string

Detailed description of the security related item. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other

securityClassTitle: string

Title of the security class for the related item.

commonStocks: array of object

Object containing common stock details including exchange and ticker symbol.

commonStockExchange: string

Exchange on which the common stock is listed.

commonStockTickerSymbol: string

Ticker symbol for the common stock.

otherSecurityDescription: string

Description for security types not classified as common stocks.

isRightsOffering: boolean

Boolean indicator specifying if the investment is involved in a rights offering.

rightsOfferingFunds: array of object

Object aggregating details of rights offering funds, including types and participation metrics.

rightsOfferingTypes: object

Object containing structured information on rights offering types.

rightsOfferingType: array of string

Specifies the type of rights offering available. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other

rightsOfferingDesc: string

Description detailing the specific rights offering type.

rightsOfferingParticipationPercent: number

Percentage of participation in the rights offering.

isSecondaryOffering: boolean

Boolean indicator specifying if a secondary offering is being conducted.

secondaryOfferings: object

Object containing details of secondary offerings including type and descriptive information.

secondaryOfferingType: array of string

Specifies the type of secondary offering provided. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other

otherSecondaryOfferingDesc: string

Additional descriptive text for secondary offerings when the type is 'Other'.

repurchaseSecurities: object

Object with details of repurchase securities including type and additional descriptive information.

repurchaseSecurityType: array of string

Specifies the type of repurchase security transaction executed. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other

otherRepurchaseSecurityDesc: string

Supplementary description for repurchase security when classified as 'Other'.

isRepurchaseSecurity: boolean

Boolean flag indicating the presence of repurchase security data.

longTermDebtDefaults: array of object

Object containing detailed information on long-term debt defaults, including nature, date, and amounts.

defaultNature: string

Nature or rationale underlying the long-term debt default.

defaultDate: string

Date on which the long-term debt default occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

defaultPerThousandAmount: number

Default amount per thousand units for the long-term debt.

defaultTotalAmount: number

Total amount defaulted for long-term debt.

isDefaultLongTermDebt: boolean

Boolean indicator showing if there is a default on long-term debt.

dividendsInArrears: array of object

Object with detailed information on dividends in arrears including title and per-share amount.

dividendIssueTitle: string

Title or description for the dividend issue in arrears.

dividendAmountPerShareInArrear: number

Dividend amount per share that is currently in arrears.

isDividendsInArrears: boolean

Boolean flag indicating whether dividends are in arrears.

isSecuritiesModified: boolean

Boolean indicator specifying if any securities have been modified.

managementFee: number

Management fee charged for the investment.

netOperatingExpenses: number

Net operating expenses incurred by the investment.

marketPricePerShare: number

Market price per share for the security.

netAssetValuePerShare: number

Net asset value per share for the investment.

smallInvestmentAdvisers: array of object

Object containing identification and engagement details for small investment advisers.

smallInvestmentAdviserName: string

Name of the small investment adviser.

smallInvestmentAdviserFileNo: string

File number assigned to the small investment adviser.

smallInvestmentAdviserCrdNo: string

CRD number for the small investment adviser.

smallInvestmentAdviserLei: string

Legal Entity Identifier (LEI) of the small investment adviser.

smallInvestmentAdviserState: string

State code where the small investment adviser is based.

smallInvestmentAdviserCountry: string

Country code where the small investment adviser is based.

smallInvestmentAdviserStartDate: string

Start date of the engagement with the small investment adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

isSmallInvestmentAdviserHired: boolean

Boolean indicator showing whether the small investment adviser is currently hired.

terminatedSmallInvAdvisers: array of object

Object with details of terminated small investment advisers including termination dates and identifiers.

smallInvestmentAdviserTerminatedName: string

Name of the terminated small investment adviser.

smallInvestmentAdviserTerminatedFileNo: string

File number associated with the terminated small investment adviser.

smallInvestmentAdviserTerminatedCrdNo: string

CRD number of the terminated small investment adviser.

smallInvestmentAdviserTerminatedLei: string

LEI of the terminated small investment adviser.

smallInvestmentAdviserTerminatedState: string

State code associated with the terminated small investment adviser.

smallInvestmentAdviserTerminatedCountry: string

Country code associated with the terminated small investment adviser.

smallInvestmentAdviserTerminatedDate: string

Termination date of the small investment adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

smallSubAdvisers: array of object

Object containing detailed information on small sub-advisers including identification and engagement details.

smallSubAdviserName: string

Name of the small sub-adviser.

smallSubAdviserFileNo: string

File number assigned to the small sub-adviser.

smallSubAdviserCrdNo: string

CRD number for the small sub-adviser.

smallSubAdviserLei: string

Legal Entity Identifier (LEI) of the small sub-adviser.

smallSubAdviserState: string

State code where the small sub-adviser is based.

smallSubAdviserCountry: string

Country code where the small sub-adviser is based.

isSmallSubAdviserAffiliated: boolean

Boolean indicator specifying if the small sub-adviser is affiliated with the registrant.

smallSubAdviserStartDate: string

Start date of the engagement with the small sub-adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

isSmallSubAdviserHired: boolean

Boolean indicator showing whether the small sub-adviser is currently hired.

terminatedSmallSubAdvisers: array of object

Object with comprehensive details of terminated small sub-advisers including termination dates and identification.

smallSubAdviserTerminatedName: string

Name of the terminated small sub-adviser.

smallSubAdviserTerminatedFileNo: string

File number for the terminated small sub-adviser.

smallSubAdviserTerminatedCrdNo: string

CRD number for the terminated small sub-adviser.

smallSubAdviserTerminatedLei: string

LEI of the terminated small sub-adviser.

smallSubAdviserTerminatedState: string

State code associated with the terminated small sub-adviser.

smallSubAdviserTerminatedCountry: string

Country code associated with the terminated small sub-adviser.

smallSubAdviserTerminatedDate: string

Termination date of the small sub-adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

smallTransferAgents: array of object

Container object holding details about small transfer agents for closed-end management investments.

smallTransferAgentName: string

Name of the small transfer agent.

smallTransferAgentFileNo: string

File number assigned to the small transfer agent.

smallTransferAgentLei: string

Legal Entity Identifier (LEI) of the small transfer agent.

smallTransferAgentState: string

State code where the small transfer agent is based.

smallTransferAgentCountry: string

Country code for the small transfer agent associated with a closed-end management investment.

isSmallTransferAgentAffiliated: boolean

Indicates whether the small transfer agent is affiliated with the registrant.

isSmallTransferAgentSubAdmin: boolean

Indicates whether the small transfer agent operates as a sub-administrator.

isSmallTransferAgentHiredOrTerminated: boolean

Flag indicating if a small transfer agent has been recently hired or terminated.

smallCustodians: array of object

Container object holding details about small custodians for closed-end management investments.

smallCustodianName: string

Name of the small custodian for closed-end management investments.

smallCustodianLei: string

Legal Entity Identifier (LEI) of the small custodian.

smallCustodianState: string

State code where the small custodian is registered.

smallCustodianCountry: string

Country code for the small custodian.

isSmallCustodianAffiliated: boolean

Indicates whether the small custodian is affiliated with the registrant.

isSmallCustodianSub: boolean

Indicates whether the small custodian functions as a sub-custodian.

custodyType: string

Specifies the type of custody arrangement used by the small custodian. Possible Values: Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)), Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1), Self - rule 17f-2 (17 CFR 270.17f-2), Securities depository - rule 17f-4 (17 CFR 270.17f-4), Foreign custodian - rule 17f-5 (17 CFR 270.17f-5), Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6), Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7), Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2), Other

otherSmallCustodianDesc: string

Additional descriptive text for custody arrangements that are not standard.

isSmallCustodianHiredTerminated: boolean

Flag indicating if a small custodian has been recently hired or terminated.

exchangeSeriesInfo: optional array of object

Container object for all details related to exchange series information.

fundName: string

The name of the fund corresponding to the exchange series.

etfSeriesId: string

Unique identifier for the ETF series within the exchange series information.

securityExchanges: array of object

Container object for exchange-related details including fund exchange and ticker symbol.

fundExchange: string

Four letter ISO 10383 identifier of the securities exchange on which the fund is listed. See, ISO 20022 Market Identifier Codes webpage.

fundsTickerSymbol: string

Ticker symbol of the fund on the corresponding exchange.

authorizedParticipants: array of object

Container object holding details of authorized participants in the exchange series.

authorizedParticipantName: string

Name of an authorized participant in the exchange series.

authorizedParticipantFileNo: string

File number assigned to the authorized participant.

authorizedParticipantCrdNo: string

CRD (Central Registration Depository) number for the authorized participant.

authorizedParticipantLei: string

Legal Entity Identifier (LEI) for the authorized participant.

authorizedParticipantPurchaseValue: number

Monetary value associated with purchases made by the authorized participant.

authorizedParticipantRedeemValue: number

Monetary value associated with redemptions processed by the authorized participant.

isCollateralRequired: boolean

Boolean indicator specifying whether collateral is required for transactions in the exchange series.

creationUnitNumOfShares: number

Number of shares included in a creation unit for the exchange series.

creationUnitRedeemedNumOfShares: number

Number of shares redeemed from a creation unit in the exchange series.

averagePercentagePurchased: number

Average percentage of shares purchased in creation unit transactions.

standardDeviationPurchased: number

Standard deviation of the percentage of shares purchased in creation unit transactions.

creationUnitPurchasedInKind: number

Indicator showing if creation units were purchased in-kind.

creationUnitPurchasedSDInKind: number

Standard deviation for in-kind purchases in creation unit transactions.

averagePercentageRedeemed: number

Average percentage of shares redeemed in creation unit transactions.

percentSDRedeemed: number

Standard deviation of the redemption percentages in creation unit transactions.

creationUnitPercentageRedeemedInKind: number

Percentage of creation unit shares redeemed in-kind.

creationUnitSDRedeemedInKind: number

Standard deviation for in-kind redemptions in creation unit transactions.

creationUnitTransactionFeePerUnit: number

Transaction fee charged per unit for creation unit transactions.

creationUnitTransactionFeeManyUnits: number

Aggregate transaction fee for multiple creation unit transactions.

creationUnitTransactionFeePercentagePerUnit: number

Transaction fee expressed as a percentage per creation unit.

creationUnitTransactionFeeCashPerUnit: number

Cash-based transaction fee charged per creation unit.

creationUnitTransactionFeeCashManyUnits: number

Total cash transaction fee for multiple creation unit transactions.

creationUnitTransactionFeeCashPercentagePerUnit: number

Cash transaction fee percentage per creation unit.

purchaseCreationUnitDollarPerUnit: number

Dollar amount per unit for purchasing a creation unit.

purchaseCreationUnitDollarPerMoreUnits: number

Dollar amount for purchasing additional creation units.

purchaseCreationUnitDollarPercentagePerUnit: number

Purchase fee expressed as a percentage per creation unit.

purchaseCreationUnitCashPerUnit: number

Cash amount per unit for creation unit purchases.

purchaseCreationUnitCashPerMoreUnits: number

Cash amount for purchasing additional creation units.

purchaseCreationUnitCashPercentagePerUnit: number

Cash purchase fee expressed as a percentage per creation unit.

isByAffiliatedPerson: boolean

Indicates whether the exchange series transaction is executed by an affiliated person.

isExclusiveFund: boolean

Indicates if the fund is exclusively associated with the exchange series.

beforeFundFeesExpensesDiff: number

Difference in fees and expenses before the fund's operations.

afterFundFeesExpensesDiff: number

Difference in fees and expenses after the fund's operations.

beforeFundFeesExpensesSd: number

Standard deviation of fees and expenses before fund operations.

afterFundFeesExpensesSd: number

Standard deviation of fees and expenses after fund operations.

isInKindETF: boolean

Indicates whether the ETF is structured as an in-kind ETF.

unitInvestmentTrust: optional object

Container object representing all data related to unit investment trusts.

depositors: array of object

Container object holding depositor details for the unit investment trust.

depositorName: string

Name of the depositor for the unit investment trust.

depositorCrdNo: string

CRD number assigned to the depositor.

depositorLei: string

Legal Entity Identifier (LEI) of the depositor.

depositorState: string

State code where the depositor is registered.

depositorCountry: string

Country code of the depositor.

depositorUltimateParentName: string

Name of the ultimate parent company of the depositor.

uitAdmins: array of object

Container object holding details of unit investment trust administrators.

uitAdminName: string

Name of the unit investment trust administrator.

uitAdminLei: string

Legal Entity Identifier (LEI) of the unit investment trust administrator.

uitAdminDescOtherNumber: string

Additional description or identifier for the unit investment trust administrator.

uitAdminState: string

State code where the unit investment trust administrator is registered.

uitAdminCountry: string

Country code for the unit investment trust administrator.

isUitAdminAffiliated: boolean

Indicates whether the unit investment trust administrator is affiliated with the registrant.

isUitAdminSubAdmin: boolean

Indicates whether the unit investment trust administrator functions as a sub-administrator.

isUitAdminHiredTerminated: boolean

Flag indicating if a unit investment trust administrator has been recently hired or terminated.

registrantSeparateInsuranceAccount: object

Container object holding information about the registrant's separate insurance account.

isRegistrantSeparateInsuranceAccount: boolean

Indicates if a registrant separate insurance account exists for the unit investment trust. Possible Values: Y

separateAccountSeriesId: string

Identifier for the separate insurance account series.

notRegistrantSeparateInsuranceAccount: object

Container object for details of non-registrant separate insurance accounts.

sponsors: array of object

Container object holding sponsor details for non-registrant separate insurance accounts.

sponsorName: string

Name of the sponsor for accounts not filed as separate insurance accounts.

sponsorCrdNo: string

CRD number of the sponsor for non-registrant separate insurance accounts.

sponsorLei: string

Legal Entity Identifier (LEI) of the sponsor for non-registrant separate insurance accounts.

sponsorState: string

State code where the sponsor is registered.

sponsorCountry: string

Country code of the sponsor.

trustees: array of object

Container object holding trustee details for non-registrant separate insurance accounts.

trusteeName: string

Name of the trustee for non-registrant separate insurance accounts.

trusteeState: string

State code where the trustee is registered.

trusteeCountry: string

Country code of the trustee.

numOfExistingSeries: number

Count of existing series in non-registrant separate insurance accounts.

seriesCIKs: array of string

CIK identifiers for the existing series in non-registrant accounts.

numOfNewSeriesRegistration: number

Number of new series registrations in non-registrant separate insurance accounts.

newSeriesAggregateValue: number

Aggregate monetary value of newly registered series in non-registrant accounts.

numOfSeriesCurrentProspectus: number

Number of series included in the current prospectus for non-registrant accounts.

numOfExistingSeriesAdditionalUnits: number

Count of additional units in existing series for non-registrant separate insurance accounts.

additionalUnitsTotalValue: number

Total value of additional units in existing series for non-registrant accounts.

unitInPortfolioValue: number

Portfolio value represented by the units in non-registrant separate insurance accounts.

totalAssetsSeries: number

Total assets value for the series in non-registrant separate insurance accounts.

isRegistrantSeparateInsuranceAccount: boolean

Indicates whether the account qualifies as a registrant separate insurance account. Possible Values: N

numOfContracts: number

Total number of contracts associated with the unit investment trust.

contractSecurities: array of object

Container object holding details of contract securities for the unit investment trust.

separateAccountSecurityName: string

Name of the security in a separate account contract for the unit investment trust.

separateAccountContractId: string

Identifier for the separate account contract.

separateAccountTotalAsset: number

Total asset value for the separate account contract.

numContractsSold: number

Number of contracts sold under the separate account arrangement.

grossPremiumReceived: number

Total gross premium received for the separate account contract.

grossPremiumReceivedSection1035: number

Gross premium received under Section 1035 for the contract.

numContractsAffected: number

Number of contracts affected by specific events in the separate account.

contractValueRedeemed: number

Total redemption value for the separate account contract.

contractValueRedeemedSection1035: number

Redemption value for the contract under Section 1035.

numContractsAffectedRedeemed: number

Count of contracts that were redeemed.

isRule6C7Reliance: boolean

Indicates whether reliance on Rule 6C7 is applicable for the unit investment trust.

isRule11A2Reliance: boolean

Indicates whether reliance on Rule 11A2 is applicable.

isRule12D1Dash4Reliance: boolean

Indicates whether reliance on Rule 12D1-Dash4 is applicable.

isRule12D1GReliance: boolean

Indicates whether reliance on Rule 12D1-G is applicable.

divestments: array of object

Container object holding details of divestments for the unit investment trust.

divestmentSecurityName: string

Name of the security that has been divested from the unit investment trust.

divestmentSecurityTickerSymbol: string

Ticker symbol for the divested security.

divestmentSecurityCusipNo: string

CUSIP number for the divested security.

divestedNumShares: number

Number of shares divested from the unit investment trust.

divestedDate: string

Date when the divestment occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

divestmentStatuteName: string

Name of the statute governing the divestment.

registrantHeldSecurities: array of object

Container object for securities held by the registrant within the unit investment trust.

registrantHeldSecurityTickerSymbol: string

Ticker symbol of the security held by the registrant.

registrantHoldsSecurityCusipNo: string

CUSIP number of the security held by the registrant.

registrantNumShare: number

Number of shares of the security held by the registrant.

attachmentsTab: object

Container object for all attachment-related fields in the submission.

isLegalProceedings: boolean

Indicates whether the submission includes any material legal proceedings involving the registrant.

isProvisionFinancialSupport: boolean

Specifies if the submission includes details on the provision of financial support as required by the reporting guidelines.

isIPAReportInternalControl: boolean

Indicates whether the independent public accountant's report on internal control is included in the attachments.

isChangeAccPrinciples: boolean

Specifies if there has been a change in accounting principles and practices as reported by the registrant.

isInfoRequiredEO: boolean

Indicates whether the submission provides information required by applicable exemptive orders.

isOtherInfoRequired: boolean

Specifies if any additional required information is attached to the submission.

isMaterialAmendments: boolean

Indicates whether material amendments to organizational documents are reported in the attachments.

isInstDefiningRights: boolean

Specifies if the submission includes instruments that define the rights of security holders.

isNewOrAmendedInvAdvContracts: boolean

Indicates whether new or amended investment advisory contracts are provided in the attachments.

isInfoItem405: boolean

Specifies if the submission contains information mandated by Item 405 of Regulation S-K.

isCodeOfEthics: boolean

Indicates whether a code of ethics is included in the attachment details.

signature: object

Container object for all signature details related to the submission.

registrantSignedName: string

The legally authorized signed name of the registrant.

signedDate: string

The date on which the registrant signed the submission. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

signature: string

The digital signature provided by the registrant.

title: string

The title or position of the signatory within the registrant organization.

## Status codes

|  |  |
| --- | --- |
| `200` | Success. The response holds total and data. |
| `400` | The request body could not be parsed, or the Lucene expression in query is malformed. |
| `403` | The API key is missing, or it is not valid. |
| `429` | Too many requests. Slow the request rate and retry. |
| `500` | Server error. Retry, and report it if it persists. |

## Request example

POST https://api.sec-api.io/form-ncen

```json
{
  "query": "entities.cik:811030",
  "from": "0",
  "size": "20",
  "sort": [{ "filedAt": { "order": "desc" } }]
}
```

```python
from sec_api import FormNcenApi

formNcenApi = FormNcenApi("YOUR_API_KEY")

response = formNcenApi.get_data({
    "query": "entities.cik:811030",
    "from": "0",
    "size": "20",
    "sort": [{"filedAt": {"order": "desc"}}],
})

print(response["data"])
```

```javascript
const { formNcenApi } = require("sec-api");

formNcenApi.setApiKey("YOUR_API_KEY");

const response = await formNcenApi.getData({
  query: "entities.cik:811030",
  from: "0",
  size: "20",
  sort: [{ filedAt: { order: "desc" } }],
});
```

```bash
curl -X POST https://api.sec-api.io/form-ncen \
  -H "Authorization: YOUR_API_KEY" \
  -H "Content-Type: application/json" \
  -d '{
    "query": "entities.cik:811030",
    "from": "0",
    "size": "20",
    "sort": [{ "filedAt": { "order": "desc" } }]
  }'
```

## Response example

200 OK · application/json

```json
{
  "total": {
    "value": 10000,
    "relation": "gte"
  },
  "data": [
    {
      "id": "8673f62b218d47bba6c85d8c101caba8",
      "accessionNo": "0001639553-26-000002",
      "fileNo": "811-23054",
      "formType": "N-CEN",
      "filedAt": "2026-03-16T17:18:30-04:00",
      "periodOfReport": "2025-12-31",
      "entities": [
        {
          "cik": "1639553",
          "companyName": "Variable Annuity-8 Series Account (of Empower Life & Annuity Insurance Co of New York) (Filer)",
          "irsNo": "132690792",
          "fiscalYearEnd": "1231",
          "stateOfIncorporation": "NY",
          "act": "40",
          "fileNo": "811-23054",
          "filmNo": "26757950"
        }
      ],
      "seriesClass": {
        "reportClass": [
          {
            "classIds": [
              "C000158471",
              "C000158472"
            ]
          }
        ]
      },
      "generalInfo": {
        "reportEndingPeriod": "2025-12-31",
        "isReportPeriodLt12": false
      },
      "registrantInfo": {
        "registrantFullName": "Variable Annuity-8 Series Account (of Empower Life & Annuity Insurance Co of New York)",
        "investmentCompFileNo": "811-23054",
        "registrantCik": "1639553",
        "registrantLei": "00000000000000000000",
        "registrantStreet1": "370 Lexington Ave, Suite 703",
        "registrantCity": "New York",
        "registrantZipCode": "10017",
        "registrantState": "NY",
        "registrantCountry": "US",
        "registrantPhoneNumber": "800-537-2033",
        "websites": [
          "N/A"
        ],
        "locationBooksRecords": [
          {
            "officeName": "Empower Annuity Insurance Company of America",
            "officeAddress1": "8515 East Orchard Road",
            "officeCity": "Greenwood Village",
            "officeState": "CO",
            "officeCountry": "US",
            "officeRecordsZipCode": "80111",
            "officePhone": "303-737-3000",
            "booksRecordsDesc": "All accounts, books, or other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the rules promulgated thereunder."
          }
        ],
        "isRegistrantFirstFiling": false,
        "isRegistrantLastFiling": false,
        "familyInvCompFullName": "Empower Funds, Inc.",
        "isRegistrantFamilyInvComp": true,
        "registrantClassificationType": "N-4",
        "isSecuritiesActRegistration": true,
        "chiefComplianceOfficers": [
          {
            "ccoName": "Ahmed Abdul-Jaleel",
            "crdNumber": "008065071",
            "ccoStreet1": "8515 East Orchard Road",
            "ccoCity": "Greenwood Village",
            "ccoState": "CO",
            "ccoCountry": "US",
            "ccoZipCode": "80111",
            "ccoPhone": "XXXXXX",
            "isCcoChangedSinceLastFiling": true,
            "ccoEmployers": [
              {
                "ccoEmployerName": "N/A",
                "ccoEmployerId": "N/A"
              }
            ]
          }
        ],
        "isRegistrantSubmittedMatter": false,
        "isPreviousLegalProceeding": false,
        "isPreviousProceedingTerminated": false,
        "isFinancialSupportDuringPeriod": false,
        "isExemptionFromAct": false,
        "principalUnderwriters": [
          {
            "principalUnderwriterName": "Empower Financial Services, Inc.",
            "principalUnderwriterFileNo": "008-33854",
            "principalUnderwriterCrdNumber": "000013109",
            "principalUnderwriterLei": "N/A",
            "principalUnderWriterState": "CO",
            "principalUnderWriterCountry": "US",
            "isPrincipalUnderwriterAffiliatedWithRegistrant": true
          }
        ],
        "isUnderwriterHiredOrTerminated": false,
        "publicAccountants": [
          {
            "publicAccountantName": "Deloitte & Touche LLP",
            "pcaobNumber": "34",
            "publicAccountantLei": "549300FJV7IV1ZHGAV28",
            "publicAccountantState": "CO",
            "publicAccountantCountry": "US"
          }
        ],
        "isPublicAccountantChanged": false,
        "isOpinionOffered": false,
        "isMaterialChange": false,
        "isAccountingPrincipleChange": false
      },
      "unitInvestmentTrust": {
        "depositors": [
          {
            "depositorName": "Empower Life & Annuity Insurance Company of New York",
            "depositorCrdNo": "N/A",
            "depositorLei": "0PLSTTA4SUBLGLKEJ576",
            "depositorState": "NY",
            "depositorCountry": "US",
            "depositorUltimateParentName": "Power Corporation of Canada"
          }
        ],
        "uitAdmins": [
          {
            "uitAdminName": "Empower Life & Annuity Insurance Company of New York",
            "uitAdminLei": "0PLSTTA4SUBLGLKEJ576",
            "uitAdminState": "NY",
            "uitAdminCountry": "US",
            "isUitAdminAffiliated": true,
            "isUitAdminSubAdmin": false
          }
        ],
        "isUitAdminHiredTerminated": false,
        "registrantSeparateInsuranceAccount": {
          "isRegistrantSeparateInsuranceAccount": true,
          "separateAccountSeriesId": "S000050203"
        },
        "numOfContracts": 20,
        "contractSecurities": [
          {
            "separateAccountSecurityName": "Empower SecureFoundation II Variable Annuity",
            "separateAccountContractId": "C000158471",
            "separateAccountTotalAsset": 1100626.28,
            "numContractsSold": 0,
            "grossPremiumReceived": 8.4,
            "grossPremiumReceivedSection1035": 0,
            "numContractsAffected": 0,
            "contractValueRedeemed": 92145.22,
            "contractValueRedeemedSection1035": 0,
            "numContractsAffectedRedeemed": 0
          },
          {
            "separateAccountSecurityName": "Empower SecureFoundation II Variable Annuity IRA",
            "separateAccountContractId": "C000158472",
            "separateAccountTotalAsset": 0,
            "numContractsSold": 0,
            "grossPremiumReceived": 0,
            "grossPremiumReceivedSection1035": 0,
            "numContractsAffected": 0,
            "contractValueRedeemed": 0,
            "contractValueRedeemedSection1035": 0,
            "numContractsAffectedRedeemed": 0
          }
        ],
        "isRule6C7Reliance": false,
        "isRule11A2Reliance": false,
        "isRule12D1Dash4Reliance": false,
        "isRule12D1GReliance": false
      },
      "attachmentsTab": {
        "isLegalProceedings": false,
        "isProvisionFinancialSupport": false,
        "isIPAReportInternalControl": false,
        "isChangeAccPrinciples": false,
        "isInfoRequiredEO": false,
        "isOtherInfoRequired": false
      },
      "signature": {
        "registrantSignedName": "Variable Annuity-8 Series Account (of Empower Life & Annuity Insurance Co of New York)",
        "signedDate": "2026-03-16",
        "signature": "/s/ Elaina Ditillo",
        "title": "Counsel"
      }
    }
  ]
}
```