Form N-CEN API - Annual Reports by Investment Companies
The Form N-CEN API enables filtering and retrieving annual reports by registered investment companies submitted to the SEC EDGAR database. The API accepts search queries as JSON-formatted payloads and returns matching Form N-CEN filings in structured JSON format.
Form N-CEN is required under Rule 30a-1 of the Investment Company Act of 1940. It must be filed annually by open-end and closed-end funds, as well as unit investment trusts, 75 days after the end of the fund's fiscal year. The form collects essential information The form provides standardized, machine-readable data that allows the SEC and external stakeholders to monitor fund operations, service providers, and compliance practices across the industry. It replaced Form N-SAR starting in June 2018 as part of the SEC's reporting modernization initiative.
Example of Form N-CEN Filing in JSON Format
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{
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"accessionNo": "0001752724-19-119817",
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"fileNo": "811-02924",
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"formType": "N-CEN",
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"filedAt": "2019-09-10T07:24:36-04:00",
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"entities": [
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{
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"cik": "311635",
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"companyName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND (Filer)",
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"irsNo": "132986729",
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"fiscalYearEnd": "0630",
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"stateOfIncorporation": "MD",
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"act": "40",
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"fileNo": "811-02924",
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"filmNo": "191084275"
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}
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],
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"seriesClass": {
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"reportSeriesClass": {
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"rptIncludeAllSeriesFlag": true
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}
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},
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"generalInfo": {
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"reportEndingPeriod": "2019-06-30",
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"isReportPeriodLt12": false
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},
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"registrantInfo": {
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"registrantFullName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND",
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"investmentCompFileNo": "811-02924",
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"registrantCik": "311635",
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"registrantLei": "549300U1SLPHYW7Y1896",
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"registrantStreet1": "90 HUDSON STREET",
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"registrantCity": "JERSEY CITY",
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"registrantZipCode": "07302",
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"registrantState": "NJ",
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"registrantCountry": "US",
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"registrantPhoneNumber": "201-827-2000",
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"websites": [
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"www.lordabbett.com"
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],
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"locationBooksRecords": [
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{
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"officeName": "State Street Bank and Trust Company",
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"officeAddress1": "1 Lincoln Street",
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"officeCity": "Boston",
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"officeState": "MA",
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"officeCountry": "US",
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"officeRecordsZipCode": "02111",
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"officePhone": "617-786-3000",
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"booksRecordsDesc": "Custody and Accounting Records."
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}
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],
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"isRegistrantFirstFiling": false,
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"isRegistrantLastFiling": false,
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"familyInvCompFullName": "LORDABBETT",
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"isRegistrantFamilyInvComp": true,
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"registrantClassificationType": "N-1A",
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"totalSeries": 1,
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"isSecuritiesActRegistration": true,
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"directors": [
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{
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"directorName": "Karla M. Rabusch",
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"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-02871",
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"811-07988"
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]
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}
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],
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"chiefComplianceOfficers": [
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{
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"ccoName": "Joseph M. McGill",
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"crdNumber": "001496983",
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"ccoStreet1": "90 HUDSON STREET",
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"ccoCity": "JERSEY CITY",
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"ccoState": "NJ",
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"ccoCountry": "US",
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"ccoZipCode": "07302",
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"ccoPhone": "XXXXXX",
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"isCcoChangedSinceLastFiling": false,
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"ccoEmployers": [
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{
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"ccoEmployerName": "N/A",
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"ccoEmployerId": "N/A"
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}
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]
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}
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],
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"isRegistrantSubmittedMatter": true,
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"securityMatterSeriesInfo": [
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{
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"seriesName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND",
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"seriesId": "S000006869"
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}
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],
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"isPreviousLegalProceeding": false,
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"isPreviousProceedingTerminated": false,
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"isClaimFiled": false,
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"isCoveredByInsurancePolicy": true,
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"isClaimFiledDuringPeriod": false,
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"isFinancialSupportDuringPeriod": false,
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"isExemptionFromAct": true,
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"releaseNumbers": [
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"IC-23122",
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"IC-32192"
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],
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"principalUnderwriters": [
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{
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"principalUnderwriterName": "Lord Abbett Distributor LLC",
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"principalUnderwriterFileNo": "8-00216",
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"principalUnderwriterCrdNumber": "000000530",
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"principalUnderwriterLei": "0000000000",
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"principalUnderWriterState": "NJ",
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"principalUnderWriterCountry": "US",
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"isPrincipalUnderwriterAffiliatedWithRegistrant": false
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}
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],
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"isUnderwriterHiredOrTerminated": false,
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"publicAccountants": [
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{
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"publicAccountantName": "Deloitte & Touche LLP",
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"pcaobNumber": "34",
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"publicAccountantLei": "00000000000000000000",
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"publicAccountantState": "NY",
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"publicAccountantCountry": "US"
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}
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],
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"isPublicAccountantChanged": false,
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"isMaterialWeakness": false,
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"isOpinionOffered": false,
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"isMaterialChange": false,
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"isAccountingPrincipleChange": false,
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"isPaymentErrorInNetAssetValue": false,
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"isPaymentDividend": false
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},
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"managementInvestmentQuestionSeriesInfo": [
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{
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"mgmtInvFundName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND",
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"mgmtInvSeriesId": "S000006869",
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"mgmtInvLei": "549300U1SLPHYW7Y1896",
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"isFirstFilingByFund": false,
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"numAuthorizedClass": 3,
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"numAddedClass": 0,
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"numTerminatedClass": 0,
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"sharesOutstanding": [
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{
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"sharesOutstandingClassName": "Class A",
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"sharesOutstandingClassId": "C000018565",
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"sharesOutstandingTickerSymbol": "LACXX"
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},
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{
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"sharesOutstandingClassName": "Class I",
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"sharesOutstandingClassId": "C000018564",
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"sharesOutstandingTickerSymbol": "LAYXX"
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},
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{
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"sharesOutstandingClassName": "Class C",
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"sharesOutstandingClassId": "C000018567",
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"sharesOutstandingTickerSymbol": "LCCXX"
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}
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],
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"fundTypes": [
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"Money Market Fund"
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],
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"isNonDiversifiedCompany": false,
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"isForeignSubsidiary": false,
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"isFundSecuritiesLending": false,
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"didFundLendSecurities": false,
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"paymentToAgentManagerTypes": [
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"N/A"
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],
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"avgPortfolioSecuritiesValue": null,
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"netIncomeSecuritiesLending": null,
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"relyOnRules": [
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"Rule 32a-4 (17 CFR 270.32a-4)",
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"Rule 22d-1 (17 CFR 270.22d-1)"
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],
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"isExpenseLimitationInPlace": false,
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"isExpenseReducedOrWaived": false,
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"isFeesWaivedRecoupable": false,
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"isExpenseWaivedRecoupable": false,
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"investmentAdvisers": [
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{
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"investmentAdviserName": "Lord, Abbett & Co. LLC",
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"investmentAdviserFileNo": "801-6997",
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"investmentAdviserCrdNo": "000110391",
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"investmentAdviserLei": "549300JN4JHMFPO31Y81",
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"investmentAdviserState": "NJ",
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"investmentAdviserCountry": "US",
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"isInvestmentAdviserHired": false
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}
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],
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"transferAgents": [
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{
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"transferAgentName": "DST Systems, Inc.",
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"transferAgentFileNo": "84-00448",
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"transferAgentLei": "21B7QCD05XOK0YTYOP98",
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"transferAgentState": "MO",
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"transferAgentCountry": "US",
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"isTransferAgentAffiliated": false,
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"isTransferAgentSubAgent": false
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}
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],
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"isTransferAgentHiredOrTerminated": false,
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"pricingServices": [
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{
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"pricingServiceName": "ICE Data Services, Inc.",
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"pricingServiceLei": "5493000NQ9LYLDBCTL34",
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"pricingServiceState": "MA",
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"pricingServiceCountry": "US",
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"isPricingServiceAffiliated": false
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},
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{
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"pricingServiceName": "IHS Markit Ltd.",
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"pricingServiceLei": "549300HLPTRASHS0E726",
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"pricingServiceCountry": "GB",
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"isPricingServiceAffiliated": false
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},
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{
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"pricingServiceName": "Refinitiv US Holdings Inc.",
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"pricingServiceLei": "549300NF240HXJO7N016",
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"pricingServiceState": "NY",
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"pricingServiceCountry": "US",
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"isPricingServiceAffiliated": false
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},
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{
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"pricingServiceName": "Bloomberg L.P.",
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"pricingServiceLei": "549300B56MD0ZC402L06",
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"pricingServiceState": "NY",
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"pricingServiceCountry": "US",
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"isPricingServiceAffiliated": false
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}
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],
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"isPricingServiceHiredOrTerminated": false,
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"custodians": [
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{
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"custodianName": "State Street Bank and Trust Company",
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"custodianLei": "571474TGEMMWANRLN572",
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"custodianState": "MA",
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"custodianCountry": "US",
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"isCustodianAffiliated": false,
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"isSubCustodian": false,
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"custodyType": "Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))"
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}
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],
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"isCustodianHiredOrTerminated": false,
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"shareholderServicingAgents": [
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{
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"shareholderServiceAgentName": "DST Systems, Inc.",
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"shareholderServiceAgentLei": "21B7QCD05XOK0YTYOP98",
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"shareholderServiceAgentState": "MO",
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"shareholderServiceAgentCountry": "US",
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"isShareholderServiceAgentAffiliated": false,
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"isShareholderServiceAgentSubShare": false
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}
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],
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"isShareholderServiceHiredTerminated": false,
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"admins": [
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{
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"adminName": "Lord, Abbett & Co. LLC",
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"adminLei": "549300JN4JHMFPO31Y81",
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"adminState": "NJ",
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"adminCountry": "US",
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"isAdminAffiliated": true,
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"isAdminSubAdmin": false
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}
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],
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"isAdminHiredOrTerminated": false,
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"aggregateCommission": 0,
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"principalTransactions": [
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{
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"principalName": "Goldman Sachs & Co. LLC",
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"principalFileNo": "8-129",
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"principalCrdNo": "000000361",
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"principalLei": "FOR8UP27PHTHYVLBNG30",
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"principalState": "NY",
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"principalCountry": "US",
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"principalTotalPurchaseSale": 407675114.84
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},
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{
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"principalName": "State Street Bank and Trust Company",
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"principalFileNo": "N/A",
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"principalCrdNo": "000000000",
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"principalLei": "571474TGEMMWANRLN572",
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"principalState": "MA",
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"principalCountry": "US",
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"principalTotalPurchaseSale": 4234696339.35
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}
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],
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"principalAggregatePurchase": 43144599465.56,
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"isBrokerageResearchPayment": false,
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"dailyAvgNetAssets": 318545749.93,
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"hasLineOfCredit": false,
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"isInterFundLending": false,
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"isInterFundBorrowing": false
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}
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],
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"attachmentsTab": {
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"isIPAReportInternalControl": true,
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"isInfoRequiredEO": true
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},
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"signature": {
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"registrantSignedName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND",
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"signedDate": "2019-09-09",
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"signature": "Vito Fronda",
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"title": "Treasurer"
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}
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}
Form N-CEN filings include:
- Fund Identification: Name, address, series and class structure, and Legal Entity Identifier (LEI).
- Service Providers: Identifiers and roles of entities such as auditors, custodians, and administrators.
- Organizational Details: Classification of the fund (e.g. money market, exchange-traded fund), legal domicile, and structure.
- Compliance Information: Disclosures about valuation, liquidity risk management, and affiliated transactions.
- Portfolio Activity: Securities lending participation, derivatives usage, and fair valuation practices.
- UIT-Specific Information: For unit investment trusts, additional disclosures such as termination date and underlying investments.
Dataset size:
More than 24,000 Form N-CEN filings originally filed in XML format since June 2018 to present.
Data update frequency:
New filings are indexed and searchable within 300 milliseconds of being published on EDGAR.
Survivorship bias free:
Yes. The dataset includes all Form N-CEN filings, covering active and inactive funds.
API Endpoint
Form N-CEN Search API
The Form N-CEN API allows searching and filtering all Form N-CEN filings from 2018 to present. The API accepts search queries as JSON formatted payload and returns the matching N-CEN filings in JSON format. The API endpoint is:
https://api.sec-api.io/form-ncen
Supported HTTP methods: POST
Request and response content type: JSON
Form N-CEN Bulk Dataset Download
The complete set of Form N-CEN filings is available for bulk download in compressed JSONL (JSON line) files (.jsonl.gz). Each line in a .jsonl.gz file represents the full content of a single N-CEN filing in structured JSON format. The dataset is organized by year and month, using the filename format YYYY-MM.jsonl.gz, where YYYY is the year (e.g., 2024) and MM is the month (e.g., 02 for February). Each .jsonl.gz file includes all N-CEN filings with a filedAt timestamp that falls within the respective year and month. This timestamp reflects when the filing was accepted by the EDGAR system.
New filings are added daily to the bulk dataset between 1:00 AM and 4:00 AM ET.
An accompanying index.json file provides metadata for all available .jsonl.gz files, including:
key(string) - The file path, e.g.2025/2025-03.jsonl.gz.updatedAt(date) - The last update timestamp, e.g.2025-04-03T14:06:34.000Z.size(integer) - The file size in bytes, e.g.106764954.
The index.json file is especially useful for programmatic access and automation, allowing to monitor updates and manage downloads at scale.
| Endpoint | Description | HTTP Method | Response Format |
|---|---|---|---|
| /bulk/form-ncen/YEAR/YEAR-MONTH.jsonl.gz | Gzip-compressed JSONL file containing all N-CEN filings for the specified year and month. | GET | jsonl.gz |
| /bulk/form-ncen/index.json | JSON file containing the paths, file update times and file sizes of all jsonl.gz files of all N-CEN data files. | GET | json |
Bulk Download Endpoint Examples
https://api.sec-api.io/bulk/form-ncen/2025/2025-02.jsonl.gzhttps://api.sec-api.io/bulk/form-ncen/index.json
Authentication
To authenticate API requests, use the API key displayed in your user profile. Utilize the API key in one of two ways. Choose the method that best fits your use case:
- Authorization Header: Set the API key as an
Authorizationheader. For instance, before sending aPOSTrequest tohttps://api.sec-api.io/form-ncen, ensure the header is set as follows:Authorization: YOUR_API_KEY. Do not include any prefix likeBearer. - Query Parameter: Alternatively, append your API key directly to the URL as a query parameter. For example, when making
POSTrequests, use the URLhttps://api.sec-api.io/form-ncen?token=YOUR_API_KEYinstead of the base endpoint.
Request Structure
The following request parameters are supported:
query(string) - The search criteria in the formatfield:valuedefining thefieldto search in and thevalueto search for in this field. The search expression is written in Lucene syntax and supportsANDandORoperators. Examples:cik:4568orfiledAt:[2019-01-01 TO 2022-12-31].from(integer) - Pagination control to specify the starting position of the results. Max: 10000. Default: 0.size(integer) - The number of filings to be returned in one response. Default: 50. Max: 50.sort(array) - Specifies the field by which results should be sorted. By default, results are sorted byfiledAtin descending order, starting with the most recent filings:[{ "filedAt": { "order": "desc" } }]
Request Examples
Find the two most recently submitted Form N-CEN filings for the company with CIK 1277575.
JSON
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{
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"query": "cik:1277575",
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"from": "0",
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"size": "2",
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"sort": [{ "filedAt": { "order": "desc" } }]
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}
Retrieve the Form N-CEN filings associated with the file number 24R-00102 and sort them in descending order by the filing date.
JSON
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{
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"query": "fileNo:24R-00102",
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"from": "0",
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"size": "50",
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"sort": [{ "filedAt": { "order": "desc" } }]
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}
Find all Form N-CEN filings which were files in May 2024, sort them in descending order by the filing date, and limit the results to 5 filings.
JSON
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{
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"query": "filedAt:[2024-05-01 TO 2024-05-31]",
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"from": "0",
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"size": "5",
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"sort": [{ "filedAt": { "order": "asc" } }]
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}
Find the ten most recent Form N-CEN filings including a series that held more than $10,000,000,000 in assets on a monthly basis averaged over the last 12 months.
JSON
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{
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"query": "managementInvestmentQuestionSeriesInfo.monthlyAvgNetAssets > 10000000000",
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"from": "0",
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"size": "10",
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"sort": [{ "filedAt": { "order": "desc" } }]
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}
Response Structure
When the API locates matches within the Form N-CEN database, it returns a JSON response including two fields: total and data. The value field inside the total object indicates the total number of Form N-CENfilings that match the search criteria, while the data field contains an array of Form N-CEN filing objects that match the query. The maximum number of metadata objects inside thedata array is determined by the size and limited to 50. Each Form N-CEN filing object comprises the following fields:
id(string) - System-internal unique identifier of the filing record.accessionNo(string) - Unique accession number of the Form N-CEN filing, e.g.0001277575-24-000006.fileNo(string) - Unique identifier used to reference and track filings of the same process, e.g.020-34763formType(string) - The form type of the SEC filing.filedAt(date) - The timestamp when the filing was accepted by SEC EDGAR, e.g.2024-05-15T16:17:15-04:00.periodOfReport(date) - The reporting period covered by this Form N-CEN submission. Format:YYYY-MM-DD, e.g.2024-06-30. In annual reports this corresponds to the fiscal year end.entities(array of object) - Array of entities involved in the filing.cik(string) - Central Index Key (CIK) of the reporting entity, e.g.1021408. This is a unique identifier assigned by the SEC to the filer. Leading zeros are omitted.ticker(string) - The stock ticker symbol used to identify the entity, e.g.GOOGL.companyName(string) - The legal name of the issuer as provided in the filing, e.g.ALPHABET INC.irsNo(string) - The Internal Revenue Service (IRS) Employer Identification Number (EIN) of the reporting entity, e.g.,95-1234567.fiscalYearEnd(string) - The fiscal year-end of the reporting entity, represented as a four-digit month-day format, e.g.1231for December 31.stateOfIncorporation(string) - The U.S. state or country where the entity is legally incorporated, represented using a two-letter state code (e.g.,DEfor Delaware) or a country name for non-U.S. entities.sic(string) - The Standard Industrial Classification (SIC) code representing the primary industry of the entity, e.g.,7372for Prepackaged Software.act(string) - The regulatory act under which the entity files its reports, e.g.,1934for the Securities Exchange Act of 1934.fileNo(string) - Unique identifier used to reference and track filings of the same process, e.g.020-34763.filmNo(string) - A unique identifier assigned by the SEC to track a specific filing, e.g.,211234567.
seriesClass(object) - Object grouping all series class information for the Form N-CEN submission.reportSeriesClass(object) - Object representing the report series class details for the submission.rptIncludeAllSeriesFlag(bool) - Boolean flag indicating whether all series are included in the report series class.rptSeriesClassInfo(array of object) - Object containing detailed information for the report series class, including series ID and inclusion flags.seriesId(string) - Identifier for the series within the report series class information.includeAllClassesFlag(bool) - Boolean flag indicating whether all classes are included in the series class information.classIds(array of string) - List of class identifiers associated with the series class information.
reportClass(array of object) - Object representing the report class details.rptIncludeAllClassesFlag(bool) - Boolean flag indicating whether all classes are included in the report class.classIds(array of string) - List of class identifiers associated with the report class.
generalInfo(object) - Object containing general information about the filing period and related report details.reportEndingPeriod(string) - Date indicating the ending period of the report as provided in the general information.isReportPeriodLt12(boolean) - Indicator showing whether the report period is less than 12 months.
registrantInfo(object) - Object encapsulating all information pertaining to the registrant.registrantFullName(string) - Full legal name of the registrant submitting the report.investmentCompFileNo(string) - Investment Company File Number assigned to the registrant by the SEC.registrantCik(string) - Central Index Key (CIK) of the registrant.registrantLei(string) - Legal Entity Identifier (LEI) of the registrant.registrantStreet1(string) - Primary street address of the registrant.registrantStreet2(string) - Secondary street address of the registrant, if applicable.registrantCity(string) - City of the registrant's address.registrantZipCode(string) - ZIP code for the registrant's address.registrantState(string) - State of the registrant's address.registrantCountry(string) - Country of the registrant's address.registrantPhoneNumber(string) - Contact phone number for the registrant.websites(array of string) - Website URL(s) associated with the registrant.locationBooksRecords(array of object) - Object containing detailed information about the location of books and records.officeName(string) - Name of the office where the registrant’s books and records are maintained.officeAddress1(string) - Primary address of the office maintaining the books and records.officeAddress2(string) - Secondary address of the office maintaining the books and records.officeCity(string) - City where the books and records office is located.officeState(string) - State where the books and records office is located.officeCountry(string) - Country where the books and records office is located.officeRecordsZipCode(string) - ZIP code for the books and records office.officePhone(string) - Phone number for the books and records office.booksRecordsDesc(string) - Description of the location and nature of the books and records maintained.
isRegistrantFirstFiling(boolean) - Indicator specifying if this is the registrant's first filing on Form N-CEN.isRegistrantLastFiling(boolean) - Indicator specifying if this is the registrant's final filing on Form N-CEN.familyInvCompFullName(string) - Full name of the family of investment companies to which the registrant belongs.isRegistrantFamilyInvComp(boolean) - Indicator showing whether the registrant is part of a family of investment companies.registrantClassificationType(string) - Classification type of the registrant as defined by SEC rules. Possible Values:N-1A,N-2,N-3,N-4,N-5,N-6,S-6totalSeries(number) - Total number of series reported by the registrant.terminatedSeries(array of object) - Object containing information about any series that have been terminated.seriesName(string) - Name of a series that has been terminated.seriesId(string) - Identifier for the terminated series.terminationDate(string) - Termination date for the series, in YYYY-MM-DD format.
isSecuritiesActRegistration(boolean) - Indicator showing whether the registrant is registered under the Securities Act.directors(array of object) - Object containing detailed information about the directors of the registrant.directorName(string) - Full name of a director of the registrant.crdNumber(string) - CRD number assigned to the director.isDirectorInterestedPerson(boolean) - Indicator showing if the director is considered an interested person.fileNos(array of string) - File numbers associated with the director for other companies where they serve.
chiefComplianceOfficers(array of object) - Object containing information about the chief compliance officers.ccoName(string) - Full name of the chief compliance officer.crdNumber(string) - CRD number for the chief compliance officer.ccoStreet1(string) - Primary street address of the chief compliance officer.ccoStreet2(string) - Secondary street address of the chief compliance officer.ccoCity(string) - City for the chief compliance officer's address.ccoState(string) - State for the chief compliance officer's address.ccoCountry(string) - Country for the chief compliance officer's address.ccoZipCode(string) - ZIP code for the chief compliance officer's address.ccoPhone(string) - Contact phone number for the chief compliance officer.isCcoChangedSinceLastFiling(boolean) - Indicator if the chief compliance officer has changed since the previous filing.ccoEmployers(array of object) - Object containing employer details for the chief compliance officer.ccoEmployerName(string) - Name of the employer associated with the chief compliance officer.ccoEmployerId(string) - Employer identifier for the chief compliance officer.
isRegistrantSubmittedMatter(boolean) - Indicator showing whether the registrant has submitted a matter for regulatory review.securityMatterSeriesInfo(array of object) - Object containing details about the security matter series information.seriesName(string) - Name of the series associated with a security matter.seriesId(string) - Identifier for the security matter series.
isPreviousLegalProceeding(boolean) - Indicator if there has been a previous legal proceeding involving the registrant.legalProceedingSeriesInfo(array of object) - Object containing information on legal proceeding series.seriesName(string) - Name of the series related to a legal proceeding.seriesId(string) - Identifier for the legal proceeding series.
isPreviousProceedingTerminated(boolean) - Indicator if a previous legal proceeding has been terminated.previousProceedingTerminated(array of object) - Object containing details of terminated legal proceedings.seriesName(string) - Name of the terminated legal proceeding series.seriesId(string) - Identifier for the terminated legal proceeding series.
isClaimFiled(boolean) - Indicator showing whether a claim has been filed by the registrant.totalClaimAmount(number) - Total amount claimed in any filed claim.isCoveredByInsurancePolicy(boolean) - Indicator if the claim is covered by an insurance policy.isClaimFiledDuringPeriod(boolean) - Indicator if a claim was filed during the reporting period.isFinancialSupportDuringPeriod(boolean) - Indicator if financial support was provided during the reporting period.financialSupportSeriesInfo(array of object) - Object containing information about financial support series.seriesName(string) - Name of the series related to financial support provided.seriesId(string) - Identifier for the financial support series.
isExemptionFromAct(boolean) - Indicator showing whether the registrant is exempt from the applicable regulatory act.releaseNumbers(array of string) - Release numbers associated with any regulatory exemptions or releases.principalUnderwriters(array of object) - Object containing details of principal underwriters involved with the registrant.principalUnderwriterName(string) - Name of the principal underwriter for the registrant.principalUnderwriterFileNo(string) - File number assigned to the principal underwriter.principalUnderwriterCrdNumber(string) - CRD number for the principal underwriter.principalUnderwriterLei(string) - Legal Entity Identifier for the principal underwriter.principalUnderWriterState(string) - State of registration for the principal underwriter.principalUnderWriterCountry(string) - Country of registration for the principal underwriter.isPrincipalUnderwriterAffiliatedWithRegistrant(boolean) - Indicator if the principal underwriter is affiliated with the registrant.
isUnderwriterHiredOrTerminated(boolean) - Indicator if an underwriter was hired or terminated during the reporting period.publicAccountants(array of object) - Object containing details about the public accountants engaged by the registrant.publicAccountantName(string) - Name of the independent public accountant.pcaobNumber(string) - PCAOB number for the public accountant.publicAccountantLei(string) - Legal Entity Identifier for the public accountant.publicAccountantState(string) - State of registration for the public accountant.publicAccountantCountry(string) - Country of registration for the public accountant.
isPublicAccountantChanged(boolean) - Indicator if there has been a change in the public accountant since the previous filing.isMaterialWeakness(boolean) - Indicator showing whether a material weakness in internal controls has been identified.isOpinionOffered(boolean) - Indicator if an audit opinion has been provided on the financial statements.auditOpinionSeries(array of object) - Object containing information about the audit opinion series.seriesName(string) - Name of the series associated with the audit opinion.seriesId(string) - Identifier for the audit opinion series.
isMaterialChange(boolean) - Indicator if there has been a material change affecting the registrant.valuationMethodsChanges(array of object) - Object detailing all changes made to valuation methods.dateOfChange(date) - Date on which a change in valuation methods occurred. The date string format isyyyy-MM-dd, e.g.2024-07-13.changeExplanation(string) - Explanation detailing the change in valuation methods.assetType(string) - Asset type related to the valuation method change. Possible Values:Short-term investment vehicle,Repurchase agreement,Equity-common,Equity-preferred,Debt,Derivative-commodity,Derivative-credit,Derivative-equity,Derivative-foreign exchange,Derivative-interest rate,Derivative-other,Structured note,Loan,ABS-mortgage backed security,ABS-asset backed commercial paper,ABS-collateralized bond/debt obligation,ABS-other,Commodity,Real estate,OtherassetTypeOtherDesc(string) - Description for the asset type if it does not fall under standard classifications.investmentType(string) - Type of investment associated with the valuation change.statutoryRegulatoryBasis(string) - Regulatory basis under which the valuation method change is made.valuationMethodsChangeSeries(array of object) - Object containing series information for the valuation method changes.seriesName(string) - Name of the series undergoing a change in valuation methods.seriesId(string) - Identifier for the series with a valuation methods change.
isAccountingPrincipleChange(boolean) - Indicator if there has been a change in the accounting principles used.isPaymentErrorInNetAssetValue(boolean) - Indicator if a payment error impacted the net asset value calculation.paymentErrorSeries(array of object) - Object containing details of series affected by payment errors.seriesName(string) - Name of the series related to a payment error.seriesId(string) - Identifier for the payment error series.
isPaymentDividend(boolean) - Indicator if a dividend payment was made during the reporting period.paymentDividendSeries(array of object) - Object containing information about the dividend payment series.seriesName(string) - Name of the series related to dividend payments.seriesId(string) - Identifier for the dividend payment series.
managementInvestmentQuestionSeriesInfo(array of object) - Object encapsulating all details related to the management investment question series.mgmtInvFundName(string) - Name of the management investment fund associated with the filing.mgmtInvSeriesId(string) - Identifier for the management investment series.mgmtInvLei(string) - Legal Entity Identifier for the management investment fund.isFirstFilingByFund(boolean) - Indicator if this is the first filing for the management investment fund.numAuthorizedClass(number) - Number of authorized classes reported for the management investment fund.numAddedClass(number) - Number of classes added in the current filing for the management investment fund.numTerminatedClass(number) - Number of classes terminated during the reporting period for the management investment fund.sharesOutstanding(array of object) - Object containing details of shares outstanding for the management investment fund.sharesOutstandingClassName(string) - Name of the share class for which outstanding shares are reported.sharesOutstandingClassId(string) - Identifier for the share class with outstanding shares.sharesOutstandingTickerSymbol(string) - Ticker symbol for the share class with outstanding shares.
fundTypes(array of string) - Type designations for the fund as specified in the management investment question series. Possible Values:Master-Feeder Fund,Index Fund,Exchange-Traded Fund,Exchange-Traded Managed Fund,Inverse of a benchmark,Interval Fund,Fund of Funds,Money Market Fund,Target Date Fund,Underlying fund,N/AmasterFeederFundInfo(object) - Container object holding detailed master feeder fund information associated with the management investment question series.feederFunds(array of object) - Container for feeder fund details under the master feeder fund information.feederFundName(string) - The name of the feeder fund.regFeederFundFileNo(string) - The SEC-assigned file number for the registered feeder fund.regFeederFundSeriesIdNo(string) - The series identification number for the registered feeder fund.regFeederFundLei(string) - The Legal Entity Identifier (LEI) for the registered feeder fund.unregFeederFileNo(string) - The file number for the unregistered feeder fund, if applicable.unregFeederFundLei(string) - The Legal Entity Identifier (LEI) for the unregistered feeder fund.
masterFunds(array of object) - Container for master fund details within the master feeder fund information.masterFundName(string) - The name of the master fund.masterFundFileNo(string) - The file number associated with the master fund.masterFundSECFileNo(string) - The SEC file number for the master fund.masterFundLei(string) - The Legal Entity Identifier (LEI) for the master fund.
indexFundInfo(object) - Container for index fund details associated with the management investment question series.isIndexFundAffiliated(boolean) - Boolean flag indicating whether the index fund is affiliated with the registrant.isIndexFundExclusive(boolean) - Boolean flag indicating whether the index fund is exclusive.indexFundReturnDiffBeforeExpense(number) - A numeric value representing the index fund's return differential before expenses.indexFundReturnDiffAfterExpense(number) - A numeric value representing the index fund's return differential after expenses.indexFundReturnDailyStdevBeforeExpense(number) - The daily standard deviation of index fund returns calculated before expenses.indexFundReturnDailyStdevAfterExpense(number) - The daily standard deviation of index fund returns calculated after expenses.
isNonDiversifiedCompany(boolean) - Indicator if the management investment company is classified as non-diversified.isForeignSubsidiary(boolean) - Indicates whether the fund’s management investment series reports the presence of a foreign subsidiary.foreignInvestments(array of object) - Container for details regarding foreign investments related to the fund.foreignSubsidiaryName(string) - The name of the foreign subsidiary as reported by the fund.foreignSubsidiaryLei(string) - The Legal Entity Identifier (LEI) for the foreign subsidiary.
isFundSecuritiesLending(boolean) - Specifies whether the fund participates in securities lending activities.didFundLendSecurities(boolean) - Indicates if the fund actually lent securities during the reporting period.fundLendSecurities(object) - Container for details on the fund’s securities lending activities.isFundLiquidated(boolean) - Indicates whether the fund’s securities lending arrangement has been liquidated.isFundAdverselyImpacted(boolean) - Specifies if the fund has experienced adverse impacts from its securities lending operations.
securityLendings(array of object) - Container for all information related to securities lending activities.securitiesAgentName(string) - The name of the agent responsible for handling securities lending transactions.securitiesAgentLei(string) - The LEI of the securities lending agent.isSecuritiesAgentAffiliated(boolean) - Indicates if the securities lending agent is affiliated with the fund.securityAgentIndemnity(object) - Container for details regarding the indemnity arrangements for the securities lending agent.indemnityProviders(array of object) - Container for indemnity provider details within the securities lending framework.indemnityProviderName(string) - Name of the indemnity provider supporting the securities lending agent.indemnityProviderLei(string) - LEI of the indemnity provider for the securities lending agent.
didIndemnificationRights(boolean) - Indicates whether indemnification rights were granted to the securities lending agent.
isSecurityAgentIndemnity(boolean) - Indicates whether indemnity is provided for the securities lending agent.
collateralManagers(array of object) - Container for collateral manager details.collateralManagerName(string) - The name of the collateral manager overseeing fund collateral arrangements.collateralManagerLei(string) - The LEI of the collateral manager.isCollateralManagerAffiliated(boolean) - Indicates if the collateral manager is affiliated with the fund.isCollateralManagerAffiliatedWithFund(boolean) - Specifies whether the collateral manager is directly affiliated with the fund.
paymentToAgentManagerTypes(array of string) - Specifies the types of payments made to the agent or manager. Possible Values:Revenue sharing split,Non-revenue sharing split (other than administrative fee),Administrative fee,Cash collateral reinvestment fee,Indemnification fee,Other,N/ApaymentToAgentManagerOtherFeeDesc(string) - Provides additional description for fees other than the standard payment type.avgPortfolioSecuritiesValue(number) - Represents the average value of the fund's portfolio securities.netIncomeSecuritiesLending(number) - The net income derived from securities lending activities during the reporting period.relyOnRules(array of string) - Specifies the regulatory rules the fund relies upon in its operations. Possible Values:Rule 10f-3 (17 CFR 270.10f-3),Rule 12d1-1 (17 CFR 270.12d1-1),Rule 15a-4 (17 CFR 270.15a-4),Rule 17a-6 (17 CFR 270.17a-6),Rule 17a-7 (17 CFR 270.17a-7),Rule 17a-8 (17 CFR 270.17a-8),Rule 17e-1 (17 CFR 270.17e-1),Rule 22d-1 (17 CFR 270.22d-1),Rule 23c-1 (17 CFR 270.23c-1),Rule 32a-4 (17 CFR 270.32a-4),Rule 6c-11 (17 CFR 270.6c-11),Rule 12d1-4 (17 CFR 270.12d1-4),Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)),Rule 18f-4 (17 CFR 270.18f-4),Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)),Rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2)),Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)),Rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii)),Rule 18f-4(e) (17 CFR 270.18f-4(e)),Rule 18f-4(f)(17 CFR 270.18f-4(f)),N/AisExpenseLimitationInPlace(boolean) - Indicates whether an expense limitation is applied to the fund.isExpenseReducedOrWaived(boolean) - Specifies if expenses have been reduced or waived during the period.isFeesWaivedRecoupable(boolean) - Indicates whether any waived fees are subject to recoupment.isExpenseWaivedRecoupable(boolean) - Indicates whether any waived expenses are subject to recoupment.investmentAdvisers(array of object) - Container for details on the fund’s investment advisers.investmentAdviserName(string) - The name of the investment adviser managing the fund.investmentAdviserFileNo(string) - The file number assigned to the investment adviser.investmentAdviserCrdNo(string) - The CRD number of the investment adviser.investmentAdviserLei(string) - The LEI of the investment adviser.investmentAdviserState(string) - The state in which the investment adviser is registered.investmentAdviserCountry(string) - The country in which the investment adviser is registered.investmentAdviserStartDate(date) - The commencement date of the investment adviser’s engagement with the fund. The date string format isyyyy-MM-dd, e.g.2024-07-13.isInvestmentAdviserHired(boolean) - Indicates whether the investment adviser is currently engaged by the fund.
investmentAdvisersTerminated(array of object) - Container for details regarding terminated investment advisers.investmentAdviserTerminatedName(string) - Name of the investment adviser whose engagement has been terminated.investAdviserTerminatedFileNo(string) - The file number of the terminated investment adviser.investAdviserTerminatedCrdNo(string) - The CRD number of the terminated investment adviser.investAdviserTerminatedLei(string) - The LEI of the terminated investment adviser.investmentAdviserTerminatedState(string) - State code where the terminated investment adviser was based.investmentAdviserTerminatedCountry(string) - Country code where the terminated investment adviser was based.investAdviserTerminationDate(date) - The termination date of the investment adviser’s engagement. The date string format isyyyy-MM-dd, e.g.2024-07-13.
subAdvisers(array of object) - Container for sub-adviser related details.subAdviserName(string) - The name of the sub-adviser assisting with fund management.subAdviserFileNo(string) - The file number assigned to the sub-adviser.subAdviserCrdNo(string) - The CRD number of the sub-adviser.subAdviserLei(string) - The LEI of the sub-adviser.isSubAdviserAffiliated(boolean) - Indicates whether the sub-adviser is affiliated with the primary investment adviser.subAdviserState(string) - The state in which the sub-adviser is registered.subAdviserCountry(string) - The country in which the sub-adviser is registered.subAdviserStartDate(date) - The date when the sub-adviser began their engagement. The date string format isyyyy-MM-dd, e.g.2024-07-13.isSubAdviserHired(boolean) - Indicates if the sub-adviser is currently engaged with the fund.
subAdvisersTerminated(array of object) - Container for details regarding terminated sub-advisers.subAdviserTerminatedName(string) - The name of the sub-adviser whose engagement has ended.subAdviserTerminatedFileNo(string) - The file number of the terminated sub-adviser.subAdviserTerminatedCrdNo(string) - The CRD number of the terminated sub-adviser.subAdviserTerminatedLei(string) - The LEI of the terminated sub-adviser.subAdviserTerminatedState(string) - The state of registration for the terminated sub-adviser.subAdviserTerminatedCountry(string) - Country code where the terminated sub-adviser was based.subAdviserTerminationDate(date) - The date on which the sub-adviser’s engagement was terminated. The date string format isyyyy-MM-dd, e.g.2024-07-13.
transferAgents(array of object) - Container for transfer agent details.transferAgentName(string) - The name of the transfer agent handling fund transactions.transferAgentFileNo(string) - The file number assigned to the transfer agent.transferAgentLei(string) - The LEI of the transfer agent.transferAgentState(string) - The state in which the transfer agent is registered.transferAgentCountry(string) - The country in which the transfer agent is registered.isTransferAgentAffiliated(boolean) - Indicates whether the transfer agent is affiliated with the fund.isTransferAgentSubAgent(boolean) - Indicates if the transfer agent functions as a sub-agent.
isTransferAgentHiredOrTerminated(boolean) - Specifies if a transfer agent has been hired or terminated during the reporting period.pricingServices(array of object) - Container for pricing service related information.pricingServiceName(string) - The name of the pricing service provider used by the fund.pricingServiceLei(string) - The LEI of the pricing service provider.pricingServiceIdNumberDesc(string) - Identification number or description provided by the pricing service provider.pricingServiceState(string) - The state in which the pricing service provider is registered.pricingServiceCountry(string) - The country in which the pricing service provider is registered.isPricingServiceAffiliated(boolean) - Indicates whether the pricing service provider is affiliated with the fund.
isPricingServiceHiredOrTerminated(boolean) - Indicates if a pricing service provider has been hired or terminated during the period.custodians(array of object) - Container for custodian-related information.custodianName(string) - The name of the custodian responsible for holding the fund’s assets.custodianLei(string) - The LEI of the custodian.custodianState(string) - The state in which the custodian is registered.custodianCountry(string) - The country in which the custodian is registered.isCustodianAffiliated(boolean) - Indicates whether the custodian is affiliated with the fund.isSubCustodian(boolean) - Specifies if the custodian operates as a sub-custodian.custodyType(string) - Describes the type of custody arrangement in place. Possible Values:Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)),Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1),Self - rule 17f-2 (17 CFR 270.17f-2),Securities depository - rule 17f-4 (17 CFR 270.17f-4),Foreign custodian - rule 17f-5 (17 CFR 270.17f-5),Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6),Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7),Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2),OtherotherCustodianDesc(string) - Provides additional details if a custodian falls under an 'other' category.
isCustodianHiredOrTerminated(boolean) - Indicates if a custodian has been hired or terminated during the reporting period.shareholderServicingAgents(array of object) - Container for shareholder servicing agent details.shareholderServiceAgentName(string) - The name of the shareholder servicing agent handling investor communications.shareholderServiceAgentLei(string) - The LEI of the shareholder servicing agent.shareholderServiceIdNumberDesc(string) - Identification number or description for the shareholder servicing agent.shareholderServiceAgentState(string) - The state in which the shareholder servicing agent is registered.shareholderServiceAgentCountry(string) - The country in which the shareholder servicing agent is registered.isShareholderServiceAgentAffiliated(boolean) - Indicates whether the shareholder servicing agent is affiliated with the fund.isShareholderServiceAgentSubShare(boolean) - Specifies if the shareholder servicing agent functions as a sub-agent.
isShareholderServiceHiredTerminated(boolean) - Indicates if a shareholder servicing agent has been hired or terminated during the reporting period.admins(array of object) - Container for administrator details.adminName(string) - The name of the administrator managing fund operations.adminLei(string) - The LEI of the administrator.idNumberDesc(string) - Identification number or description for the administrator.adminState(string) - The state in which the administrator is registered.adminCountry(string) - The country in which the administrator is registered.isAdminAffiliated(boolean) - Indicates whether the administrator is affiliated with the fund.isAdminSubAdmin(boolean) - Specifies if the administrator functions in a subordinate capacity.
isAdminHiredOrTerminated(boolean) - Indicates if an administrator has been hired or terminated during the reporting period.brokerDealers(array of object) - Container for broker-dealer related information.brokerDealerName(string) - The name of the affiliated broker-dealer.brokerDealerFileNo(string) - The file number of the broker-dealer.brokerDealerCrdNo(string) - The CRD number of the broker-dealer.brokerDealerLei(string) - The LEI of the broker-dealer.brokerDealerState(string) - The state in which the broker-dealer is registered.brokerDealerCountry(string) - The country in which the broker-dealer is registered.brokerDealerCommission(number) - The commission amount associated with the broker-dealer.
brokers(array of object) - Object containing broker details including location and commission metrics.brokerName(string) - The name of the broker handling transactions for the fund.brokerFileNo(string) - The file number assigned to the broker.brokerCrdNo(string) - The CRD number of the broker.brokerLei(string) - The LEI of the broker.brokerState(string) - State code where the broker is registered or operating.brokerCountry(string) - Country code where the broker is registered or operating.grossCommission(number) - Gross commission amount earned by the broker.
aggregateCommission(number) - Total commission amount aggregated across all broker activities.principalTransactions(array of object) - Object containing detailed records of principal transactions, including identifiers and amounts.principalName(string) - Name of the principal involved in the transaction.principalFileNo(string) - File number associated with the principal’s transaction record.principalCrdNo(string) - CRD (Central Registration Depository) number for the principal.principalLei(string) - Legal Entity Identifier (LEI) for the principal.principalState(string) - State code associated with the principal’s transaction.principalCountry(string) - Country code associated with the principal’s transaction.principalTotalPurchaseSale(number) - Total purchase/sale value for the principal transaction.
principalAggregatePurchase(number) - Aggregate purchase amount across all principal transactions.isBrokerageResearchPayment(boolean) - Boolean indicator specifying if a brokerage research payment was made.monthlyAvgNetAssets(number) - Average net assets calculated on a monthly basis for the series.dailyAvgNetAssets(number) - Average net assets calculated on a daily basis for the series.hasLineOfCredit(boolean) - Boolean indicator showing whether a line of credit is available.lineOfCredit(array of object) - Object encompassing all details of the line of credit, including commitment status, size, institutions, types, and usage statistics.isCreditLineCommitted(string) - Indicates whether the line of credit is formally committed. Possible Values:Committed,UncommittedlineOfCreditSize(number) - Total size or limit of the available line of credit.lineOfCreditInstitutions(array of string) - Institutions providing or backing the line of credit.soleCreditType(string) - Specifies if the line of credit is designated as a sole credit type. Possible Values:Sole,SharedsharedCreditType(object) - Object detailing the shared credit type configuration for the line of credit.creditUser(array of object) - Object with details of the credit user in a shared credit line, including fund name and SEC file number.fundName(string) - Fund name of the credit user in a shared credit arrangement.secFileNo(string) - SEC file number of the credit user in a shared credit arrangement.
creditType(string) - Specifies the type of credit in the shared credit arrangement. Possible Values:Sole,Shared
creditLineUsed(object) - Object containing usage metrics for the credit line, including average usage and duration.averageCreditLineUsed(number) - Average amount of the credit line that has been used over the reporting period.daysCreditUsed(number) - Total number of days during which the credit line was in use.
isCreditLineUsed(boolean) - Boolean indicator that shows if any portion of the credit line is currently in use.
isInterFundLending(boolean) - Boolean indicator specifying if inter-fund lending arrangements are active.interFundLendingDetails(array of object) - Object containing detailed information on inter-fund lending transactions, including loan averages and durations.interFundLendingLoanAverage(number) - Average loan amount provided under inter-fund lending.interFundLendingDaysOutstanding(number) - Average number of days inter-fund loans remain outstanding.
isInterFundBorrowing(boolean) - Boolean indicator specifying if inter-fund borrowing arrangements are active.interFundBorrowingDetails(array of object) - Object detailing inter-fund borrowing transactions including averages and duration metrics.interFundBorrowingLoanAverage(number) - Average loan amount for inter-fund borrowing.interFundBorrowingDaysOutstanding(number) - Average number of days inter-fund borrowing loans remain outstanding.
isSwingPricing(boolean) - Boolean indicator showing whether swing pricing is applied to adjust fees based on market volatility.swingPriceUpperLimit(number) - Upper limit imposed on swing pricing adjustments.
closedEndManagementInvestment(object) - Container object for all data related to closed‐end management investments.securityRelatedItems(array of object) - Object with comprehensive details of security related items including descriptions and class titles.description(string) - Detailed description of the security related item. Possible Values:Common stock,Preferred stock,Warrants,Convertible securities,Bonds,OthersecurityClassTitle(string) - Title of the security class for the related item.commonStocks(array of object) - Object containing common stock details including exchange and ticker symbol.commonStockExchange(string) - Exchange on which the common stock is listed.commonStockTickerSymbol(string) - Ticker symbol for the common stock.
otherSecurityDescription(string) - Description for security types not classified as common stocks.
isRightsOffering(boolean) - Boolean indicator specifying if the investment is involved in a rights offering.rightsOfferingFunds(array of object) - Object aggregating details of rights offering funds, including types and participation metrics.rightsOfferingTypes(object) - Object containing structured information on rights offering types.rightsOfferingType(array of string) - Specifies the type of rights offering available. Possible Values:Common stock,Preferred stock,Warrants,Convertible securities,Bonds,OtherrightsOfferingDesc(string) - Description detailing the specific rights offering type.
rightsOfferingParticipationPercent(number) - Percentage of participation in the rights offering.
isSecondaryOffering(boolean) - Boolean indicator specifying if a secondary offering is being conducted.secondaryOfferings(object) - Object containing details of secondary offerings including type and descriptive information.secondaryOfferingType(array of string) - Specifies the type of secondary offering provided. Possible Values:Common stock,Preferred stock,Warrants,Convertible securities,Bonds,OtherotherSecondaryOfferingDesc(string) - Additional descriptive text for secondary offerings when the type is 'Other'.
repurchaseSecurities(object) - Object with details of repurchase securities including type and additional descriptive information.repurchaseSecurityType(array of string) - Specifies the type of repurchase security transaction executed. Possible Values:Common stock,Preferred stock,Warrants,Convertible securities,Bonds,OtherotherRepurchaseSecurityDesc(string) - Supplementary description for repurchase security when classified as 'Other'.
isRepurchaseSecurity(boolean) - Boolean flag indicating the presence of repurchase security data.longTermDebtDefaults(array of object) - Object containing detailed information on long-term debt defaults, including nature, date, and amounts.defaultNature(string) - Nature or rationale underlying the long-term debt default.defaultDate(date) - Date on which the long-term debt default occurred. The date string format isyyyy-MM-dd, e.g.2024-07-13.defaultPerThousandAmount(number) - Default amount per thousand units for the long-term debt.defaultTotalAmount(number) - Total amount defaulted for long-term debt.
isDefaultLongTermDebt(boolean) - Boolean indicator showing if there is a default on long-term debt.dividendsInArrears(array of object) - Object with detailed information on dividends in arrears including title and per-share amount.dividendIssueTitle(string) - Title or description for the dividend issue in arrears.dividendAmountPerShareInArrear(number) - Dividend amount per share that is currently in arrears.
isDividendsInArrears(boolean) - Boolean flag indicating whether dividends are in arrears.isSecuritiesModified(boolean) - Boolean indicator specifying if any securities have been modified.managementFee(number) - Management fee charged for the investment.netOperatingExpenses(number) - Net operating expenses incurred by the investment.marketPricePerShare(number) - Market price per share for the security.netAssetValuePerShare(number) - Net asset value per share for the investment.smallInvestmentAdvisers(array of object) - Object containing identification and engagement details for small investment advisers.smallInvestmentAdviserName(string) - Name of the small investment adviser.smallInvestmentAdviserFileNo(string) - File number assigned to the small investment adviser.smallInvestmentAdviserCrdNo(string) - CRD number for the small investment adviser.smallInvestmentAdviserLei(string) - Legal Entity Identifier (LEI) of the small investment adviser.smallInvestmentAdviserState(string) - State code where the small investment adviser is based.smallInvestmentAdviserCountry(string) - Country code where the small investment adviser is based.smallInvestmentAdviserStartDate(date) - Start date of the engagement with the small investment adviser. The date string format isyyyy-MM-dd, e.g.2024-07-13.isSmallInvestmentAdviserHired(boolean) - Boolean indicator showing whether the small investment adviser is currently hired.
terminatedSmallInvAdvisers(array of object) - Object with details of terminated small investment advisers including termination dates and identifiers.smallInvestmentAdviserTerminatedName(string) - Name of the terminated small investment adviser.smallInvestmentAdviserTerminatedFileNo(string) - File number associated with the terminated small investment adviser.smallInvestmentAdviserTerminatedCrdNo(string) - CRD number of the terminated small investment adviser.smallInvestmentAdviserTerminatedLei(string) - LEI of the terminated small investment adviser.smallInvestmentAdviserTerminatedState(string) - State code associated with the terminated small investment adviser.smallInvestmentAdviserTerminatedCountry(string) - Country code associated with the terminated small investment adviser.smallInvestmentAdviserTerminatedDate(date) - Termination date of the small investment adviser. The date string format isyyyy-MM-dd, e.g.2024-07-13.
smallSubAdvisers(array of object) - Object containing detailed information on small sub-advisers including identification and engagement details.smallSubAdviserName(string) - Name of the small sub-adviser.smallSubAdviserFileNo(string) - File number assigned to the small sub-adviser.smallSubAdviserCrdNo(string) - CRD number for the small sub-adviser.smallSubAdviserLei(string) - Legal Entity Identifier (LEI) of the small sub-adviser.smallSubAdviserState(string) - State code where the small sub-adviser is based.smallSubAdviserCountry(string) - Country code where the small sub-adviser is based.isSmallSubAdviserAffiliated(boolean) - Boolean indicator specifying if the small sub-adviser is affiliated with the registrant.smallSubAdviserStartDate(date) - Start date of the engagement with the small sub-adviser. The date string format isyyyy-MM-dd, e.g.2024-07-13.isSmallSubAdviserHired(boolean) - Boolean indicator showing whether the small sub-adviser is currently hired.
terminatedSmallSubAdvisers(array of object) - Object with comprehensive details of terminated small sub-advisers including termination dates and identification.smallSubAdviserTerminatedName(string) - Name of the terminated small sub-adviser.smallSubAdviserTerminatedFileNo(string) - File number for the terminated small sub-adviser.smallSubAdviserTerminatedCrdNo(string) - CRD number for the terminated small sub-adviser.smallSubAdviserTerminatedLei(string) - LEI of the terminated small sub-adviser.smallSubAdviserTerminatedState(string) - State code associated with the terminated small sub-adviser.smallSubAdviserTerminatedCountry(string) - Country code associated with the terminated small sub-adviser.smallSubAdviserTerminatedDate(date) - Termination date of the small sub-adviser. The date string format isyyyy-MM-dd, e.g.2024-07-13.
smallTransferAgents(array of object) - Container object holding details about small transfer agents for closed‐end management investments.smallTransferAgentName(string) - Name of the small transfer agent.smallTransferAgentFileNo(string) - File number assigned to the small transfer agent.smallTransferAgentLei(string) - Legal Entity Identifier (LEI) of the small transfer agent.smallTransferAgentState(string) - State code where the small transfer agent is based.smallTransferAgentCountry(string) - Country code for the small transfer agent associated with a closed‐end management investment.isSmallTransferAgentAffiliated(boolean) - Indicates whether the small transfer agent is affiliated with the registrant.isSmallTransferAgentSubAdmin(boolean) - Indicates whether the small transfer agent operates as a sub‐administrator.
isSmallTransferAgentHiredOrTerminated(boolean) - Flag indicating if a small transfer agent has been recently hired or terminated.smallCustodians(array of object) - Container object holding details about small custodians for closed‐end management investments.smallCustodianName(string) - Name of the small custodian for closed‐end management investments.smallCustodianLei(string) - Legal Entity Identifier (LEI) of the small custodian.smallCustodianState(string) - State code where the small custodian is registered.smallCustodianCountry(string) - Country code for the small custodian.isSmallCustodianAffiliated(boolean) - Indicates whether the small custodian is affiliated with the registrant.isSmallCustodianSub(boolean) - Indicates whether the small custodian functions as a sub‐custodian.custodyType(string) - Specifies the type of custody arrangement used by the small custodian. Possible Values:Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)),Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1),Self - rule 17f-2 (17 CFR 270.17f-2),Securities depository - rule 17f-4 (17 CFR 270.17f-4),Foreign custodian - rule 17f-5 (17 CFR 270.17f-5),Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6),Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7),Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2),OtherotherSmallCustodianDesc(string) - Additional descriptive text for custody arrangements that are not standard.
isSmallCustodianHiredTerminated(boolean) - Flag indicating if a small custodian has been recently hired or terminated.
exchangeSeriesInfo(array of object) - Container object for all details related to exchange series information.fundName(string) - The name of the fund corresponding to the exchange series.etfSeriesId(string) - Unique identifier for the ETF series within the exchange series information.securityExchanges(array of object) - Container object for exchange-related details including fund exchange and ticker symbol.fundExchange(string) - Four letter ISO 10383 identifier of the securities exchange on which the fund is listed. See, ISO 20022 Market Identifier Codes webpage.fundsTickerSymbol(string) - Ticker symbol of the fund on the corresponding exchange.
authorizedParticipants(array of object) - Container object holding details of authorized participants in the exchange series.authorizedParticipantName(string) - Name of an authorized participant in the exchange series.authorizedParticipantFileNo(string) - File number assigned to the authorized participant.authorizedParticipantCrdNo(string) - CRD (Central Registration Depository) number for the authorized participant.authorizedParticipantLei(string) - Legal Entity Identifier (LEI) for the authorized participant.authorizedParticipantPurchaseValue(number) - Monetary value associated with purchases made by the authorized participant.authorizedParticipantRedeemValue(number) - Monetary value associated with redemptions processed by the authorized participant.
isCollateralRequired(boolean) - Boolean indicator specifying whether collateral is required for transactions in the exchange series.creationUnitNumOfShares(number) - Number of shares included in a creation unit for the exchange series.creationUnitRedeemedNumOfShares(number) - Number of shares redeemed from a creation unit in the exchange series.averagePercentagePurchased(number) - Average percentage of shares purchased in creation unit transactions.standardDeviationPurchased(number) - Standard deviation of the percentage of shares purchased in creation unit transactions.creationUnitPurchasedInKind(number) - Indicator showing if creation units were purchased in-kind.creationUnitPurchasedSDInKind(number) - Standard deviation for in-kind purchases in creation unit transactions.averagePercentageRedeemed(number) - Average percentage of shares redeemed in creation unit transactions.percentSDRedeemed(number) - Standard deviation of the redemption percentages in creation unit transactions.creationUnitPercentageRedeemedInKind(number) - Percentage of creation unit shares redeemed in-kind.creationUnitSDRedeemedInKind(number) - Standard deviation for in-kind redemptions in creation unit transactions.creationUnitTransactionFeePerUnit(number) - Transaction fee charged per unit for creation unit transactions.creationUnitTransactionFeeManyUnits(number) - Aggregate transaction fee for multiple creation unit transactions.creationUnitTransactionFeePercentagePerUnit(number) - Transaction fee expressed as a percentage per creation unit.creationUnitTransactionFeeCashPerUnit(number) - Cash-based transaction fee charged per creation unit.creationUnitTransactionFeeCashManyUnits(number) - Total cash transaction fee for multiple creation unit transactions.creationUnitTransactionFeeCashPercentagePerUnit(number) - Cash transaction fee percentage per creation unit.purchaseCreationUnitDollarPerUnit(number) - Dollar amount per unit for purchasing a creation unit.purchaseCreationUnitDollarPerMoreUnits(number) - Dollar amount for purchasing additional creation units.purchaseCreationUnitDollarPercentagePerUnit(number) - Purchase fee expressed as a percentage per creation unit.purchaseCreationUnitCashPerUnit(number) - Cash amount per unit for creation unit purchases.purchaseCreationUnitCashPerMoreUnits(number) - Cash amount for purchasing additional creation units.purchaseCreationUnitCashPercentagePerUnit(number) - Cash purchase fee expressed as a percentage per creation unit.isByAffiliatedPerson(boolean) - Indicates whether the exchange series transaction is executed by an affiliated person.isExclusiveFund(boolean) - Indicates if the fund is exclusively associated with the exchange series.beforeFundFeesExpensesDiff(number) - Difference in fees and expenses before the fund's operations.afterFundFeesExpensesDiff(number) - Difference in fees and expenses after the fund's operations.beforeFundFeesExpensesSd(number) - Standard deviation of fees and expenses before fund operations.afterFundFeesExpensesSd(number) - Standard deviation of fees and expenses after fund operations.isInKindETF(boolean) - Indicates whether the ETF is structured as an in-kind ETF.
unitInvestmentTrust(object) - Container object representing all data related to unit investment trusts.depositors(array of object) - Container object holding depositor details for the unit investment trust.depositorName(string) - Name of the depositor for the unit investment trust.depositorCrdNo(string) - CRD number assigned to the depositor.depositorLei(string) - Legal Entity Identifier (LEI) of the depositor.depositorState(string) - State code where the depositor is registered.depositorCountry(string) - Country code of the depositor.depositorUltimateParentName(string) - Name of the ultimate parent company of the depositor.
uitAdmins(array of object) - Container object holding details of unit investment trust administrators.uitAdminName(string) - Name of the unit investment trust administrator.uitAdminLei(string) - Legal Entity Identifier (LEI) of the unit investment trust administrator.uitAdminDescOtherNumber(string) - Additional description or identifier for the unit investment trust administrator.uitAdminState(string) - State code where the unit investment trust administrator is registered.uitAdminCountry(string) - Country code for the unit investment trust administrator.isUitAdminAffiliated(boolean) - Indicates whether the unit investment trust administrator is affiliated with the registrant.isUitAdminSubAdmin(boolean) - Indicates whether the unit investment trust administrator functions as a sub‐administrator.
isUitAdminHiredTerminated(boolean) - Flag indicating if a unit investment trust administrator has been recently hired or terminated.registrantSeparateInsuranceAccount(object) - Container object holding information about the registrant's separate insurance account.isRegistrantSeparateInsuranceAccount(boolean) - Indicates if a registrant separate insurance account exists for the unit investment trust. Possible Values:YseparateAccountSeriesId(string) - Identifier for the separate insurance account series.
notRegistrantSeparateInsuranceAccount(object) - Container object for details of non-registrant separate insurance accounts.sponsors(array of object) - Container object holding sponsor details for non-registrant separate insurance accounts.sponsorName(string) - Name of the sponsor for accounts not filed as separate insurance accounts.sponsorCrdNo(string) - CRD number of the sponsor for non-registrant separate insurance accounts.sponsorLei(string) - Legal Entity Identifier (LEI) of the sponsor for non-registrant separate insurance accounts.sponsorState(string) - State code where the sponsor is registered.sponsorCountry(string) - Country code of the sponsor.
trustees(array of object) - Container object holding trustee details for non-registrant separate insurance accounts.trusteeName(string) - Name of the trustee for non-registrant separate insurance accounts.trusteeState(string) - State code where the trustee is registered.trusteeCountry(string) - Country code of the trustee.
numOfExistingSeries(number) - Count of existing series in non-registrant separate insurance accounts.seriesCIKs(array of string) - CIK identifiers for the existing series in non-registrant accounts.numOfNewSeriesRegistration(number) - Number of new series registrations in non-registrant separate insurance accounts.newSeriesAggregateValue(number) - Aggregate monetary value of newly registered series in non-registrant accounts.numOfSeriesCurrentProspectus(number) - Number of series included in the current prospectus for non-registrant accounts.numOfExistingSeriesAdditionalUnits(number) - Count of additional units in existing series for non-registrant separate insurance accounts.additionalUnitsTotalValue(number) - Total value of additional units in existing series for non-registrant accounts.unitInPortfolioValue(number) - Portfolio value represented by the units in non-registrant separate insurance accounts.totalAssetsSeries(number) - Total assets value for the series in non-registrant separate insurance accounts.isRegistrantSeparateInsuranceAccount(boolean) - Indicates whether the account qualifies as a registrant separate insurance account. Possible Values:N
numOfContracts(number) - Total number of contracts associated with the unit investment trust.contractSecurities(array of object) - Container object holding details of contract securities for the unit investment trust.separateAccountSecurityName(string) - Name of the security in a separate account contract for the unit investment trust.separateAccountContractId(string) - Identifier for the separate account contract.separateAccountTotalAsset(number) - Total asset value for the separate account contract.numContractsSold(number) - Number of contracts sold under the separate account arrangement.grossPremiumReceived(number) - Total gross premium received for the separate account contract.grossPremiumReceivedSection1035(number) - Gross premium received under Section 1035 for the contract.numContractsAffected(number) - Number of contracts affected by specific events in the separate account.contractValueRedeemed(number) - Total redemption value for the separate account contract.contractValueRedeemedSection1035(number) - Redemption value for the contract under Section 1035.numContractsAffectedRedeemed(number) - Count of contracts that were redeemed.
isRule6C7Reliance(boolean) - Indicates whether reliance on Rule 6C7 is applicable for the unit investment trust.isRule11A2Reliance(boolean) - Indicates whether reliance on Rule 11A2 is applicable.isRule12D1Dash4Reliance(boolean) - Indicates whether reliance on Rule 12D1-Dash4 is applicable.isRule12D1GReliance(boolean) - Indicates whether reliance on Rule 12D1-G is applicable.divestments(array of object) - Container object holding details of divestments for the unit investment trust.divestmentSecurityName(string) - Name of the security that has been divested from the unit investment trust.divestmentSecurityTickerSymbol(string) - Ticker symbol for the divested security.divestmentSecurityCusipNo(string) - CUSIP number for the divested security.divestedNumShares(number) - Number of shares divested from the unit investment trust.divestedDate(date) - Date when the divestment occurred. The date string format isyyyy-MM-dd, e.g.2024-07-13.divestmentStatuteName(string) - Name of the statute governing the divestment.
registrantHeldSecurities(array of object) - Container object for securities held by the registrant within the unit investment trust.registrantHeldSecurityTickerSymbol(string) - Ticker symbol of the security held by the registrant.registrantHoldsSecurityCusipNo(string) - CUSIP number of the security held by the registrant.registrantNumShare(number) - Number of shares of the security held by the registrant.
attachmentsTab(object) - Container object for all attachment-related fields in the submission.isLegalProceedings(bool) - Indicates whether the submission includes any material legal proceedings involving the registrant.isProvisionFinancialSupport(bool) - Specifies if the submission includes details on the provision of financial support as required by the reporting guidelines.isIPAReportInternalControl(bool) - Indicates whether the independent public accountant’s report on internal control is included in the attachments.isChangeAccPrinciples(bool) - Specifies if there has been a change in accounting principles and practices as reported by the registrant.isInfoRequiredEO(bool) - Indicates whether the submission provides information required by applicable exemptive orders.isOtherInfoRequired(bool) - Specifies if any additional required information is attached to the submission.isMaterialAmendments(bool) - Indicates whether material amendments to organizational documents are reported in the attachments.isInstDefiningRights(bool) - Specifies if the submission includes instruments that define the rights of security holders.isNewOrAmendedInvAdvContracts(bool) - Indicates whether new or amended investment advisory contracts are provided in the attachments.isInfoItem405(bool) - Specifies if the submission contains information mandated by Item 405 of Regulation S-K.isCodeOfEthics(bool) - Indicates whether a code of ethics is included in the attachment details.
signature(object) - Container object for all signature details related to the submission.registrantSignedName(string) - The legally authorized signed name of the registrant.signedDate(date) - The date on which the registrant signed the submission. The date string format isyyyy-MM-dd, e.g.2024-07-13.signature(string) - The digital signature provided by the registrant.title(string) - The title or position of the signatory within the registrant organization.
Response Example
JSON
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{
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"total": {
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"value": 10000,
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"relation": "gte"
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},
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"data": [
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{
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"id": "201ccfd8ed1911b9b3ac93a74db53d23",
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"accessionNo": "0001752724-19-119817",
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"fileNo": "811-02924",
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"formType": "N-CEN",
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"filedAt": "2019-09-10T07:24:36-04:00",
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"entities": [
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{
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"cik": "311635",
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"companyName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND (Filer)",
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"irsNo": "132986729",
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"fiscalYearEnd": "0630",
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"stateOfIncorporation": "MD",
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"act": "40",
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"fileNo": "811-02924",
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"filmNo": "191084275"
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}
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],
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"seriesClass": {
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"reportSeriesClass": {
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"rptIncludeAllSeriesFlag": true
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}
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},
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"generalInfo": {
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"reportEndingPeriod": "2019-06-30",
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"isReportPeriodLt12": false
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},
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"registrantInfo": {
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"registrantFullName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND",
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"investmentCompFileNo": "811-02924",
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"registrantCik": "311635",
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"registrantLei": "549300U1SLPHYW7Y1896",
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"registrantStreet1": "90 HUDSON STREET",
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"registrantCity": "JERSEY CITY",
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"registrantZipCode": "07302",
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"registrantState": "NJ",
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"registrantCountry": "US",
44
"registrantPhoneNumber": "201-827-2000",
45
"websites": [
46
"www.lordabbett.com"
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],
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"locationBooksRecords": [
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{
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"officeName": "State Street Bank and Trust Company",
51
"officeAddress1": "1 Lincoln Street",
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"officeCity": "Boston",
53
"officeState": "MA",
54
"officeCountry": "US",
55
"officeRecordsZipCode": "02111",
56
"officePhone": "617-786-3000",
57
"booksRecordsDesc": "Custody and Accounting Records."
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}
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],
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"isRegistrantFirstFiling": false,
61
"isRegistrantLastFiling": false,
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"familyInvCompFullName": "LORDABBETT",
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"isRegistrantFamilyInvComp": true,
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"registrantClassificationType": "N-1A",
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"totalSeries": 1,
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"isSecuritiesActRegistration": true,
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"directors": [
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{
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"directorName": "Karla M. Rabusch",
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"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-02871",
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"811-07988",
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"811-06650",
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"811-02145",
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"811-03942",
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"811-00005",
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"811-03691",
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"811-10371",
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"811-05876",
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"811-05476",
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"811-23383",
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"811-07538"
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]
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},
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{
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"directorName": "Julie A. Hill",
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"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-05876",
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"811-02871",
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"811-03942",
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"811-02145",
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"811-03691",
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"811-06650",
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"811-07538",
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"811-10371",
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"811-23383",
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"811-07988",
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"811-00005",
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"811-05476"
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]
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},
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{
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"directorName": "Evelyn E. Guernsey",
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"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-23383",
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"811-00005",
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"811-06650",
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"811-02871",
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"811-05876",
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"811-02145",
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"811-07538",
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"811-03942",
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"811-03691",
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"811-05476",
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"811-10371",
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"811-07988"
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]
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},
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{
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"directorName": "Mark A. Schmid",
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"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-23383",
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"811-03942",
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"811-07538",
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"811-05876",
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"811-07988",
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"811-03691",
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"811-00005",
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"811-05476",
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"811-06650",
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"811-02871",
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"811-10371",
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"811-02145"
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]
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},
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{
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"directorName": "James L.L. Tullis",
146
"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-03691",
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"811-10371",
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"811-02145",
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"811-05476",
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"811-07988",
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"811-23383",
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"811-02871",
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"811-06650",
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"811-05876",
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"811-00005",
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"811-07538",
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"811-03942"
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]
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},
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{
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"directorName": "Kathleen M. Lutito",
165
"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-07538",
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"811-03691",
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"811-03942",
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"811-23383",
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"811-00005",
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"811-10371",
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"811-05476",
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"811-07988",
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"811-06650",
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"811-02871",
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"811-02145",
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"811-05876"
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]
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},
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{
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"directorName": "Eric C. Fast",
184
"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-06650",
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"811-05876",
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"811-05476",
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"811-10371",
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"811-02871",
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"811-00005",
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"811-02145",
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"811-07538",
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"811-03942",
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"811-07988",
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"811-03691",
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"811-23383"
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]
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},
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{
202
"directorName": "James M. McTaggart",
203
"crdNumber": "000000000",
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"isDirectorInterestedPerson": false,
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"fileNos": [
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"811-03691",
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"811-00005",
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"811-05876",
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"811-02871",
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"811-10371",
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"811-02145",
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"811-03942",
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"811-05476",
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"811-23383",
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"811-06650",
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"811-07988",
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"811-07538"
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]
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},
220
{
221
"directorName": "Douglas B. Sieg",
222
"crdNumber": "002261001",
223
"isDirectorInterestedPerson": true,
224
"fileNos": [
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"811-07538",
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"811-05476",
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"811-07988",
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"811-23383",
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"811-10371",
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"811-03942",
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"811-03691",
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"811-00005",
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"811-02145",
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"811-05876",
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"811-02871",
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"811-06650"
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]
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}
239
],
240
"chiefComplianceOfficers": [
241
{
242
"ccoName": "Joseph M. McGill",
243
"crdNumber": "001496983",
244
"ccoStreet1": "90 HUDSON STREET",
245
"ccoCity": "JERSEY CITY",
246
"ccoState": "NJ",
247
"ccoCountry": "US",
248
"ccoZipCode": "07302",
249
"ccoPhone": "XXXXXX",
250
"isCcoChangedSinceLastFiling": false,
251
"ccoEmployers": [
252
{
253
"ccoEmployerName": "N/A",
254
"ccoEmployerId": "N/A"
255
}
256
]
257
}
258
],
259
"isRegistrantSubmittedMatter": true,
260
"securityMatterSeriesInfo": [
261
{
262
"seriesName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND",
263
"seriesId": "S000006869"
264
}
265
],
266
"isPreviousLegalProceeding": false,
267
"isPreviousProceedingTerminated": false,
268
"isClaimFiled": false,
269
"isCoveredByInsurancePolicy": true,
270
"isClaimFiledDuringPeriod": false,
271
"isFinancialSupportDuringPeriod": false,
272
"isExemptionFromAct": true,
273
"releaseNumbers": [
274
"IC-23122",
275
"IC-32192"
276
],
277
"principalUnderwriters": [
278
{
279
"principalUnderwriterName": "Lord Abbett Distributor LLC",
280
"principalUnderwriterFileNo": "8-00216",
281
"principalUnderwriterCrdNumber": "000000530",
282
"principalUnderwriterLei": "0000000000",
283
"principalUnderWriterState": "NJ",
284
"principalUnderWriterCountry": "US",
285
"isPrincipalUnderwriterAffiliatedWithRegistrant": false
286
}
287
],
288
"isUnderwriterHiredOrTerminated": false,
289
"publicAccountants": [
290
{
291
"publicAccountantName": "Deloitte & Touche LLP",
292
"pcaobNumber": "34",
293
"publicAccountantLei": "00000000000000000000",
294
"publicAccountantState": "NY",
295
"publicAccountantCountry": "US"
296
}
297
],
298
"isPublicAccountantChanged": false,
299
"isMaterialWeakness": false,
300
"isOpinionOffered": false,
301
"isMaterialChange": false,
302
"isAccountingPrincipleChange": false,
303
"isPaymentErrorInNetAssetValue": false,
304
"isPaymentDividend": false
305
},
306
"managementInvestmentQuestionSeriesInfo": [
307
{
308
"mgmtInvFundName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND",
309
"mgmtInvSeriesId": "S000006869",
310
"mgmtInvLei": "549300U1SLPHYW7Y1896",
311
"isFirstFilingByFund": false,
312
"numAuthorizedClass": 3,
313
"numAddedClass": 0,
314
"numTerminatedClass": 0,
315
"sharesOutstanding": [
316
{
317
"sharesOutstandingClassName": "Class A",
318
"sharesOutstandingClassId": "C000018565",
319
"sharesOutstandingTickerSymbol": "LACXX"
320
},
321
{
322
"sharesOutstandingClassName": "Class I",
323
"sharesOutstandingClassId": "C000018564",
324
"sharesOutstandingTickerSymbol": "LAYXX"
325
},
326
{
327
"sharesOutstandingClassName": "Class C",
328
"sharesOutstandingClassId": "C000018567",
329
"sharesOutstandingTickerSymbol": "LCCXX"
330
}
331
],
332
"fundTypes": [
333
"Money Market Fund"
334
],
335
"isNonDiversifiedCompany": false,
336
"isForeignSubsidiary": false,
337
"isFundSecuritiesLending": false,
338
"didFundLendSecurities": false,
339
"paymentToAgentManagerTypes": [
340
"N/A"
341
],
342
"avgPortfolioSecuritiesValue": null,
343
"netIncomeSecuritiesLending": null,
344
"relyOnRules": [
345
"Rule 32a-4 (17 CFR 270.32a-4)",
346
"Rule 22d-1 (17 CFR 270.22d-1)"
347
],
348
"isExpenseLimitationInPlace": false,
349
"isExpenseReducedOrWaived": false,
350
"isFeesWaivedRecoupable": false,
351
"isExpenseWaivedRecoupable": false,
352
"investmentAdvisers": [
353
{
354
"investmentAdviserName": "Lord, Abbett & Co. LLC",
355
"investmentAdviserFileNo": "801-6997",
356
"investmentAdviserCrdNo": "000110391",
357
"investmentAdviserLei": "549300JN4JHMFPO31Y81",
358
"investmentAdviserState": "NJ",
359
"investmentAdviserCountry": "US",
360
"isInvestmentAdviserHired": false
361
}
362
],
363
"transferAgents": [
364
{
365
"transferAgentName": "DST Systems, Inc.",
366
"transferAgentFileNo": "84-00448",
367
"transferAgentLei": "21B7QCD05XOK0YTYOP98",
368
"transferAgentState": "MO",
369
"transferAgentCountry": "US",
370
"isTransferAgentAffiliated": false,
371
"isTransferAgentSubAgent": false
372
}
373
],
374
"isTransferAgentHiredOrTerminated": false,
375
"pricingServices": [
376
{
377
"pricingServiceName": "ICE Data Services, Inc.",
378
"pricingServiceLei": "5493000NQ9LYLDBCTL34",
379
"pricingServiceState": "MA",
380
"pricingServiceCountry": "US",
381
"isPricingServiceAffiliated": false
382
},
383
{
384
"pricingServiceName": "IHS Markit Ltd.",
385
"pricingServiceLei": "549300HLPTRASHS0E726",
386
"pricingServiceCountry": "GB",
387
"isPricingServiceAffiliated": false
388
},
389
{
390
"pricingServiceName": "Refinitiv US Holdings Inc.",
391
"pricingServiceLei": "549300NF240HXJO7N016",
392
"pricingServiceState": "NY",
393
"pricingServiceCountry": "US",
394
"isPricingServiceAffiliated": false
395
},
396
{
397
"pricingServiceName": "Bloomberg L.P.",
398
"pricingServiceLei": "549300B56MD0ZC402L06",
399
"pricingServiceState": "NY",
400
"pricingServiceCountry": "US",
401
"isPricingServiceAffiliated": false
402
}
403
],
404
"isPricingServiceHiredOrTerminated": false,
405
"custodians": [
406
{
407
"custodianName": "State Street Bank and Trust Company",
408
"custodianLei": "571474TGEMMWANRLN572",
409
"custodianState": "MA",
410
"custodianCountry": "US",
411
"isCustodianAffiliated": false,
412
"isSubCustodian": false,
413
"custodyType": "Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))"
414
}
415
],
416
"isCustodianHiredOrTerminated": false,
417
"shareholderServicingAgents": [
418
{
419
"shareholderServiceAgentName": "DST Systems, Inc.",
420
"shareholderServiceAgentLei": "21B7QCD05XOK0YTYOP98",
421
"shareholderServiceAgentState": "MO",
422
"shareholderServiceAgentCountry": "US",
423
"isShareholderServiceAgentAffiliated": false,
424
"isShareholderServiceAgentSubShare": false
425
}
426
],
427
"isShareholderServiceHiredTerminated": false,
428
"admins": [
429
{
430
"adminName": "Lord, Abbett & Co. LLC",
431
"adminLei": "549300JN4JHMFPO31Y81",
432
"adminState": "NJ",
433
"adminCountry": "US",
434
"isAdminAffiliated": true,
435
"isAdminSubAdmin": false
436
}
437
],
438
"isAdminHiredOrTerminated": false,
439
"aggregateCommission": 0,
440
"principalTransactions": [
441
{
442
"principalName": "Goldman Sachs & Co. LLC",
443
"principalFileNo": "8-129",
444
"principalCrdNo": "000000361",
445
"principalLei": "FOR8UP27PHTHYVLBNG30",
446
"principalState": "NY",
447
"principalCountry": "US",
448
"principalTotalPurchaseSale": 407675114.84
449
},
450
{
451
"principalName": "State Street Bank and Trust Company",
452
"principalFileNo": "N/A",
453
"principalCrdNo": "000000000",
454
"principalLei": "571474TGEMMWANRLN572",
455
"principalState": "MA",
456
"principalCountry": "US",
457
"principalTotalPurchaseSale": 4234696339.35
458
},
459
{
460
"principalName": "HSBC Securities (USA) Inc.",
461
"principalFileNo": "8-41562",
462
"principalCrdNo": "000019585",
463
"principalLei": "CYYGQCGNHMHPSMRL3R97",
464
"principalState": "NY",
465
"principalCountry": "US",
466
"principalTotalPurchaseSale": 15545690.98
467
},
468
{
469
"principalName": "National Financial Services LLC",
470
"principalFileNo": "8-26740",
471
"principalCrdNo": "000013041",
472
"principalLei": "549300JRHF1MHHWUAW04",
473
"principalState": "MA",
474
"principalCountry": "US",
475
"principalTotalPurchaseSale": 24405000000.03
476
},
477
{
478
"principalName": "Nomura Securities International, Inc.",
479
"principalFileNo": "8-15255",
480
"principalCrdNo": "000004297",
481
"principalLei": "OXTKY6Q8X53C9ILVV871",
482
"principalState": "NY",
483
"principalCountry": "US",
484
"principalTotalPurchaseSale": 93817065.72
485
},
486
{
487
"principalName": "J.P. Morgan Securities LLC",
488
"principalFileNo": "8-35008",
489
"principalCrdNo": "000000079",
490
"principalLei": "ZBUT11V806EZRVTWT807",
491
"principalState": "NY",
492
"principalCountry": "US",
493
"principalTotalPurchaseSale": 10593465170.33
494
},
495
{
496
"principalName": "Barclays Capital Inc.",
497
"principalFileNo": "8-41342",
498
"principalCrdNo": "000019714",
499
"principalLei": "AC28XWWI3WIBK2824319",
500
"principalState": "NY",
501
"principalCountry": "US",
502
"principalTotalPurchaseSale": 144757838.89
503
},
504
{
505
"principalName": "TD Securities (USA) LLC",
506
"principalFileNo": "8-36747",
507
"principalCrdNo": "000018476",
508
"principalLei": "SUVUFHICNZMP2WKHG940",
509
"principalState": "NY",
510
"principalCountry": "US",
511
"principalTotalPurchaseSale": 3219956932.92
512
},
513
{
514
"principalName": "UBS Securities LLC",
515
"principalFileNo": "8-22651",
516
"principalCrdNo": "000007654",
517
"principalLei": "T6FIZBDPKLYJKFCRVK44",
518
"principalState": "NY",
519
"principalCountry": "US",
520
"principalTotalPurchaseSale": 29685312.5
521
}
522
],
523
"principalAggregatePurchase": 43144599465.56,
524
"isBrokerageResearchPayment": false,
525
"dailyAvgNetAssets": 318545749.93,
526
"hasLineOfCredit": false,
527
"isInterFundLending": false,
528
"isInterFundBorrowing": false
529
}
530
],
531
"attachmentsTab": {
532
"isIPAReportInternalControl": true,
533
"isInfoRequiredEO": true
534
},
535
"signature": {
536
"registrantSignedName": "LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND",
537
"signedDate": "2019-09-09",
538
"signature": "Vito Fronda",
539
"title": "Treasurer"
540
}
541
},
542
// cut off for brevity
543
]
544
}
545
Response Structure of Bulk Download Endpoints
/bulk/form-ncen/YEAR/YEAR-MONTH.jsonl.gz
Decompressed JSONL Example
1
{"formType":"N-CEN","seriesClass": "{...}","generalInfo": "{...}","registrantInfo": "{...}","managementInvestmentQuestionSeriesInfo": "{...}","attachmentsTab": "{...}","signature": "{...}","accessionNo":"0001752724-25-025892","filedAt":"2025-04-01T17:30:54-04:00","id":"201ccfd8ed1911b9b3ac93a74db53d23"}
2
{ ... }
3
{ ... }
/bulk/form-ncen/index.json
index.json Example
1
[
2
{
3
"key": "2025/2025-04.jsonl.gz",
4
"updatedAt": "2025-04-03T14:06:44.000Z",
5
"size": 4456349
6
},
7
{
8
"key": "2025/2025-03.jsonl.gz",
9
"updatedAt": "2025-04-03T14:06:34.000Z",
10
"size": 106764954
11
},
12
// ... more files
13
]
Rule 30a-1 Key Aspects
Rule 30a-1 under the Investment Company Act of 1940, adopted by the SEC on October 13, 2016 and effective as of June 1, 2018, requires registered investment companies to file annual reports with the SEC on Form N-CEN. This rule ensures the collection of standardized, structured data to support regulatory oversight and improve transparency in the fund industry. It replaced the outdated Form N-SAR as part of the SEC’s broader Investment Company Reporting Modernization initiative.
Provisions of Rule 30a-1
- Annual Reporting Requirement
- Registered investment companies must file Form N-CEN once per fiscal year.
- Unit investment trusts (UITs) file based on the calendar year.
- Filing Deadlines
- Due within 75 days of the end of the relevant reporting period.
- Filed electronically in XML format via EDGAR.
- Scope of Information Required
- Fund identifiers and organizational details
- Service providers (e.g., auditor, custodian)
- Classification and regulatory status of the fund
- Participation in securities lending, derivatives, and liquidity programs
- Compliance and fair valuation disclosures
- Applies To:
- Open-end and closed-end management investment companies
- Exchange-traded funds (ETFs)
- Unit investment trusts (UITs)
Rationale for Rule 30a-1
- Enables the SEC to collect uniform, machine-readable data across all registered funds.
- Replaces outdated reporting formats (e.g., Form N-SAR) with structured data that improves analysis and oversight.
- Enhances investor protection by ensuring transparency of fund operations, service providers, and regulatory compliance.
References
For more information about Form N-CEN filings and additional resources, visit the following websites: