Regulation A Offering Statements API
The Regulation A Offering Statements API enables filtering the notifications part (Part I) of Form 1-A, 1-K, and 1-Z filings published on the SEC EDGAR database since 2015. The API accepts search queries as JSON-formatted payload and returns the matching filings in JSON format.
Offering Statements under Regulation A of the Securities Act of 1933 allow smaller companies to access public capital markets without the full regulatory burden of a traditional IPO. Instead of a single SEC "Reg-A" filing, the offering process is segmented into three forms: Form 1-A, Form 1-K, and Form 1-Z. Form 1-A is used for the initial offering statement, Form 1-K for annual reports, and Form 1-Z for exit reports. Those filings provide essential disclosures about the offering and the issuer's financial condition and are submitted electronically via EDGAR.
Form 1-A filing in JSON format
1
{
2
"id": "f8440d5a849931f9283e4d53e1acc84f",
3
"accessionNo": "0001731122-24-001065",
4
"fileNo": "024-12457",
5
"formType": "1-A",
6
"filedAt": "2024-07-02T16:57:46-04:00",
7
"cik": "1781324",
8
"ticker": "",
9
"companyName": "CONCREIT FUND I LLC",
10
"employeesInfo": [
11
{
12
"issuerName": "Concreit Fund I LLC",
13
"jurisdictionOrganization": "DE",
14
"yearIncorporation": "2019",
15
"cik": "0001781324",
16
"sicCode": 6798,
17
"irsNum": "84-2200971",
18
"fullTimeEmployees": 0,
19
"partTimeEmployees": 0
20
}
21
],
22
"issuerInfo": {
23
"street1": "1201 3rd Avenue",
24
"street2": "Suite 2200",
25
"city": "Seattle",
26
"stateOrCountry": "WA",
27
"zipCode": "98101",
28
"phoneNumber": "206-607-6080",
29
"connectionName": "Saher Hamideh",
30
"industryGroup": "Other",
31
"cashEquivalents": 566500,
32
"investmentSecurities": 7541629,
33
"accountsReceivable": 59921,
34
"propertyPlantEquipment": 0,
35
"totalAssets": 8168050,
36
"accountsPayable": 65597,
37
"longTermDebt": 0,
38
"totalLiabilities": 65597,
39
"totalStockholderEquity": 8102453,
40
"totalLiabilitiesAndEquity": 8168050,
41
"totalRevenues": 628213,
42
"costAndExpensesApplToRevenues": 178952,
43
"depreciationAndAmortization": 0,
44
"netIncome": 449261,
45
"earningsPerShareBasic": 0.06,
46
"earningsPerShareDiluted": 0.06,
47
"nameAuditor": "dbbmckennon LLC"
48
},
49
"commonEquity": [
50
{
51
"commonEquityClassName": "Investor Shares",
52
"outstandingCommonEquity": 8466243,
53
"commonCusipEquity": "000000000",
54
"publiclyTradedCommonEquity": "-"
55
}
56
],
57
"preferredEquity": [
58
{
59
"preferredEquityClassName": "-",
60
"outstandingPreferredEquity": 0,
61
"preferredCusipEquity": "000000000",
62
"publiclyTradedPreferredEquity": "-"
63
}
64
],
65
"debtSecurities": [
66
{
67
"debtSecuritiesClassName": "-",
68
"outstandingDebtSecurities": 0,
69
"cusipDebtSecurities": "000000000",
70
"publiclyTradedDebtSecurities": "-"
71
}
72
],
73
"issuerEligibility": {
74
"certifyIfTrue": true
75
},
76
"applicationRule262": {
77
"certifyIfNotDisqualified": true
78
},
79
"summaryInfo": {
80
"indicateTier1Tier2Offering": "Tier2",
81
"financialStatementAuditStatus": "Audited",
82
"securitiesOfferedTypes": [
83
"Equity (common or preferred stock)"
84
],
85
"offerDelayedContinuousFlag": true,
86
"offeringYearFlag": true,
87
"offeringAfterQualifFlag": false,
88
"offeringBestEffortsFlag": true,
89
"solicitationProposedOfferingFlag": true,
90
"resaleSecuritiesAffiliatesFlag": false,
91
"securitiesOffered": 74150486,
92
"outstandingSecurities": 8742177,
93
"pricePerSecurity": 0.96,
94
"issuerAggregateOffering": 71184467,
95
"securityHolderAggegate": 0,
96
"qualificationOfferingAggregate": 3815533,
97
"concurrentOfferingAggregate": 0,
98
"totalAggregateOffering": 75000000,
99
"salesCommissionsServiceProviderName": "Dalmore Group, LLC",
100
"salesCommissionsServiceProviderFees": 750000,
101
"auditorServiceProviderName": "dbbmckennon LLC",
102
"auditorFees": 40000,
103
"legalServiceProviderName": "Geraci LLP",
104
"legalFees": 10000,
105
"brokerDealerCrdNumber": "000132162"
106
},
107
"juridictionSecuritiesOffered": {
108
"jurisdictionsOfSecOfferedSame": true,
109
"issueJuridicationSecuritiesOffering": [
110
"AL",
111
"AK",
112
"AZ",
113
// cut off for brevity
114
"WI",
115
"WY",
116
"DC"
117
],
118
"dealersJuridicationSecuritiesOffering": [
119
"AL",
120
"AK",
121
"AZ",
122
// cut off for brevity
123
"WI",
124
"WY",
125
"DC"
126
]
127
},
128
"securitiesIssued": [
129
{
130
"securitiesIssuerName": "Concreit Fund I LLC",
131
"securitiesIssuerTitle": "Investor Shares",
132
"securitiesIssuedTotalAmount": 97343,
133
"securitiesPrincipalHolderAmount": 0,
134
"securitiesIssuedAggregateAmount": "$93,449 ($0.96 average price per Investor Share)"
135
}
136
],
137
"unregisteredSecuritiesAct": {
138
"securitiesActExcemption": "Common Shares - Section 4(a)(2) of the Securities Act of 1933; Investor Shares - Rule 506(c) Regulation D"
139
}
140
}
141
Each filing comprises three sections: Part I (Notification): Metadata including issuer details, offering amount, and securities classification. This part is submitted as structured XML documents to the EDGAR system. Part II (Offering Circular): Narrative disclosures covering business operations, risk factors, financial statements, and management. Part III (Exhibits): Supporting documents such as legal opinions, underwriting agreements, and material contracts. For Tier 2 offerings, financial statements must be audited, while Tier 1 offerings may include unaudited financials subject to state-level requirements. This API provides access to the metadata elements of Part I in structured JSON format.
Dataset size:
More than 12,000 Form 1-A, 1-K and 1-Z filings originally filed in XML format since June 2015 to present.
Data update frequency:
New filings are indexed and searchable within 300 milliseconds of being published on EDGAR.
Survivorship bias free:
Yes. The dataset includes all Form 1-A, 1-K, and 1-Z filings, covering both active and historical offerings.
API Endpoints
Search All API
The Search All API allows searching and filtering all types of Form 1-A, 1-K and 1-Z filings published on the SEC EDGAR database since 2015 to present. The API accepts search queries as JSON formatted payload and returns the matching filings in JSON format. The API endpoint is:
https://api.sec-api.io/reg-a/search
Supported HTTP methods: POST
Request and response content type: JSON
Form 1-A Offering Statements API
The Form 1-A API allows searching and filtering all Form 1-A Offering Statement filings, amendments filed in Form 1-A/A and Form 1-A POS, as well as withdrawals filed in Form 1-A-W published on the SEC EDGAR database since 2015 to present. The API accepts search queries as JSON formatted payload and returns the matching filings in JSON format. The API endpoint is:
https://api.sec-api.io/reg-a/form-1a
Supported HTTP methods: POST
Request and response content type: JSON
Form 1-K Annual Reports API
The Form 1-K API allows searching and filtering all Form 1-K Annual Report filings as well as amendments filed in Form 1-K/A published on the SEC EDGAR database since 2015 to present. The API accepts search queries as JSON formatted payload and returns the matching filings in JSON format. The API endpoint is:
https://api.sec-api.io/reg-a/form-1k
Supported HTTP methods: POST
Request and response content type: JSON
Form 1-Z Exit Reports API
The Form 1-Z API allows searching and filtering all Form 1-Z Exit Report filings as well as amendments filed in Form 1-Z/A published on the SEC EDGAR database since 2015 to present. The API accepts search queries as JSON formatted payload and returns the matching filings in JSON format. The API endpoint is:
https://api.sec-api.io/reg-a/form-1z
Supported HTTP methods: POST
Request and response content type: JSON
Authentication
To authenticate API requests, use the API key displayed in your user profile. Utilize the API key in one of two ways. Choose the method that best fits your use case:
- Authorization Header: Set the API key as an
Authorizationheader. For instance, before sending aPOSTrequest tohttps://api.sec-api.io/reg-a/search, ensure the header is set as follows:Authorization: YOUR_API_KEY. Do not include any prefix likeBearer. - Query Parameter: Alternatively, append your API key directly to the URL as a query parameter. For example, when making
POSTrequests, use the URLhttps://api.sec-api.io/reg-a/search?token=YOUR_API_KEYinstead of the base endpoint.
General Request Structure
The following request parameters are supported:
query(string) - The search criteria in the formatfield:valuedefining thefieldto search in and thevalueto search for in this field. The search expression is written in Lucene syntax and supportsANDandORoperators. Examples:cik:4568orfiledAt:[2019-01-01 TO 2022-12-31].from(integer) - Pagination control to specify the starting position of the results. Max: 10000. Default: 0.size(integer) - The number of Reg A filings to be returned in one response. Default: 50. Max: 50.sort(array) - Specifies the field by which results should be sorted. By default, results are sorted byfiledAtin descending order, starting with the most recent filings:[{ "filedAt": { "order": "desc" } }]
Example Request
Find the two most recently filings submitted filings for the company with CIK 1277575.
JSON
1
{
2
"query": "cik:1277575",
3
"from": "0",
4
"size": "2",
5
"sort": [{ "filedAt": { "order": "desc" } }]
6
}
Further request examples can be found in the respective sections for the Search All, Form 1-A, Form 1-K and Form 1-Z APIs.
General Response Structure
When the API locates matches within the Reg A database, it returns a JSON response including two fields: total and data. The value field inside the total object indicates the total number of Form 1-A/1-K/1-Z filings that match the search criteria, while the data field contains an array of Form 1-A, 1-K and 1-Z filing objects that match the query. The maximum number of metadata objects inside thedata array is determined by the size and limited to 50. Each filing of the different filing types comprise different fields which are described in the following sections for Form 1-A, Form 1-K and Form 1-Z.
Search All API
This API combines all of Regulation A filings under a single searchable endpoint - especially useful to find all offering filings for a single company (search by cik) or a single offering campaign (search by fileNo).
Request Examples
JSON
1
{
2
"query": "cik:1277575",
3
"from": "0",
4
"size": "2",
5
"sort": [{ "filedAt": { "order": "desc" } }]
6
}
Find all Offering Statement, Annual Report and Exit Report filings for the company with cik 1277575.
JSON
1
{
2
"query": "fileNo:24R-00102",
3
"from": "0",
4
"size": "50",
5
"sort": [{ "filedAt": { "order": "desc" } }]
6
}
Find all Offering Statement, Annual Report and Exit Report filings for the offering process filed in the EDGAR system under filing number 24R-00102. This is a good way to find related filings.
Response Structure
When the Search All API locates matches within the Reg A database, it returns the JSON objects with the fields depending on the filing type as described in the following sections for Form 1-A, Form 1-K and Form 1-Z filings.
Form 1-A Offering Statements API
Request Examples
Find all Form 1-A filings for companies incorporated in the year 2017 and list the 10 most recent filings.
JSON
1
{
2
"query": "employeesInfo.yearIncorporation:\"2017\"",
3
"from": "0",
4
"size": "10",
5
"sort": [{ "filedAt": { "order": "desc" } }]
6
}
Find all Form 1-A filings with an aggregated offering amount larger than $1,000,000 and list the 10 most recent filings.
JSON
1
{
2
"query": "employeesInfo.yearIncorporation:\"2017\"",
3
"from": "0",
4
"size": "10",
5
"sort": [{ "filedAt": { "order": "desc" } }]
6
}
Response Structure
Each Form 1-A, 1-A/A and 1-A POS filing comprises the following fields. Please note that the Form 1-A-W do not contain any structured data in the SEC EDGAR system. This API therefore only returns the first seven metadata fields listed below (id through companyName).
id(string) - System-internal unique identifier of the filing record.accessionNo(string) - Unique accession number of the Form 1-A filing, e.g.0001731122-24-001065.fileNo(string) - Unique identifier used to reference and track filings of the same process, e.g.020-34763formType(string) - The form type of the SEC filing. Possible Values:1-A,1-A/A,1-A POSfiledAt(date) - The timestamp when the filing was accepted by SEC EDGAR, e.g.2024-05-15T16:17:15-04:00.periodOfReport(date) - The reporting period covered by this Form 1-A submission. Format:YYYY-MM-DD, e.g.2024-06-30. In annual reports this corresponds to the fiscal year end.cik(string) - Central Index Key (CIK) of the reporting entity, e.g.1021408. This is a unique identifier assigned by the SEC to the filer. Leading zeros are omitted.ticker(string) - If the filer represents a publicly traded company, the stock ticker symbol of the filer at the time of filing.companyName(string) - The legal name of the issuer as provided in the filing, e.g.ALPHABET INC.employeesInfo(object)issuerName(string) - The registered name of the issuer as stated in its charter.jurisdictionOrganization(string) - The jurisdiction under which the issuer is organized or incorporated.yearIncorporation(string) - The year the issuer was incorporated.cik(string) - Central Index Key (CIK) of the reporting entity, e.g.1021408. This is a unique identifier assigned by the SEC to the filer. Leading zeros are omitted.sicCode(number) - The Standard Industrial Classification (SIC) code representing the issuer’s primary business activity.irsNum(string) - The issuer’s IRS Employer Identification Number.fullTimeEmployees(number) - Total number of full-time employees as reported by the issuer.partTimeEmployees(number) - Total number of part-time employees as reported by the issuer.
issuerInfo(object)street1(string) - Primary street address of the issuer’s principal executive offices.street2(string) - Secondary address line for the issuer’s principal executive offices.city(string) - City where the issuer’s principal office is located.stateOrCountry(string) - State or country of the issuer’s principal office address.zipCode(string) - Postal code for the issuer’s principal office.phoneNumber(string) - Telephone number for the issuer’s principal office.connectionName(string) - Name of the primary contact for correspondence regarding the filing.connectionStreet1(string) - Primary street address for the designated contact.connectionStreet2(string) - Secondary address line for the designated contact.connectionCity(string) - City of the contact person’s address.connectionStateOrCountry(string) - State or country of the contact person’s address.connectionZipCode(string) - Postal code for the contact person’s address.connectionPhoneNumber(string) - Telephone number of the designated contact.commentsEmailAddress(object) - Email address for receiving comments or queries about the filing.industryGroup(string) - Industry group classification for the issuer as defined by SEC guidelines. Possible Values:Banking,Insurance,OthercashEquivalents(number) - Reported value of cash and cash equivalents on the balance sheet.investmentSecurities(number) - Value of investment securities held by the issuer.totalInvestments(number) - Total value of all investments reported by the issuer.accountsReceivable(number) - Total accounts receivable as reported in the financial statements.loans(number) - Value of loans reported by the issuer.propertyPlantEquipment(number) - Value of property, plant, and equipment as reported on the balance sheet.propertyAndEquipment(number) - Combined value of property and equipment reported by the issuer.totalAssets(number) - Total assets reported in the issuer’s financial statements.accountsPayable(number) - Total accounts payable as reported in the financial statements.policyLiabilitiesAndAccruals(number) - Total policy liabilities and accruals reported by the issuer.deposits(number) - Reported value of deposits on the balance sheet.longTermDebt(number) - Total long-term debt obligations reported by the issuer.totalLiabilities(number) - Total liabilities reported in the issuer’s financial statements.totalStockholderEquity(number) - Total stockholder equity reported in the financial statements.totalLiabilitiesAndEquity(number) - Combined total of liabilities and stockholder equity.totalRevenues(number) - Total revenues generated during the reporting period.totalInterestIncome(number) - Total interest income reported by the issuer.costAndExpensesApplToRevenues(number) - Total costs and expenses allocated to revenues.totalInterestExpenses(number) - Total interest expenses incurred by the issuer.depreciationAndAmortization(number) - Depreciation and amortization expenses reported.netIncome(number) - Net income as reported in the financial statements.earningsPerShareBasic(number) - Basic earnings per share calculated from the financial statements.earningsPerShareDiluted(number) - Diluted earnings per share calculated from the financial statements.nameAuditor(string) - Name of the auditor responsible for auditing the issuer’s financial statements.
commonEquity(object)commonEquityClassName(string) - Designation or name of the common equity class.outstandingCommonEquity(number) - Number of common equity shares outstanding.commonCusipEquity(string) - CUSIP identifier for the common equity class.publiclyTradedCommonEquity(string) - Indicator specifying whether the common equity is publicly traded.
preferredEquity(object)preferredEquityClassName(string) - Designation or name of the preferred equity class.outstandingPreferredEquity(number) - Number of preferred equity shares outstanding.preferredCusipEquity(string) - CUSIP identifier for the preferred equity class.publiclyTradedPreferredEquity(string) - Indicator specifying whether the preferred equity is publicly traded.
debtSecurities(object)debtSecuritiesClassName(string) - Designation or name of the debt securities class.outstandingDebtSecurities(number) - Total amount of debt securities outstanding.cusipDebtSecurities(string) - CUSIP identifier for the debt securities.publiclyTradedDebtSecurities(string) - Indicator specifying whether the debt securities are publicly traded.
issuerEligibility(object)certifyIfTrue(boolean) - Certification flag confirming that the issuer meets the SEC’s eligibility requirements.
applicationRule262(object)certifyIfNotDisqualified(boolean) - Certification that the issuer is not disqualified under SEC Rule 262.certifyIfBadActor(boolean) - Indicator flag for any 'bad actor' disqualifications under SEC regulations.
summaryInfo(object)indicateTier1Tier2Offering(string) - Indicator specifying if the offering is classified as Tier 1 or Tier 2. Possible Values:Tier1,Tier2financialStatementAuditStatus(string) - Status indicating whether the financial statements are audited or unaudited. Possible Values:Unaudited,AuditedsecuritiesOfferedTypes(string) - Keyword list of types of securities offered (e.g., equity, debt). Possible Values:Equity (common or preferred stock),Debt,Option, warrant or other right to acquire another security,Security to be acquired upon exercise of option, warrant or other right to acquire security,Tenant-in-common securities,Other(describe)securitiesOfferedOtherDesc(string) - Additional descriptive details for securities offered when categorized as 'Other'.offerDelayedContinuousFlag(boolean) - Boolean flag indicating if the offering is delayed or continuous.offeringYearFlag(boolean) - Boolean flag indicating if the offering is tied to a specific offering year.offeringAfterQualifFlag(boolean) - Boolean flag indicating if the offering follows qualification.offeringBestEffortsFlag(boolean) - Boolean flag indicating if the offering is conducted on a best efforts basis.solicitationProposedOfferingFlag(boolean) - Boolean flag indicating if the offering involves solicitation efforts.resaleSecuritiesAffiliatesFlag(boolean) - Boolean flag indicating if the securities offered include those for resale by affiliates.securitiesOffered(number) - Total number of securities offered in the transaction.outstandingSecurities(number) - Total number of securities currently outstanding.pricePerSecurity(number) - Offering price per individual security.issuerAggregateOffering(number) - Aggregate monetary value of the securities offered by the issuer.securityHolderAggegate(number) - Aggregate value of securities held by existing security holders.qualificationOfferingAggregate(number) - Aggregate amount for securities offered as part of the qualification process.concurrentOfferingAggregate(number) - Aggregate amount for any concurrent offerings.totalAggregateOffering(number) - Total aggregate value of the offering.underwritersServiceProviderName(string) - Name of the underwriter or service provider managing the offering.underwritersFees(number) - Fees charged by the underwriters for their services.salesCommissionsServiceProviderName(string) - Name of the service provider handling sales commissions.salesCommissionsServiceProviderFees(number) - Fees associated with sales commissions services.findersFeesServiceProviderName(string) - Name of the service provider for finder’s fees.finderFeesFee(number) - Fee charged for finder’s services.auditorServiceProviderName(string) - Name of the service provider for auditing services.auditorFees(number) - Fees associated with auditor services.legalServiceProviderName(string) - Name of the legal services provider involved in the offering.legalFees(number) - Fees associated with legal services.promotersServiceProviderName(string) - Name of the service provider for promotional activities.promotersFees(number) - Fees charged for promotional services.blueSkyServiceProviderName(string) - Name of the Blue Sky compliance service provider.blueSkyFees(number) - Fees associated with Blue Sky compliance services.brokerDealerCrdNumber(string) - CRD number assigned to the broker-dealer involved in the offering.estimatedNetAmount(number) - Estimated net proceeds to be received by the issuer after deductions.clarificationResponses(string) - Additional clarification or responses regarding the offering details.
juridictionSecuritiesOffered(object)jurisdictionsOfSecOfferedNone(boolean) - Boolean indicator showing if no jurisdictions are specified for the securities offering.jurisdictionsOfSecOfferedSame(boolean) - Boolean indicator showing if the same jurisdictions apply across the offering.issueJuridicationSecuritiesOffering(string) - List of jurisdictions applicable to the issuance of the securities offering.dealersJuridicationSecuritiesOffering(string) - List of jurisdictions applicable to dealers involved in the securities offering.
unregisteredSecurities(object)ifUnregsiteredNone(boolean) - Boolean indicator showing if no unregistered securities have been issued.
securitiesIssued(object)securitiesIssuerName(string) - Name of the issuer of the securities that have been issued.securitiesIssuerTitle(string) - Title or position of the issuer in relation to the issued securities.securitiesIssuedTotalAmount(number) - Total amount of securities that have been issued.securitiesPrincipalHolderAmount(number) - Amount of securities held by the principal security holder.securitiesIssuedAggregateAmount(string) - Aggregate amount of securities issued.aggregateConsiderationBasis(string) - Basis on which the aggregate consideration for the issued securities is calculated.
unregisteredSecuritiesAct(object)securitiesActExcemption(string) - Exemption details under the Securities Act applicable to unregistered securities.
Response Example - Form 1-A Offering Statement
JSON
1
{
2
"total": {
3
"value": 8586,
4
"relation": "eq"
5
},
6
"data": [
7
{
8
"id": "f8440d5a849931f9283e4d53e1acc84f",
9
"accessionNo": "0001731122-24-001065",
10
"fileNo": "024-12457",
11
"formType": "1-A",
12
"filedAt": "2024-07-02T16:57:46-04:00",
13
"cik": "1781324",
14
"ticker": "",
15
"companyName": "CONCREIT FUND I LLC",
16
"employeesInfo": [
17
{
18
"issuerName": "Concreit Fund I LLC",
19
"jurisdictionOrganization": "DE",
20
"yearIncorporation": "2019",
21
"cik": "0001781324",
22
"sicCode": 6798,
23
"irsNum": "84-2200971",
24
"fullTimeEmployees": 0,
25
"partTimeEmployees": 0
26
}
27
],
28
"issuerInfo": {
29
"street1": "1201 3rd Avenue",
30
"street2": "Suite 2200",
31
"city": "Seattle",
32
"stateOrCountry": "WA",
33
"zipCode": "98101",
34
"phoneNumber": "206-607-6080",
35
"connectionName": "Saher Hamideh",
36
"industryGroup": "Other",
37
"cashEquivalents": 566500,
38
"investmentSecurities": 7541629,
39
"accountsReceivable": 59921,
40
"propertyPlantEquipment": 0,
41
"totalAssets": 8168050,
42
"accountsPayable": 65597,
43
"longTermDebt": 0,
44
"totalLiabilities": 65597,
45
"totalStockholderEquity": 8102453,
46
"totalLiabilitiesAndEquity": 8168050,
47
"totalRevenues": 628213,
48
"costAndExpensesApplToRevenues": 178952,
49
"depreciationAndAmortization": 0,
50
"netIncome": 449261,
51
"earningsPerShareBasic": 0.06,
52
"earningsPerShareDiluted": 0.06,
53
"nameAuditor": "dbbmckennon LLC"
54
},
55
"commonEquity": [
56
{
57
"commonEquityClassName": "Investor Shares",
58
"outstandingCommonEquity": 8466243,
59
"commonCusipEquity": "000000000",
60
"publiclyTradedCommonEquity": "-"
61
}
62
],
63
"preferredEquity": [
64
{
65
"preferredEquityClassName": "-",
66
"outstandingPreferredEquity": 0,
67
"preferredCusipEquity": "000000000",
68
"publiclyTradedPreferredEquity": "-"
69
}
70
],
71
"debtSecurities": [
72
{
73
"debtSecuritiesClassName": "-",
74
"outstandingDebtSecurities": 0,
75
"cusipDebtSecurities": "000000000",
76
"publiclyTradedDebtSecurities": "-"
77
}
78
],
79
"issuerEligibility": {
80
"certifyIfTrue": true
81
},
82
"applicationRule262": {
83
"certifyIfNotDisqualified": true
84
},
85
"summaryInfo": {
86
"indicateTier1Tier2Offering": "Tier2",
87
"financialStatementAuditStatus": "Audited",
88
"securitiesOfferedTypes": [
89
"Equity (common or preferred stock)"
90
],
91
"offerDelayedContinuousFlag": true,
92
"offeringYearFlag": true,
93
"offeringAfterQualifFlag": false,
94
"offeringBestEffortsFlag": true,
95
"solicitationProposedOfferingFlag": true,
96
"resaleSecuritiesAffiliatesFlag": false,
97
"securitiesOffered": 74150486,
98
"outstandingSecurities": 8742177,
99
"pricePerSecurity": 0.96,
100
"issuerAggregateOffering": 71184467,
101
"securityHolderAggegate": 0,
102
"qualificationOfferingAggregate": 3815533,
103
"concurrentOfferingAggregate": 0,
104
"totalAggregateOffering": 75000000,
105
"salesCommissionsServiceProviderName": "Dalmore Group, LLC",
106
"salesCommissionsServiceProviderFees": 750000,
107
"auditorServiceProviderName": "dbbmckennon LLC",
108
"auditorFees": 40000,
109
"legalServiceProviderName": "Geraci LLP",
110
"legalFees": 10000,
111
"brokerDealerCrdNumber": "000132162"
112
},
113
"juridictionSecuritiesOffered": {
114
"jurisdictionsOfSecOfferedSame": true,
115
"issueJuridicationSecuritiesOffering": [
116
"AL",
117
"AK",
118
"AZ",
119
// cut off for brevity
120
"WI",
121
"WY",
122
"DC"
123
],
124
"dealersJuridicationSecuritiesOffering": [
125
"AL",
126
"AK",
127
"AZ",
128
// cut off for brevity
129
"WI",
130
"WY",
131
"DC"
132
]
133
},
134
"securitiesIssued": [
135
{
136
"securitiesIssuerName": "Concreit Fund I LLC",
137
"securitiesIssuerTitle": "Investor Shares",
138
"securitiesIssuedTotalAmount": 97343,
139
"securitiesPrincipalHolderAmount": 0,
140
"securitiesIssuedAggregateAmount": "$93,449 ($0.96 average price per Investor Share)"
141
}
142
],
143
"unregisteredSecuritiesAct": {
144
"securitiesActExcemption": "Common Shares - Section 4(a)(2) of the Securities Act of 1933; Investor Shares - Rule 506(c) Regulation D"
145
}
146
},
147
// cut off for brevity
148
]
149
}
150
Form 1-K Annual Reports API
Request Example
Find all Form 1-K Annual Report filings which state that less than 7,500 securities of the offering were sold up to the filing date and list the 5 most recent filings.
JSON
1
{
2
"query": "summaryInfo.offeringSecuritiesSold < 7500",
3
"from": "0",
4
"size": "5",
5
"sort": [{ "filedAt": { "order": "desc" } }]
6
}
Response Structure
Each Form 1-K and 1-K/A filing comprises the following fields:
id(string) - System-internal unique identifier of the filing record.accessionNo(string) - Unique accession number of the Form 1-K filing, e.g.0001213900-25-007971.fileNo(string) - Unique identifier used to reference and track filings of the same process, e.g.020-34763formType(string) - The form type of the SEC filing. Possible Values:1-K,1-K/AfiledAt(date) - The timestamp when the filing was accepted by SEC EDGAR, e.g.2024-05-15T16:17:15-04:00.periodOfReport(date) - The reporting period covered by this Form 1-K submission. Format:YYYY-MM-DD, e.g.2024-06-30. In annual reports this corresponds to the fiscal year end.cik(string) - Central Index Key (CIK) of the reporting entity, e.g.1021408. This is a unique identifier assigned by the SEC to the filer. Leading zeros are omitted.ticker(string) - If the filer represents a publicly traded company, the stock ticker symbol of the filer at the time of filing.companyName(string) - The legal name of the issuer as provided in the filing, e.g.ALPHABET INC.item1(object)formIndication(string) - Specifies the report type, indicating whether the filing is an Annual Report or a Special Financial Report as defined by the Form Indication Type. Possible Values:Annual Report,Special Financial Report for the fiscal yearfiscalYearEnd(date) - Represents the end date of the issuer’s fiscal year covered by the filing. The date string format isMM-DD-YYYY, e.g.06-30-2024.street1(string) - Primary street address of the issuer’s principal executive offices.street2(string) - Secondary address information for the issuer’s principal executive offices, if applicable.city(string) - City where the issuer’s principal executive offices are located.stateOrCountry(string) - State or country corresponding to the issuer’s address.zipCode(string) - Postal code for the issuer’s principal executive offices.phoneNumber(string) - Primary contact phone number for the issuer’s principal executive offices.issuedSecuritiesTitle(string) - Designation or title of the class of securities issued under Regulation A.
item1Info(object)issuerName(string) - Official name of the issuer as registered with the SEC.cik(string) - Central Index Key (CIK) of the reporting entity, e.g.1021408. This is a unique identifier assigned by the SEC to the filer. Leading zeros are omitted.jurisdictionOrganization(string) - The jurisdiction under which the issuer is incorporated or organized.irsNum(string) - The issuer’s Internal Revenue Service (IRS) identification number.
item2(object)regArule257(boolean) - Boolean flag indicating whether the issuer complies with Regulation A Rule 257.
summaryInfo(object)commissionFileNumber(string) - The SEC commission file number associated with the offering statement.offeringQualificationDate(date) - The date on which the offering statement was qualified under Regulation A. The date string format isMM-DD-YYYY, e.g.06-30-2024.offeringCommenceDate(date) - The date marking the commencement of the securities offering. The date string format isMM-DD-YYYY, e.g.06-30-2024.qualifiedSecuritiesSold(number) - Quantity of securities that were qualified for sale in the offering.offeringSecuritiesSold(number) - Quantity of securities that were actually sold during the offering.pricePerSecurity(number) - The unit price at which each security was offered.aggregrateOfferingPrice(number) - Total aggregate sales price for securities sold by the issuer.aggregrateOfferingPriceHolders(number) - Total aggregate sales price for securities sold on behalf of selling securityholders.underwrittenSpName(string) - Name of the underwriter or underwriting service provider involved in the offering.underwriterFees(number) - Fees charged by the underwriter for their services in the offering.salesCommissionsSpName(string) - Name of the service provider responsible for sales commissions in the offering.salesCommissionsFee(number) - Fee amount charged as sales commission for the securities offering.findersSpName(string) - Name of the service provider handling finders’ fees for the offering.findersFees(number) - Fee amount associated with finders’ services in the offering.auditorSpName(string) - Name of the auditor or auditing service provider for the financial statements.auditorFees(number) - Fees charged for auditing services related to the filing.legalSpName(string) - Name of the legal counsel or law firm responsible for legal services.legalFees(number) - Fee amount charged for legal services related to the offering.promoterSpName(string) - Name of the promoter or promotional service provider involved in the offering.promotersFees(number) - Fee amount charged for promotional services in connection with the offering.blueSkySpName(string) - Name of the service provider responsible for Blue Sky compliance.blueSkyFees(number) - Fees associated with Blue Sky compliance services.crdNumberBrokerDealer(string) - CRD number identifying the broker or dealer involved in the offering.issuerNetProceeds(number) - The net proceeds received by the issuer after deducting fees and expenses.clarificationResponses(string) - Additional clarifications or responses provided regarding the offering details.
Response Example - Form 1-K Annual Report
JSON
1
{
2
"total": {
3
"value": 2083,
4
"relation": "eq"
5
},
6
"data": [
7
{
8
"id": "cec6fef4a4a372a01f1ceeefbcc26329",
9
"accessionNo": "0001493152-25-005355",
10
"fileNo": "24R-00810",
11
"formType": "1-K",
12
"filedAt": "2025-02-07T13:25:17-05:00",
13
"periodOfReport": "2022-12-31",
14
"cik": "1691249",
15
"ticker": "",
16
"companyName": "Iremedy Healthcare Companies, Inc.",
17
"item1": {
18
"formIndication": "Annual Report",
19
"fiscalYearEnd": "12-31-2022",
20
"street1": "7118 South Kanner Highway",
21
"city": "STUART",
22
"stateOrCountry": "FL",
23
"zipCode": "34997",
24
"phoneNumber": "407-395-4283",
25
"issuedSecuritiesTitle": ["Common"]
26
},
27
"item1Info": [
28
{
29
"issuerName": "The iRemedy Healthcare Companies, Inc.",
30
"cik": "0001691249",
31
"jurisdictionOrganization": "DE",
32
"irsNum": "26-0255855"
33
}
34
],
35
"item2": { "regArule257": true }
36
},
37
// cut off for brevity
38
]
39
}
40
Form 1-Z Exit Reports API
Request Example
Find all Form 1-Z Exit Report filings which state that the issuer's net proceeds from the offering were larger than $20,000,000 and list the 5 most recent filings.
JSON
1
{
2
"query": "summaryInfoOffering.issuerNetProceeds > 20000000",
3
"from": "0",
4
"size": "5",
5
"sort": [{ "filedAt": { "order": "desc" } }]
6
}
Response Structure
Each Form 1-K and 1-K/A filing comprises the following fields:
id(string) - System-internal unique identifier of the filing record.accessionNo(string) - Unique accession number of the Form 1-Z filing, e.g.0001768126-25-000006.fileNo(string) - Unique identifier used to reference and track filings of the same process, e.g.020-34763formType(string) - The form type of the SEC filing. Possible Values:1-Z,1-Z/AfiledAt(date) - The timestamp when the filing was accepted by SEC EDGAR, e.g.2024-05-15T16:17:15-04:00.periodOfReport(date) - The reporting period covered by this Form 1-Z submission. Format:YYYY-MM-DD, e.g.2024-06-30. In annual reports this corresponds to the fiscal year end.cik(string) - Central Index Key (CIK) of the reporting entity, e.g.1021408. This is a unique identifier assigned by the SEC to the filer. Leading zeros are omitted.ticker(string) - If the filer represents a publicly traded company, the stock ticker symbol of the filer at the time of filing.companyName(string) - The legal name of the issuer as provided in the filing, e.g.ALPHABET INC.item1(object)issuerName(string) - The exact legal name of the issuer as specified in its charter.street1(string) - Primary street address of the issuer's principal executive office.street2(string) - Secondary street address or suite information for the issuer's principal executive office, if applicable.city(string) - City where the issuer's principal executive office is located.stateOrCountry(string) - State or country where the issuer's principal executive office is located.zipCode(string) - Postal code for the issuer's principal executive office.phone(string) - Contact phone number for the issuer's principal executive office.commissionFileNumber(string) - Commission file number assigned to the issuer per SEC filing requirements.
summaryInfoOffering(object)offeringQualificationDate(date) - Date on which the offering statement was qualified. The date string format isMM-DD-YYYY, e.g.06-30-2024.offeringCommenceDate(date) - Date when the offering commenced. The date string format isMM-DD-YYYY, e.g.06-30-2024.offeringSecuritiesQualifiedSold(number) - Amount of securities that were qualified for sale in the offering.offeringSecuritiesSold(number) - Total number of securities actually sold in the offering.pricePerSecurity(number) - Price assigned to each security in the offering.portionSecuritiesSoldIssuer(number) - Portion of total securities sales attributable to the issuer’s own sales efforts.portionSecuritiesSoldSecurityholders(number) - Portion of total securities sales attributable to selling securityholders.underwrittenSpName(string) - Name of the underwriter service provider for the offering.underwriterFees(number) - Fee amount charged by the underwriter service provider.salesCommissionsSpName(string) - Name of the service provider managing sales commissions.salesCommissionsFee(number) - Fee amount charged for sales commissions services.findersSpName(string) - Name of the finder's service provider involved in the offering.findersFees(number) - Fee amount charged by the finder’s service provider.auditorSpName(string) - Name of the auditor service provider engaged for the offering.auditorFees(number) - Fee amount charged by the auditor service provider.legalSpName(string) - Name of the legal service provider retained for the offering.legalFees(number) - Legal fee amount charged by the service provider.promoterSpName(string) - Name of the promoter service provider associated with the offering.promotersFees(number) - Promotional fee amount charged by the promoter service provider.blueSkySpName(string) - Name of the Blue Sky compliance service provider, if applicable.blueSkyFees(number) - Fee amount related to Blue Sky compliance services.crdNumberBrokerDealer(string) - CRD number of the broker-dealer associated with the offering.issuerNetProceeds(number) - Net proceeds received by the issuer after deducting fees and expenses.clarificationResponses(string) - Additional clarifications or responses provided regarding the offering.
certificationSuspension(object)securitiesClassTitle(string) - Title of the class of securities covered by the exit report.certificationFileNumber(string) - Commission file number linked to the certification of suspension.approxRecordHolders(number) - Approximate number of record holders as of the certification date.
signatureTab(object)cik(string) - Central Index Key (CIK) of the reporting entity, e.g.1021408. This is a unique identifier assigned by the SEC to the filer. Leading zeros are omitted.regulationIssuerName1(string) - Primary regulation issuer name as recorded in the filing.regulationIssuerName2(string) - Secondary regulation issuer name, if applicable.signatureBy(string) - Name of the individual signing the document on behalf of the issuer.date(date) - Date when the document was signed. The date string format isMM-DD-YYYY, e.g.06-30-2024.title(string) - Title or position of the signatory within the issuer's organization.
Response Example - Form 1-Z Exit Report
JSON
1
{
2
"total": {
3
"value": 316,
4
"relation": "eq"
5
},
6
"data": [
7
{
8
"id": "e42d19df4fdba2666a5d451626b373de",
9
"accessionNo": "0001768126-25-000006",
10
"fileNo": "24R-00102",
11
"formType": "1-Z",
12
"filedAt": "2025-01-08T19:04:17-05:00",
13
"cik": "1768126",
14
"ticker": "RRVCS",
15
"companyName": "RSE Archive, LLC",
16
"item1": {
17
"issuerName": "RSE Archive, LLC",
18
"street1": "46 HOWARD ST",
19
"street2": "STE 215",
20
"city": "NEW YORK",
21
"stateOrCountry": "NY",
22
"zipCode": "10013",
23
"phone": "2127293820",
24
"commissionFileNumber": [
25
"024-11967",
26
"024-11057"
27
]
28
},
29
"certificationSuspension": [
30
{
31
"securitiesClassTitle": "All series membership interests of RSE Archive, LLC",
32
"certificationFileNumber": [
33
"024-11057"
34
],
35
"approxRecordHolders": 0
36
}
37
],
38
"signatureTab": [
39
{
40
"cik": "0001768126",
41
"regulationIssuerName1": "RSE Archive, LLC",
42
"regulationIssuerName2": "RSE Archive, LLC",
43
"signatureBy": "Christopher Bruno",
44
"date": "01-08-2025",
45
"title": "CEO, Rally Holdings LLC, its managing member"
46
}
47
]
48
},
49
// cut off for brevity
50
]
51
}
52
Regulation A Filing Types
The following table provides an overview of different SEC filing types used in offering statements under Regulation A.
| Form Type | Description |
|---|---|
| 1-A | Offering statement under Regulation A |
| 1-A/A | Pre-qualification amendment for offering statement under Regulation A |
| 1-A POS | Post-qualification amendment to a 1-A offering statement |
| 1-A-W | Withdrawal of offering statement under Regulation A |
| 1-K | Annual Report Pursuant to Regulation A |
| 1-K/A | Amendment to Annual Report Pursuant to Regulation A |
| 1-Z | Exit Report under Regulation A |
| 1-Z/A | 1-Z/A: Amendment to Exit Report under Regulation A |
References
For more information about Regulation A filings, visit the following SEC websites: