Form 1-K filings are annual reports required under Rule 257(b)(1) of Regulation A. They must be filed by issuers that have conducted a Tier 2 offering under Regulation A within 120 calendar days after the end of the fiscal year, providing ongoing disclosure to the SEC and investors. The dataset includes all Form 1-K and Form 1-K/A filings submitted to EDGAR from April 2016 to present. Form 1-K/A filings represent amendments to previously filed annual reports. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains a description of the issuer's business operations, identification of directors, officers, and significant security holders, executive compensation information, management's discussion and analysis of liquidity, capital resources, and results of operations, related party transactions, and two years of audited financial statements.
Programmatically retrieve the full list of dataset archive files, download URLs and dataset metadata.
Dataset Index JSON API
Download the entire dataset as a single archive file.
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Download a single container file (e.g. monthly archive) from the dataset.
Download Single Container: