Form 1-U Files Dataset

Form 1-U filings provide current event reports filed by issuers conducting offerings under Regulation A, as required by Rule 257(b)(4) under the Securities Act of 1933. These reports must generally be filed within four business days of a triggering event, ensuring timely disclosure of significant developments to investors and the SEC. The dataset includes all Form 1-U and Form 1-U/A filings submitted to EDGAR from December 2015 to present. Form 1-U/A filings represent amendments to previously filed current reports. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains disclosure of one or more reportable events, including fundamental changes such as major acquisitions or dispositions, bankruptcy or receivership, changes in control, departure of principal officers, non-reliance on prior financial statements, unregistered sales of equity securities, and any voluntary disclosures made under Item 9.

Dataset APIs

Dataset Files