Form CFPORTAL Files Dataset

Form CFPORTAL is a registration application filed by funding portals with the SEC pursuant to Section 4A(a)(1) of the Securities Act and Regulation Crowdfunding. Entities that wish to act as intermediaries in crowdfunding transactions without registering as broker-dealers must register as funding portals on this form, which became available on EDGAR beginning January 29, 2016. The dataset includes all Form CFPORTAL and Form CFPORTAL/A filings submitted to EDGAR from January 2016 to present. Form CFPORTAL/A filings represent amendments to previously filed registrations. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains information about the funding portal's business operations, its principals and control relationships, employee details, and FINRA membership status, as well as any amendments to previously disclosed registration information.

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