Form D Files Dataset

Form D is an official notice of an offering of securities made without registration under the Securities Act of 1933, filed in reliance on an exemption provided by Regulation D or Section 4(a)(5) of the Act. Issuers conducting private placements under Rules 504, 506(b), or 506(c) of Regulation D are required to file Form D with the SEC within 15 days after the first sale of securities in the offering. The dataset includes all Form D and Form D/A filings submitted to EDGAR from September 2008 to present, corresponding to the SEC's introduction of the electronic XML-based Form D filing system. Form D/A filings represent amendments to previously submitted notices. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the issuer's name, CIK, address, and industry classification, the type of securities offered, the exemption rule relied upon, the total offering amount, the amount sold, the number of investors, and identification of the persons receiving sales compensation in connection with the offering.

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