Form DOS Files Dataset

Form DOS filings contain draft offering statements submitted for non-public review by SEC staff under Regulation A. Pursuant to Rule 252(d) under the Securities Act of 1933, issuers whose securities have not been previously sold under a qualified Regulation A offering statement or an effective Securities Act registration statement may submit a draft offering statement to the Commission for confidential staff review before public filing. The dataset includes all Form DOS and DOS/A filings submitted to EDGAR from June 2015 to present. DOS/A filings represent amendments to previously submitted draft offering statements. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the draft offering statement, issuer identification details including CIK and company name, a description of the proposed securities offering, and any related exhibits or correspondence submitted during the non-public review process.

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