Form MA Files Dataset

Form MA is the application for municipal advisor registration required under Section 15B of the Securities Exchange Act of 1934, as amended by the Dodd-Frank Act. Entities and sole proprietors that advise municipal entities on municipal financial products or the issuance of municipal securities must register with the SEC on Form MA. The dataset includes all Form MA and Form MA/A filings submitted to EDGAR from July 2014 to present. Form MA/A filings represent amendments to previously filed applications, including annual updates required within 90 days of fiscal year end. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the applicant's identifying information, business organization details, disciplinary history disclosures, types of municipal advisory activities conducted, and information about associated persons.

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