Form SC 13E3 filings contain transaction statements required under Rule 13e-3 of the Securities Exchange Act of 1934. They must be filed by issuers or their affiliates in connection with going-private transactions, ensuring that unaffiliated security holders receive material information about the transaction and its fairness. The dataset includes all Form SC 13E3 and Form SC 13E3/A filings submitted to EDGAR from January 1994 to present. Form SC 13E3/A filings represent amendments to previously filed transaction statements. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains a description of the going-private transaction, the identity and background of the filing persons, the terms and purpose of the transaction, the source and amount of funds, a statement as to whether the filing person believes the transaction is fair to unaffiliated security holders, and any financial information or exhibits required under Regulation M-A.
Programmatically retrieve the full list of dataset archive files, download URLs and dataset metadata.
Dataset Index JSON API
Download the entire dataset as a single archive file.
Download Entire Dataset:
Download a single container file (e.g. monthly archive) from the dataset.
Download Single Container: