Form NRSRO-CE Files Dataset

Form NRSRO-CE filings contain the annual certifications submitted by Nationally Recognized Statistical Rating Organizations pursuant to Rule 17g-1(f) under the Securities Exchange Act of 1934. Each NRSRO must file this certification on Form NRSRO no later than 90 days after the end of each calendar year, updating key information about its operations, ratings activity, and compliance with registration requirements under Section 15E. The dataset includes all Form NRSRO-CE and Form NRSRO-CE/A filings submitted to EDGAR from March 2016 to present. Form NRSRO-CE/A filings represent amendments to previously filed annual certifications. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains updated exhibits to Form NRSRO, including performance measurement statistics, the number of credit ratings outstanding by category, financial statements, and organizational and procedural disclosures required under the applicable SEC rules.

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