Form 2-E Files Dataset

Form 2-E filings provide periodic reports of securities sales conducted under the Regulation E exemption, as required by Rule 609 of the Securities Act of 1933. This form must be filed by small business investment companies and business development companies within 30 days after the end of each six-month period following the date of the original offering circular. The dataset includes all Form 2-E and Form 2-E/A filings submitted to EDGAR from January 2002 to present. Form 2-E/A filings represent amendments to previously filed reports. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the amount and type of securities sold during the reporting period, the aggregate offering price, the identity of the issuer, and information on the use of proceeds.

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