Form 35-CERT filings contain certificates concerning terms and conditions filed pursuant to Rule 24 under the Public Utility Holding Company Act of 1935. These certificates were submitted by registered public utility holding companies to notify the SEC of completed transactions, including securities issuances and financing arrangements. The dataset includes all Form 35-CERT and Form 35-CERT/A filings submitted to EDGAR from January 1994 until the form was discontinued in February 2006, when PUHCA 1935 was repealed by the Energy Policy Act of 2005. Form 35-CERT/A filings represent amendments to previously filed certificates. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains a certificate of notification identifying the registered holding company system, descriptions of completed transactions, references to prior SEC authorization orders, and any supporting exhibits.
Programmatically retrieve the full list of dataset archive files, download URLs and dataset metadata.
Dataset Index JSON API
Download the entire dataset as a single archive file.
Download Entire Dataset:
Download a single container file (e.g. monthly archive) from the dataset.
Download Single Container: