Form ADV-H-T filings contain applications for a temporary hardship exemption submitted by investment advisers pursuant to Rule 203-3 under the Investment Advisers Act of 1940. This submission type is used when unanticipated technical difficulties prevent an adviser from meeting an electronic filing deadline on the IARD system, and the temporary exemption extends the deadline by seven business days. The dataset includes all Form ADV-H-T filings submitted to EDGAR from April 2002 to present. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the identity of the investment adviser, a description of the technical difficulties experienced, identification of the subject filing, and the date the subject filing was originally due.
Programmatically retrieve the full list of dataset archive files, download URLs and dataset metadata.
Dataset Index JSON API
Download the entire dataset as a single archive file.
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Download a single container file (e.g. monthly archive) from the dataset.
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