Form ADV-NR Files Dataset

Form ADV-NR is an appointment of agent for service of process filed by non-resident general partners and non-resident managing agents of investment advisers pursuant to Section 203 of the Investment Advisers Act of 1940. The form designates the Secretary of the SEC as agent for service of process in the United States, as required under 17 CFR 279.4 and Rule 203-1. The dataset includes all Form ADV-NR filings submitted to EDGAR from September 2004 to present. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files; this covers the appointment form and any supporting attachments as filed by the reporting entity. Each filing typically contains the name and address of the non-resident general partner or managing agent, the name of the investment adviser, the appointment and consent to service of process, and the signature of the non-resident individual executing the form.

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