Form CERTAMX Files Dataset

Form CERTAMX filings contain certifications issued by the American Stock Exchange (AMEX) approving securities for listing on the exchange. These certifications were filed with the SEC to confirm that a security had met the listing standards of the American Stock Exchange and had been approved for trading. The dataset includes all Form CERTAMX filings submitted to EDGAR from June 2001 through October 2008, when the form was effectively discontinued following the acquisition of the American Stock Exchange by NYSE Euronext and its subsequent renaming to NYSE Amex Equities. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the name of the issuer, a description of the approved securities including class and number of shares or units, the effective date of the listing approval, and identification of the exchange under whose authority the certification was issued.

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