Form CERTARCA Files Dataset

Form CERTARCA filings contain exchange listing certifications submitted by NYSE Arca, Inc. pursuant to Rule 12d1-3 under the Securities Exchange Act of 1934. These certifications notify the SEC that NYSE Arca has approved a class of securities for listing and registration under Section 12(b) of the Exchange Act, and they are required before the registration of such securities can become effective. The dataset includes all Form CERTARCA filings submitted to EDGAR from April 2010 to present. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the name of the exchange certifying the listing, the title of the approved security, the date the listing application was filed with the exchange, and any conditions imposed on the certification.

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