Form CERTBATS Files Dataset

Form CERTBATS filings contain certifications by BATS Exchange (now Cboe BZX Exchange) approving securities for listing and registration on the exchange. These filings are submitted pursuant to Section 12(d) of the Securities Exchange Act of 1934 and Rule 12d1-1 thereunder, which requires a national securities exchange to certify that it has approved a class of securities for listing before registration under Section 12 can become effective. The dataset includes all Form CERTBATS filings submitted to EDGAR from July 2012 to present. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the name of the exchange certifying the listing, the title and description of the securities approved, the issuer's name and CIK, the date of approval, and any conditions attached to the certification.

Dataset APIs

Dataset Files