Form CERTBSE Files Dataset

Form CERTBSE filings contain certifications submitted by the Boston Stock Exchange to the SEC confirming that a security had been approved for listing and registration under Section 12(b) of the Securities Exchange Act of 1934. These certifications were required by Rule 12d1-3, which directs the governing authority of a national securities exchange to notify the Commission when a security is approved for listing. The dataset includes all Form CERTBSE filings submitted to EDGAR from February 2002 until the Boston Stock Exchange ceased independent operations following its acquisition by NASDAQ OMX Group in August 2008. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the name of the exchange, the title of the security approved for listing, the issuer's name and CIK, the date of exchange approval, and any conditions imposed on the listing.

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