Form CERTCBO filings contain certifications issued by the Cboe BZX Exchange, Inc. approving securities for listing and trading on the exchange. These certifications are submitted to the SEC under the Securities Exchange Act of 1934, primarily in connection with the registration and listing of exchange-traded fund shares. The dataset includes all Form CERTCBO filings submitted to EDGAR from May 2018 to present. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files; this covers the certification document and any supporting attachments as filed. Each filing typically contains the name of the issuer and the exchange-traded fund series, the class of securities approved for listing, the exchange on which the securities are to be traded, and the date of the certification.
Programmatically retrieve the full list of dataset archive files, download URLs and dataset metadata.
Dataset Index JSON API
Download the entire dataset as a single archive file.
Download Entire Dataset:
Download a single container file (e.g. monthly archive) from the dataset.
Download Single Container: