Form CERTPAC Files Dataset

Form CERTPAC filings contain certifications by the Pacific Exchange (later NYSE Arca) approving securities for listing and registration pursuant to Section 12(d) of the Securities Exchange Act of 1934 and Rule 12d1-1 thereunder. These certifications were submitted by the exchange to notify the SEC that a security had been approved for trading on its marketplace. The dataset includes all Form CERTPAC filings submitted to EDGAR from February 2002 through May 2013, when the form ceased to be used following the full integration of the Pacific Exchange into NYSE Arca. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the name of the issuer, the title and class of the security approved for listing, the exchange's formal certification of approval, and identifying information such as the file number and date of certification.

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