Form MA-I Files Dataset

Form MA-I is a registration form required under Section 15B(a) of the Securities Exchange Act of 1934 for natural persons associated with a municipal advisory firm who engage in municipal advisory activities on behalf of the firm. A sole proprietor municipal advisor must also file Form MA-I in addition to Form MA. The dataset includes all Form MA-I and Form MA-I/A filings submitted to EDGAR from July 2014 to present. Form MA-I/A filings represent amendments submitted to correct or update previously filed registrations. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the individual's identifying and employment information, other business activities, and disclosure reporting pages covering criminal history, regulatory actions, civil judicial actions, and customer complaints or arbitrations associated with the reporting person.

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