Form MSD Files Dataset

Form MSD is an application for registration as a municipal securities dealer filed by banks or separately identifiable departments or divisions of banks pursuant to Section 15B(a) of the Securities Exchange Act of 1934 and Rule 15Ba2-1 thereunder. The form must be filed within ten days of commencing municipal securities dealer activities and amended within thirty days of any material change in the information provided. The dataset includes all Form MSD and Form MSD/A filings submitted to EDGAR from January 2002 to present. Form MSD/A filings represent amendments to previously filed registration applications. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the applicant bank's name and address, ownership and affiliate information, details on associated personnel engaged in municipal securities activities, disciplinary history, and other information required for registration with the SEC and the Municipal Securities Rulemaking Board.

Dataset APIs

Dataset Files