Form NO ACT filings contain no-action letter requests submitted to the SEC by individuals, entities, or their counsel seeking confirmation that the SEC staff will not recommend enforcement action regarding a proposed transaction, product, or course of conduct under the federal securities laws. These requests are directed to various SEC divisions, including the Divisions of Corporation Finance, Investment Management, and Trading and Markets. The dataset includes all Form NO ACT filings submitted to EDGAR from March 2001 to present. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains a description of the proposed transaction or activity, the relevant statutory and regulatory provisions, an analysis of applicable facts and circumstances, the requesting party's legal arguments, and any supporting exhibits or correspondence.
Programmatically retrieve the full list of dataset archive files, download URLs and dataset metadata.
Dataset Index JSON API
Download the entire dataset as a single archive file.
Download Entire Dataset:
Download a single container file (e.g. monthly archive) from the dataset.
Download Single Container: