Form TACO Files Dataset

Form TACO filings contain transfer agent cancellation orders issued by the SEC pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934. When the Commission determines that a registered transfer agent is no longer in existence or has ceased to do business as a transfer agent, it issues an order cancelling that entity's registration. The dataset includes all Form TACO filings submitted to EDGAR from April 2002 to present. These filings are recorded as paper submissions on EDGAR. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the name and CIK of the transfer agent whose registration is being cancelled, the file number assigned to the transfer agent, and the effective date of the cancellation order.

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