Form U-13-60 Files Dataset

Form U-13-60 filings are annual reports required under Rule 94 of the Public Utility Holding Company Act of 1935. They must be filed by mutual service companies and subsidiary service companies operating within registered holding company systems, providing the SEC with detailed financial and operational information about intercompany service arrangements. The SEC discontinued Form U-13-60 following the repeal of PUHCA 1935, effective February 2006. The dataset includes all Form U-13-60 and Form U-13-60/A filings submitted to EDGAR from April 1994 until the form was discontinued in February 2006. Form U-13-60/A filings represent amendments to previously filed annual reports. For each accession number, a metadata file and all documents in the original EDGAR submission are included except image files. Each filing typically contains the service company's organization chart, a listing of currently effective cost allocation methods on file with the SEC, financial statements prepared in accordance with the Uniform System of Accounts for service companies, and a copy of the annual statement provided to each associate company detailing compensation for use of capital.

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