Advisers with Criminal Disclosures (Item 11A)

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Firms with at least one criminal-history disclosure on the adviser or an affiliate, per Item 11A. Compliance / KYC-style screen.

Request

Editable
POSThttps://api.sec-api.io/form-adv/firm

field:value finds all records that have value in field. Combine multiple field:value

Response

Click Run to execute the request.