Fund Annual Census Reports - Form N-CEN

rptIncludeAllSeriesFlag: boolean

Boolean flag indicating whether all series are included in the report series class.

rptIncludeAllClassesFlag: boolean

Boolean flag indicating whether all classes are included in the report class.

classIds: array of string

List of class identifiers associated with the report class.

officeName: string

Name of the office where the registrant's books and records are maintained.

officeAddress1: string

Primary address of the office maintaining the books and records.

officeAddress2: string

Secondary address of the office maintaining the books and records.

officeCity: string

City where the books and records office is located.

officeState: string

State where the books and records office is located.

officeCountry: string

Country where the books and records office is located.

officeRecordsZipCode: string

ZIP code for the books and records office.

officePhone: string

Phone number for the books and records office.

booksRecordsDesc: string

Description of the location and nature of the books and records maintained.

seriesName: string

Name of a series that has been terminated.

seriesId: string

Identifier for the terminated series.

terminationDate: string

Termination date for the series, in YYYY-MM-DD format.

directorName: string

Full name of a director of the registrant.

crdNumber: string

CRD number assigned to the director.

isDirectorInterestedPerson: boolean

Indicator showing if the director is considered an interested person.

fileNos: array of string

File numbers associated with the director for other companies where they serve.

ccoName: string

Full name of the chief compliance officer.

crdNumber: string

CRD number for the chief compliance officer.

ccoStreet1: string

Primary street address of the chief compliance officer.

ccoStreet2: string

Secondary street address of the chief compliance officer.

ccoCity: string

City for the chief compliance officer's address.

ccoState: string

State for the chief compliance officer's address.

ccoCountry: string

Country for the chief compliance officer's address.

ccoZipCode: string

ZIP code for the chief compliance officer's address.

ccoPhone: string

Contact phone number for the chief compliance officer.

isCcoChangedSinceLastFiling: boolean

Indicator if the chief compliance officer has changed since the previous filing.

seriesName: string

Name of the series associated with a security matter.

seriesId: string

Identifier for the security matter series.

seriesName: string

Name of the series related to a legal proceeding.

seriesId: string

Identifier for the legal proceeding series.

seriesName: string

Name of the terminated legal proceeding series.

seriesId: string

Identifier for the terminated legal proceeding series.

seriesName: string

Name of the series related to financial support provided.

seriesId: string

Identifier for the financial support series.

principalUnderwriterName: string

Name of the principal underwriter for the registrant.

principalUnderwriterFileNo: string

File number assigned to the principal underwriter.

principalUnderwriterCrdNumber: string

CRD number for the principal underwriter.

principalUnderwriterLei: string

Legal Entity Identifier for the principal underwriter.

principalUnderWriterState: string

State of registration for the principal underwriter.

principalUnderWriterCountry: string

Country of registration for the principal underwriter.

isPrincipalUnderwriterAffiliatedWithRegistrant: boolean

Indicator if the principal underwriter is affiliated with the registrant.

publicAccountantName: string

Name of the independent public accountant.

pcaobNumber: string

PCAOB number for the public accountant.

publicAccountantLei: string

Legal Entity Identifier for the public accountant.

publicAccountantState: string

State of registration for the public accountant.

publicAccountantCountry: string

Country of registration for the public accountant.

seriesName: string

Name of the series associated with the audit opinion.

seriesId: string

Identifier for the audit opinion series.

dateOfChange: string

Date on which a change in valuation methods occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

changeExplanation: string

Explanation detailing the change in valuation methods.

assetType: string

Asset type related to the valuation method change. Possible Values: Short-term investment vehicle, Repurchase agreement, Equity-common, Equity-preferred, Debt, Derivative-commodity, Derivative-credit, Derivative-equity, Derivative-foreign exchange, Derivative-interest rate, Derivative-other, Structured note, Loan, ABS-mortgage backed security, ABS-asset backed commercial paper, ABS-collateralized bond/debt obligation, ABS-other, Commodity, Real estate, Other

assetTypeOtherDesc: string

Description for the asset type if it does not fall under standard classifications.

investmentType: string

Type of investment associated with the valuation change.

statutoryRegulatoryBasis: string

Regulatory basis under which the valuation method change is made.

seriesName: string

Name of the series related to a payment error.

seriesId: string

Identifier for the payment error series.

seriesName: string

Name of the series related to dividend payments.

seriesId: string

Identifier for the dividend payment series.

sharesOutstandingClassName: string

Name of the share class for which outstanding shares are reported.

sharesOutstandingClassId: string

Identifier for the share class with outstanding shares.

sharesOutstandingTickerSymbol: string

Ticker symbol for the share class with outstanding shares.

isIndexFundAffiliated: boolean

Boolean flag indicating whether the index fund is affiliated with the registrant.

isIndexFundExclusive: boolean

Boolean flag indicating whether the index fund is exclusive.

indexFundReturnDiffBeforeExpense: number

A numeric value representing the index fund's return differential before expenses.

indexFundReturnDiffAfterExpense: number

A numeric value representing the index fund's return differential after expenses.

indexFundReturnDailyStdevBeforeExpense: number

The daily standard deviation of index fund returns calculated before expenses.

indexFundReturnDailyStdevAfterExpense: number

The daily standard deviation of index fund returns calculated after expenses.

foreignSubsidiaryName: string

The name of the foreign subsidiary as reported by the fund.

foreignSubsidiaryLei: string

The Legal Entity Identifier (LEI) for the foreign subsidiary.

isFundLiquidated: boolean

Indicates whether the fund's securities lending arrangement has been liquidated.

isFundAdverselyImpacted: boolean

Specifies if the fund has experienced adverse impacts from its securities lending operations.

securitiesAgentName: string

The name of the agent responsible for handling securities lending transactions.

securitiesAgentLei: string

The LEI of the securities lending agent.

isSecuritiesAgentAffiliated: boolean

Indicates if the securities lending agent is affiliated with the fund.

isSecurityAgentIndemnity: boolean

Indicates whether indemnity is provided for the securities lending agent.

collateralManagerName: string

The name of the collateral manager overseeing fund collateral arrangements.

collateralManagerLei: string

The LEI of the collateral manager.

isCollateralManagerAffiliated: boolean

Indicates if the collateral manager is affiliated with the fund.

isCollateralManagerAffiliatedWithFund: boolean

Specifies whether the collateral manager is directly affiliated with the fund.

investmentAdviserName: string

The name of the investment adviser managing the fund.

investmentAdviserFileNo: string

The file number assigned to the investment adviser.

investmentAdviserCrdNo: string

The CRD number of the investment adviser.

investmentAdviserLei: string

The LEI of the investment adviser.

investmentAdviserState: string

The state in which the investment adviser is registered.

investmentAdviserCountry: string

The country in which the investment adviser is registered.

investmentAdviserStartDate: string

The commencement date of the investment adviser's engagement with the fund. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

isInvestmentAdviserHired: boolean

Indicates whether the investment adviser is currently engaged by the fund.

investmentAdviserTerminatedName: string

Name of the investment adviser whose engagement has been terminated.

investAdviserTerminatedFileNo: string

The file number of the terminated investment adviser.

investAdviserTerminatedCrdNo: string

The CRD number of the terminated investment adviser.

investAdviserTerminatedLei: string

The LEI of the terminated investment adviser.

investmentAdviserTerminatedState: string

State code where the terminated investment adviser was based.

investmentAdviserTerminatedCountry: string

Country code where the terminated investment adviser was based.

investAdviserTerminationDate: string

The termination date of the investment adviser's engagement. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

subAdviserName: string

The name of the sub-adviser assisting with fund management.

subAdviserFileNo: string

The file number assigned to the sub-adviser.

subAdviserCrdNo: string

The CRD number of the sub-adviser.

subAdviserLei: string

The LEI of the sub-adviser.

isSubAdviserAffiliated: boolean

Indicates whether the sub-adviser is affiliated with the primary investment adviser.

subAdviserState: string

The state in which the sub-adviser is registered.

subAdviserCountry: string

The country in which the sub-adviser is registered.

subAdviserStartDate: string

The date when the sub-adviser began their engagement. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

isSubAdviserHired: boolean

Indicates if the sub-adviser is currently engaged with the fund.

subAdviserTerminatedName: string

The name of the sub-adviser whose engagement has ended.

subAdviserTerminatedFileNo: string

The file number of the terminated sub-adviser.

subAdviserTerminatedCrdNo: string

The CRD number of the terminated sub-adviser.

subAdviserTerminatedLei: string

The LEI of the terminated sub-adviser.

subAdviserTerminatedState: string

The state of registration for the terminated sub-adviser.

subAdviserTerminatedCountry: string

Country code where the terminated sub-adviser was based.

subAdviserTerminationDate: string

The date on which the sub-adviser's engagement was terminated. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

transferAgentName: string

The name of the transfer agent handling fund transactions.

transferAgentFileNo: string

The file number assigned to the transfer agent.

transferAgentLei: string

The LEI of the transfer agent.

transferAgentState: string

The state in which the transfer agent is registered.

transferAgentCountry: string

The country in which the transfer agent is registered.

isTransferAgentAffiliated: boolean

Indicates whether the transfer agent is affiliated with the fund.

isTransferAgentSubAgent: boolean

Indicates if the transfer agent functions as a sub-agent.

pricingServiceName: string

The name of the pricing service provider used by the fund.

pricingServiceLei: string

The LEI of the pricing service provider.

pricingServiceIdNumberDesc: string

Identification number or description provided by the pricing service provider.

pricingServiceState: string

The state in which the pricing service provider is registered.

pricingServiceCountry: string

The country in which the pricing service provider is registered.

isPricingServiceAffiliated: boolean

Indicates whether the pricing service provider is affiliated with the fund.

custodianName: string

The name of the custodian responsible for holding the fund's assets.

custodianLei: string

The LEI of the custodian.

custodianState: string

The state in which the custodian is registered.

custodianCountry: string

The country in which the custodian is registered.

isCustodianAffiliated: boolean

Indicates whether the custodian is affiliated with the fund.

isSubCustodian: boolean

Specifies if the custodian operates as a sub-custodian.

custodyType: string

Describes the type of custody arrangement in place. Possible Values: Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)), Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1), Self - rule 17f-2 (17 CFR 270.17f-2), Securities depository - rule 17f-4 (17 CFR 270.17f-4), Foreign custodian - rule 17f-5 (17 CFR 270.17f-5), Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6), Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7), Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2), Other

otherCustodianDesc: string

Provides additional details if a custodian falls under an 'other' category.

shareholderServiceAgentName: string

The name of the shareholder servicing agent handling investor communications.

shareholderServiceAgentLei: string

The LEI of the shareholder servicing agent.

shareholderServiceIdNumberDesc: string

Identification number or description for the shareholder servicing agent.

shareholderServiceAgentState: string

The state in which the shareholder servicing agent is registered.

shareholderServiceAgentCountry: string

The country in which the shareholder servicing agent is registered.

isShareholderServiceAgentAffiliated: boolean

Indicates whether the shareholder servicing agent is affiliated with the fund.

isShareholderServiceAgentSubShare: boolean

Specifies if the shareholder servicing agent functions as a sub-agent.

adminName: string

The name of the administrator managing fund operations.

adminLei: string

The LEI of the administrator.

idNumberDesc: string

Identification number or description for the administrator.

adminState: string

The state in which the administrator is registered.

adminCountry: string

The country in which the administrator is registered.

isAdminAffiliated: boolean

Indicates whether the administrator is affiliated with the fund.

isAdminSubAdmin: boolean

Specifies if the administrator functions in a subordinate capacity.

brokerDealerName: string

The name of the affiliated broker-dealer.

brokerDealerFileNo: string

The file number of the broker-dealer.

brokerDealerCrdNo: string

The CRD number of the broker-dealer.

brokerDealerLei: string

The LEI of the broker-dealer.

brokerDealerState: string

The state in which the broker-dealer is registered.

brokerDealerCountry: string

The country in which the broker-dealer is registered.

brokerDealerCommission: number

The commission amount associated with the broker-dealer.

brokerName: string

The name of the broker handling transactions for the fund.

brokerFileNo: string

The file number assigned to the broker.

brokerCrdNo: string

The CRD number of the broker.

brokerLei: string

The LEI of the broker.

brokerState: string

State code where the broker is registered or operating.

brokerCountry: string

Country code where the broker is registered or operating.

grossCommission: number

Gross commission amount earned by the broker.

principalName: string

Name of the principal involved in the transaction.

principalFileNo: string

File number associated with the principal's transaction record.

principalCrdNo: string

CRD (Central Registration Depository) number for the principal.

principalLei: string

Legal Entity Identifier (LEI) for the principal.

principalState: string

State code associated with the principal's transaction.

principalCountry: string

Country code associated with the principal's transaction.

principalTotalPurchaseSale: number

Total purchase/sale value for the principal transaction.

isCreditLineCommitted: string

Indicates whether the line of credit is formally committed. Possible Values: Committed, Uncommitted

lineOfCreditSize: number

Total size or limit of the available line of credit.

lineOfCreditInstitutions: array of string

Institutions providing or backing the line of credit.

soleCreditType: string

Specifies if the line of credit is designated as a sole credit type. Possible Values: Sole, Shared

isCreditLineUsed: boolean

Boolean indicator that shows if any portion of the credit line is currently in use.

interFundLendingLoanAverage: number

Average loan amount provided under inter-fund lending.

interFundLendingDaysOutstanding: number

Average number of days inter-fund loans remain outstanding.

interFundBorrowingLoanAverage: number

Average loan amount for inter-fund borrowing.

interFundBorrowingDaysOutstanding: number

Average number of days inter-fund borrowing loans remain outstanding.

description: string

Detailed description of the security related item. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other

securityClassTitle: string

Title of the security class for the related item.

otherSecurityDescription: string

Description for security types not classified as common stocks.

rightsOfferingParticipationPercent: number

Percentage of participation in the rights offering.

secondaryOfferingType: array of string

Specifies the type of secondary offering provided. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other

otherSecondaryOfferingDesc: string

Additional descriptive text for secondary offerings when the type is 'Other'.

repurchaseSecurityType: array of string

Specifies the type of repurchase security transaction executed. Possible Values: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other

otherRepurchaseSecurityDesc: string

Supplementary description for repurchase security when classified as 'Other'.

defaultNature: string

Nature or rationale underlying the long-term debt default.

defaultDate: string

Date on which the long-term debt default occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

defaultPerThousandAmount: number

Default amount per thousand units for the long-term debt.

defaultTotalAmount: number

Total amount defaulted for long-term debt.

dividendIssueTitle: string

Title or description for the dividend issue in arrears.

dividendAmountPerShareInArrear: number

Dividend amount per share that is currently in arrears.

smallInvestmentAdviserName: string

Name of the small investment adviser.

smallInvestmentAdviserFileNo: string

File number assigned to the small investment adviser.

smallInvestmentAdviserCrdNo: string

CRD number for the small investment adviser.

smallInvestmentAdviserLei: string

Legal Entity Identifier (LEI) of the small investment adviser.

smallInvestmentAdviserState: string

State code where the small investment adviser is based.

smallInvestmentAdviserCountry: string

Country code where the small investment adviser is based.

smallInvestmentAdviserStartDate: string

Start date of the engagement with the small investment adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

isSmallInvestmentAdviserHired: boolean

Boolean indicator showing whether the small investment adviser is currently hired.

smallInvestmentAdviserTerminatedName: string

Name of the terminated small investment adviser.

smallInvestmentAdviserTerminatedFileNo: string

File number associated with the terminated small investment adviser.

smallInvestmentAdviserTerminatedCrdNo: string

CRD number of the terminated small investment adviser.

smallInvestmentAdviserTerminatedLei: string

LEI of the terminated small investment adviser.

smallInvestmentAdviserTerminatedState: string

State code associated with the terminated small investment adviser.

smallInvestmentAdviserTerminatedCountry: string

Country code associated with the terminated small investment adviser.

smallInvestmentAdviserTerminatedDate: string

Termination date of the small investment adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

smallSubAdviserName: string

Name of the small sub-adviser.

smallSubAdviserFileNo: string

File number assigned to the small sub-adviser.

smallSubAdviserCrdNo: string

CRD number for the small sub-adviser.

smallSubAdviserLei: string

Legal Entity Identifier (LEI) of the small sub-adviser.

smallSubAdviserState: string

State code where the small sub-adviser is based.

smallSubAdviserCountry: string

Country code where the small sub-adviser is based.

isSmallSubAdviserAffiliated: boolean

Boolean indicator specifying if the small sub-adviser is affiliated with the registrant.

smallSubAdviserStartDate: string

Start date of the engagement with the small sub-adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

isSmallSubAdviserHired: boolean

Boolean indicator showing whether the small sub-adviser is currently hired.

smallSubAdviserTerminatedName: string

Name of the terminated small sub-adviser.

smallSubAdviserTerminatedFileNo: string

File number for the terminated small sub-adviser.

smallSubAdviserTerminatedCrdNo: string

CRD number for the terminated small sub-adviser.

smallSubAdviserTerminatedLei: string

LEI of the terminated small sub-adviser.

smallSubAdviserTerminatedState: string

State code associated with the terminated small sub-adviser.

smallSubAdviserTerminatedCountry: string

Country code associated with the terminated small sub-adviser.

smallSubAdviserTerminatedDate: string

Termination date of the small sub-adviser. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

smallTransferAgentName: string

Name of the small transfer agent.

smallTransferAgentFileNo: string

File number assigned to the small transfer agent.

smallTransferAgentLei: string

Legal Entity Identifier (LEI) of the small transfer agent.

smallTransferAgentState: string

State code where the small transfer agent is based.

smallTransferAgentCountry: string

Country code for the small transfer agent associated with a closed-end management investment.

isSmallTransferAgentAffiliated: boolean

Indicates whether the small transfer agent is affiliated with the registrant.

isSmallTransferAgentSubAdmin: boolean

Indicates whether the small transfer agent operates as a sub-administrator.

smallCustodianName: string

Name of the small custodian for closed-end management investments.

smallCustodianLei: string

Legal Entity Identifier (LEI) of the small custodian.

smallCustodianState: string

State code where the small custodian is registered.

smallCustodianCountry: string

Country code for the small custodian.

isSmallCustodianAffiliated: boolean

Indicates whether the small custodian is affiliated with the registrant.

isSmallCustodianSub: boolean

Indicates whether the small custodian functions as a sub-custodian.

custodyType: string

Specifies the type of custody arrangement used by the small custodian. Possible Values: Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)), Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1), Self - rule 17f-2 (17 CFR 270.17f-2), Securities depository - rule 17f-4 (17 CFR 270.17f-4), Foreign custodian - rule 17f-5 (17 CFR 270.17f-5), Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6), Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7), Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2), Other

otherSmallCustodianDesc: string

Additional descriptive text for custody arrangements that are not standard.

fundExchange: string

Four letter ISO 10383 identifier of the securities exchange on which the fund is listed. See, ISO 20022 Market Identifier Codes webpage.

fundsTickerSymbol: string

Ticker symbol of the fund on the corresponding exchange.

authorizedParticipantName: string

Name of an authorized participant in the exchange series.

authorizedParticipantFileNo: string

File number assigned to the authorized participant.

authorizedParticipantCrdNo: string

CRD (Central Registration Depository) number for the authorized participant.

authorizedParticipantLei: string

Legal Entity Identifier (LEI) for the authorized participant.

authorizedParticipantPurchaseValue: number

Monetary value associated with purchases made by the authorized participant.

authorizedParticipantRedeemValue: number

Monetary value associated with redemptions processed by the authorized participant.

depositorName: string

Name of the depositor for the unit investment trust.

depositorCrdNo: string

CRD number assigned to the depositor.

depositorLei: string

Legal Entity Identifier (LEI) of the depositor.

depositorState: string

State code where the depositor is registered.

depositorCountry: string

Country code of the depositor.

depositorUltimateParentName: string

Name of the ultimate parent company of the depositor.

uitAdminName: string

Name of the unit investment trust administrator.

uitAdminLei: string

Legal Entity Identifier (LEI) of the unit investment trust administrator.

uitAdminDescOtherNumber: string

Additional description or identifier for the unit investment trust administrator.

uitAdminState: string

State code where the unit investment trust administrator is registered.

uitAdminCountry: string

Country code for the unit investment trust administrator.

isUitAdminAffiliated: boolean

Indicates whether the unit investment trust administrator is affiliated with the registrant.

isUitAdminSubAdmin: boolean

Indicates whether the unit investment trust administrator functions as a sub-administrator.

isRegistrantSeparateInsuranceAccount: boolean

Indicates if a registrant separate insurance account exists for the unit investment trust. Possible Values: Y

separateAccountSeriesId: string

Identifier for the separate insurance account series.

numOfExistingSeries: number

Count of existing series in non-registrant separate insurance accounts.

seriesCIKs: array of string

CIK identifiers for the existing series in non-registrant accounts.

numOfNewSeriesRegistration: number

Number of new series registrations in non-registrant separate insurance accounts.

newSeriesAggregateValue: number

Aggregate monetary value of newly registered series in non-registrant accounts.

numOfSeriesCurrentProspectus: number

Number of series included in the current prospectus for non-registrant accounts.

numOfExistingSeriesAdditionalUnits: number

Count of additional units in existing series for non-registrant separate insurance accounts.

additionalUnitsTotalValue: number

Total value of additional units in existing series for non-registrant accounts.

unitInPortfolioValue: number

Portfolio value represented by the units in non-registrant separate insurance accounts.

totalAssetsSeries: number

Total assets value for the series in non-registrant separate insurance accounts.

isRegistrantSeparateInsuranceAccount: boolean

Indicates whether the account qualifies as a registrant separate insurance account. Possible Values: N

separateAccountSecurityName: string

Name of the security in a separate account contract for the unit investment trust.

separateAccountContractId: string

Identifier for the separate account contract.

separateAccountTotalAsset: number

Total asset value for the separate account contract.

numContractsSold: number

Number of contracts sold under the separate account arrangement.

grossPremiumReceived: number

Total gross premium received for the separate account contract.

grossPremiumReceivedSection1035: number

Gross premium received under Section 1035 for the contract.

numContractsAffected: number

Number of contracts affected by specific events in the separate account.

contractValueRedeemed: number

Total redemption value for the separate account contract.

contractValueRedeemedSection1035: number

Redemption value for the contract under Section 1035.

numContractsAffectedRedeemed: number

Count of contracts that were redeemed.

divestmentSecurityName: string

Name of the security that has been divested from the unit investment trust.

divestmentSecurityTickerSymbol: string

Ticker symbol for the divested security.

divestmentSecurityCusipNo: string

CUSIP number for the divested security.

divestedNumShares: number

Number of shares divested from the unit investment trust.

divestedDate: string

Date when the divestment occurred. The date string format is yyyy-MM-dd, e.g. 2024-07-13.

divestmentStatuteName: string

Name of the statute governing the divestment.

registrantHeldSecurityTickerSymbol: string

Ticker symbol of the security held by the registrant.

registrantHoldsSecurityCusipNo: string

CUSIP number of the security held by the registrant.

registrantNumShare: number

Number of shares of the security held by the registrant.