Find Late Submission Notifications for Annual and Quarterly Reports

Retrieve notifications of late filing submitted on SEC Form NT. These filings indicate that an issuer expects to submit its annual or quarterly report after the required deadline and typically disclose the reason for the delay as well as the anticipated filing date.

Form NT filings may also indicate whether a significant change in results of operations compared to the corresponding period of the prior fiscal year will be reflected in the financial statements included in the late report or a portion thereof.

The query formType:"NT 10" matches all late filing notifications related to Forms 10-K and 10-Q, including both NT 10-K and NT 10-Q variants.

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Search Parameters in JSON (editable)

1{
2    "query": "formType:\"NT 10\"",
3    "from": "0",
4    "size": "20",
5    "sort": [{ "filedAt": { "order": "desc" } }]
6}

{
    "query": "formType:\"NT 10\"",
    "from": "0",
    "size": "20",
    "sort": [{ "filedAt": { "order": "desc" } }]
}