Find SEC Orders Filed with the SEC

Retrieve the most recent SEC ORDER filings. These filings represent formal orders issued by the SEC in connection with regulatory, administrative, or enforcement actions.

SEC orders may relate to proceedings involving registrants, investment advisers, broker-dealers, or other market participants and often document decisions, sanctions, settlements, or procedural rulings.

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Search Parameters in JSON (editable)

1{
2    "query": "formType:ORDER",
3    "from": "0",
4    "size": "20",
5    "sort": [{ "filedAt": { "order": "desc" } }]
6}

{
    "query": "formType:ORDER",
    "from": "0",
    "size": "20",
    "sort": [{ "filedAt": { "order": "desc" } }]
}