All SEC EFFECT Filings

Retrieve the most recent SEC EFFECT filings. EFFECT filings are submitted to notify the SEC that a registration statement has become effective or that a post-effective amendment has taken effect.

These filings are commonly associated with registration statements such as Forms S-1, S-3, or F-1 and indicate when securities may legally be offered or sold.

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{
  "query": "formType:EFFECT",
  "from": "0",
  "size": "10",
  "sort": [{"filedAt":{"order":"desc"}}]
}

from sec_api import QueryApi

queryApi = QueryApi("YOUR_API_KEY")

queryApi.get_filings({
  "query": "formType:EFFECT",
  "from": "0",
  "size": "10",
  "sort": [{"filedAt":{"order":"desc"}}]
})

import { queryApi } from "sec-api";

queryApi.setApiKey("YOUR_API_KEY");

await queryApi.getFilings({
  "query": "formType:EFFECT",
  "from": "0",
  "size": "10",
  "sort": [{"filedAt":{"order":"desc"}}]
});

curl -X POST "https://api.sec-api.io?token=YOUR_API_KEY" \
  -H "Content-Type: application/json" \
  -d '{
    "query": "formType:EFFECT",
    "from": "0",
    "size": "10",
    "sort": [{"filedAt":{"order":"desc"}}]
  }'