SEC EFFECT Filings for Form S-3 Registrations

Retrieve the most recent SEC EFFECT filings related to registration statements filed on Form S-3.

EFFECT filings notify the SEC that a registration statement or a post-effective amendment has become effective, indicating that the registered securities may be offered or sold. This example focuses specifically on EFFECT notices associated with Form S-3 registration statements.

Request

Editable

Search query

Results per response

Offset

Sort by

Order

{
  "query": "formType:EFFECT AND registrationForm:\"S-3\"",
  "from": "0",
  "size": "20",
  "sort": [{"filedAt":{"order":"desc"}}]
}

from sec_api import QueryApi

queryApi = QueryApi("YOUR_API_KEY")

queryApi.get_filings({
  "query": "formType:EFFECT AND registrationForm:\"S-3\"",
  "from": "0",
  "size": "20",
  "sort": [{"filedAt":{"order":"desc"}}]
})

import { queryApi } from "sec-api";

queryApi.setApiKey("YOUR_API_KEY");

await queryApi.getFilings({
  "query": "formType:EFFECT AND registrationForm:\"S-3\"",
  "from": "0",
  "size": "20",
  "sort": [{"filedAt":{"order":"desc"}}]
});

curl -X POST "https://api.sec-api.io?token=YOUR_API_KEY" \
  -H "Content-Type: application/json" \
  -d '{
    "query": "formType:EFFECT AND registrationForm:\"S-3\"",
    "from": "0",
    "size": "20",
    "sort": [{"filedAt":{"order":"desc"}}]
  }'